Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Regulus Therapeutics Inc.), Securities Purchase Agreement (GENELUX Corp), Securities Purchase Agreement (Reneo Pharmaceuticals, Inc.)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration PeriodPeriod (or within the periods permitted under Rule 12b-25 of the Exchange Act), the Company will timely file all documents with the SECSEC all reports required to be so filed under the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Acorda Therapeutics Inc), Securities Purchase Agreement (Memory Pharmaceuticals Corp), Securities Purchase Agreement (Acorda Therapeutics Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During Throughout the Registration PeriodPeriod (as defined in the Registration Rights Agreement), the Company will use its best efforts to timely file all reports, schedules, forms, statements and other documents required to be filed by it with the SECSEC under the reporting requirements of the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Internet America Inc), Securities Purchase Agreement (Mihaylo Steven G), Securities Purchase Agreement (Internet America Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will timely file all documents with the SEC, and the The Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Argyle Security, Inc.), Securities Purchase Agreement (Argyle Security, Inc.), Securities Purchase Agreement (Icop Digital, Inc)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 of the Exchange Act. During So long as any Purchaser beneficially owns any of the Registration PeriodSecurities or Conversion Shares, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not voluntarily terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 3 contracts
Samples: Series C Preferred Stock and Warrant Purchase Agreement (American Technology Corp /De/), Series B Preferred Stock and Warrant Purchase Agreement (American Technology Corp /De/), Series D Preferred Stock and Warrant Purchase Agreement (American Technology Corp /De/)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During For a period of not less than one year from the Registration PeriodClosing Date, the Company will use commercially reasonable efforts to timely file all documents with the SEC, and the Company will not terminate to avoid termination of its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Saratoga Resources Inc /Tx), Securities Purchase Agreement (Saratoga Resources Inc /Tx), Securities Purchase Agreement (Saratoga Resources Inc /Tx)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 of the Exchange Act. During Throughout the Registration PeriodPeriod (as defined in the Registration Rights Agreement), the Company will use its best efforts to timely file all reports, schedules, forms, statements and other documents required to be filed by it with the SECSEC under the reporting requirements of the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Pharmafrontiers Corp), Securities Purchase Agreement (Pharmafrontiers Corp), Securities Purchase Agreement (Pharmafrontiers Corp)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 3 contracts
Samples: Securities Purchase Agreement (TherapeuticsMD, Inc.), Securities Purchase Agreement (Biodelivery Sciences International Inc), Securities Purchase Agreement (Biodel Inc)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 of the Exchange Act. During the Registration PeriodPeriod (as defined in Section 6.4(a)), the Company will timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 3 contracts
Samples: Unit Purchase Agreement (Epimmune Inc), Unit Purchase Agreement (Epimmune Inc), Unit Purchase Agreement (Epimmune Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will use commercially reasonable efforts to timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.), Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.), Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 12(g) of the Exchange Act. During So long as the Registration PeriodInvestor beneficially owns any Registrable Securities, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 3 contracts
Samples: Equity Line Financing Agreement (Biopure Corp), Equity Line Financing Agreement (Biopure Corp), Private Equity Line Financing Agreement (Corixa Corp)
Reporting Status. The Company’s Common Stock is registered under Section 12 12(g) of the Exchange Act. During the Registration Period, the The Company will shall use commercially reasonable efforts to timely file all documents with the SEC, SEC all reports and other information under the Company will not terminate its status Exchange Act so long as it is an issuer required to file reports and such information under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such terminationAct.
Appears in 2 contracts
Samples: Equity Purchase and Rights Offering Agreement (Itc Deltacom Inc), Stock Purchase Agreement (Itc Deltacom Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During Prior to expiration of the Registration Period, the Company will timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Term Loan Agreement (Avinger Inc), Securities Purchase Agreement (Avinger Inc)
Reporting Status. The Company’s 's Common Stock is registered under ---------------- Section 12 of the Exchange Act. During the Registration Period, the The Company will timely shall file all documents with the SEC, SEC a Current Report on Form 8-K disclosing this Agreement and the Company will not terminate its status as an issuer required to file reports under transactions contemplated hereby within 10 business days after the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such terminationdate hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Constellation 3d Inc), Securities Purchase Agreement (Constellation 3d Inc)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 12(g) of the Exchange Act. During So long as Buyers beneficially own any of the Registration PeriodSecurities, the Company will shall use best efforts to timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will not terminate shall use best efforts to maintain its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Centurion Gold Holdings Inc), Securities Purchase Agreement (Centurion Gold Holdings Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 12(g) of the Exchange Act. During the Registration Period, the Company will use commercially reasonable efforts to timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ARCA Biopharma, Inc.), Securities Purchase Agreement (ARCA Biopharma, Inc.)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 12(g) of the Exchange Act. During So long as the Registration PeriodInvestor beneficially owns any of the Securities, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Equity Line Financing Agreement (Gadzoox Networks Inc), Equity Line Financing Agreement (Gadzoox Networks Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will use commercially reasonable efforts to timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Puissance Cross-Border Opportunities v LLC), Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 12(b) of the Exchange Act. During Until such time as Investor may sell their shares under Rule 144, so long as Investor beneficially owns any of the Registration PeriodCommon Shares, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Probex Corp), Stock Purchase Agreement (Probex Corp)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will use reasonable best efforts to timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Yuma Regional Medical Center), Securities Purchase Agreement (Palisade Bio, Inc.)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 12(g) of the Exchange Act. During So long as ComVest beneficially owns any of the Registration PeriodSecurities, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Fischer Imaging Corp), Note and Warrant Purchase Agreement (Fischer Imaging Corp)
Reporting Status. The Company’s shares of Common Stock is are registered under Section 12 of the Exchange Act. During the Registration Period, the Company will timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Inhibrx, Inc.), Securities Purchase Agreement (Taysha Gene Therapies, Inc.)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During From the date hereof to the end of the Registration Period, the Company will timely file all documents required to be filed under the Exchange Act and the rules and regulations thereunder with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Commerce Union Bancshares, Inc.), Securities Purchase Agreement (FB Financial Corp)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During So long as any Purchaser beneficially owns any of the Registration PeriodSecurities or Conversion Shares, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not voluntarily terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Series E Preferred Stock and Warrant Purchase Agreement (American Technology Corp /De/)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will agrees to use commercially reasonable efforts to timely (or within the periods permitted under Rule 12b-25 of the Exchange Act) file all documents with the SECSEC all reports required to be so filed under the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (Euronet Worldwide Inc)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 12(g) of the Exchange Act. During For a period of twelve (12) months after the Registration end of the Commitment Period, the Company will shall timely file all documents reports required to be filed with the SECCommission pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Equity Financing Agreement (Pantera Petroleum Inc.)
