Common use of Reports to the Adviser; Escalation Clause in Contracts

Reports to the Adviser; Escalation. A. The CCO shall make regular reports to the Adviser regarding its administration and enforcement of the Compliance Program. These regular reports shall address compliance by the Trust and the Service Providers and such other matters as the Adviser may reasonably request.

Appears in 5 contracts

Samples: Officer Services Agreement (Financial Investors Trust), Compliance Officer Services Agreement (Financial Investors Trust), Compliance Officer Services Agreement (Financial Investors Trust)

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