Common use of Reports to Regulatory Authorities Clause in Contracts

Reports to Regulatory Authorities. it acknowledges that it or the Corporation may be required to provide applicable securities regulatory authorities with a list setting forth the identities of the beneficial purchasers of the Bonds or undisclosed principal(s) for whom it is acting, and: (i) if required by applicable securities legislation, regulations, rules, policies or orders or by any securities commission, stock exchange or other regulatory authority, the Investor will execute, deliver, file and otherwise assist the Corporation in filing, such reports, undertakings and other documents with respect to the issue of the Bonds; and (ii) notwithstanding that the Investor may be purchasing the Bonds as agent for an undisclosed principal, it will provide, on request, particulars as to the identity of such beneficial purchaser(s) or undisclosed principal(s) for whom it may be acting as required by the Corporation (in order to comply with the foregoing); and

Appears in 2 contracts

Samples: Subscription Agreement, Subscription Agreement

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Reports to Regulatory Authorities. it acknowledges that it or the Corporation may be required to provide applicable securities regulatory authorities with a list setting forth the identities of the beneficial purchasers of the Bonds Class A Common Shares or undisclosed principal(s) for whom it is acting, and: (i) : if required by applicable securities legislation, regulations, rules, policies or orders or by any securities commission, stock exchange or other regulatory authority, the Investor will execute, deliver, file and otherwise assist the Corporation in filing, such reports, undertakings and other documents with respect to the issue of the BondsClass A Common Shares; and (ii) and notwithstanding that the Investor may be purchasing the Bonds Class A Common Shares as agent for an undisclosed principal, it will provide, on request, particulars as to the identity of such beneficial purchaser(s) or undisclosed principal(s) for whom it may be acting as required by the Corporation (in order to comply with the foregoing); and

Appears in 2 contracts

Samples: Subscription Agreement, Subscription Agreement

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Reports to Regulatory Authorities. it acknowledges that it or the Corporation may be required to provide applicable securities regulatory authorities with a list setting forth the identities of the beneficial purchasers of the Bonds or undisclosed principal(s) for whom it is acting, and: (i) : if required by applicable securities legislation, regulations, rules, policies or orders or by any securities commission, stock exchange or other regulatory authority, the Investor will execute, deliver, file and otherwise assist the Corporation in filing, such reports, undertakings and other documents with respect to the issue of the Bonds; and (ii) and notwithstanding that the Investor may be purchasing the Bonds as agent for an undisclosed principal, it will provide, on request, particulars as to the identity of such beneficial purchaser(s) or undisclosed principal(s) for whom it may be acting as required by the Corporation (in order to comply with the foregoing); and

Appears in 1 contract

Samples: Subscription Agreement

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