Reporting Status. The Company’s Company Common Stock is registered under Section 12 12(g) of the Exchange Act. During the Registration Period, the Company will use commercially reasonable efforts to timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Reporting Status. The Company’s 's Common Stock is not registered ----------------- under Section 12 of the Exchange Act. During the Registration PeriodPeriod (as defined below), the Company will timely file all reports, schedules, forms, statements and other documents required to be filed by it with the SECSEC under the reporting requirements of the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (Nanopierce Technologies Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During For a period of not less than ten years from the Registration PeriodClosing Date, the Company will use commercially reasonable efforts to timely file all documents with the SEC, and the Company will not terminate to avoid termination of its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (Saratoga Resources Inc /Tx)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration PeriodPeriod (as defined below), the Company will use reasonable best efforts to timely file all required documents with the SEC. The Company has no present intent to, and the Company will not for so long as a Purchaser holds Registrable Securities, terminate its the Company’s status as an issuer required to file reports under the Exchange Act Act, even if the Exchange Act or the rules and or regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (Minerva Neurosciences, Inc.)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 of the Exchange Act. During the period commencing on the date of the First Closing until the expiration of the Registration PeriodPeriod (as defined below), the Company will timely file all reports, schedules, forms, statements and other documents required to be filed by it with the SECSEC under the reporting requirements of the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Subscription Agreement (National Scientific Corp/Az)
Reporting Status. The Company’s Common Stock is registered under subject to the reporting requirements of Section 12 15(d) of the Exchange Act. During From the date hereof to the end of the Registration PeriodPeriod (as defined in the Registration Rights Agreement), the Company will timely file all documents required to be filed under Section 15(d) of the Exchange Act and the rules and regulations thereunder with the SEC, and the Company will not terminate its status as an issuer required to file reports under Section 15(d) of the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (Business First Bancshares, Inc.)
Reporting Status. The Company’s Common Stock is registered under Section 12 12(b) of the Exchange Act. During So long as the Registration PeriodBuyer beneficially owns any of the Securities, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Series C Preferred Stock Purchase Agreement (Environmental Tectonics Corp)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will agrees to use commercially reasonable efforts to timely (or within the periods permitted under Rule 12b-25 of the Exchange Act) file all documents with the SECSEC all reports required to be so filed under the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (EPIX Pharmaceuticals, Inc.)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration PeriodPeriod (as defined below), the Company will timely file all reports, schedules, forms, statements and other documents required to be filed by it with the SECSEC under the reporting requirements of the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will agrees to use commercially reasonable efforts to timely file all documents with the SECSEC all reports required to be filed by the Company under the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (Columbia Laboratories Inc)
Reporting Status. The Company’s Common Stock is registered under Section 12 12(g) of the Exchange Act. During So long as the Registration PeriodInvestor beneficially owns any Registrable Securities, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Private Equity Line Financing Agreement (Dendreon Corp)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the effectiveness of the Registration PeriodRights Agreement, the Company will timely file all documents with the SEC, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Regulus Therapeutics Inc.)
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration PeriodPrior to May 15, 2006, the Company will timely file all documents with the SEC, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Reporting Status. The Company’s Common Stock is registered under Section 12 of the Exchange Act. During the Registration Period, the Company will agrees to use commercially reasonable efforts to timely file all documents with the SECSEC all reports required to be filed by the Company under the Exchange Act, and the Company will not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract
Samples: Securities Purchase Agreement (Columbia Laboratories Inc)
Reporting Status. The Company’s 's Common Stock is registered under Section 12 12(b) of the Exchange Act. During Until such time as Investor may sell its shares under Rule 144, so long as Investor beneficially owns any of the Registration PeriodCommon Shares, the Company will shall timely file all documents reports required to be filed with the SECSEC pursuant to the Exchange Act, and the Company will shall not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would permit such termination.
Appears in 1 contract