Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, to: (i) make and keep public information available, as those terms are understood and defined in SEC Rule 144; (ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and (iii) furnish to each Holder, so long as such Holder owns any Registrable Securities, forthwith upon request (A) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (B) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (C) such other information as may be reasonably requested in availing the Holders of any rule or regulation of the SEC which permits the selling of any securities without registration.
Appears in 8 contracts
Samples: Registration Rights Agreement (Digital Lava Inc), Registration Rights Agreement (Digital Lava Inc), Registration Rights Agreement (Digital Lava Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to each of the Holders Stockholders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC thereunder that may at any time permit the Holders any such Stockholder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) maintain registration of its Common Stock under Section 12 of the Exchange Act;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each Holderany such Stockholder, so long as such Holder the Stockholder owns any Registrable SecuritiesShares, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders Stockholder of any rule or regulation of under the SEC Securities Act which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 6 contracts
Samples: Registration Rights Agreement (Parexel International Corp), Registration Rights Agreement (Parexel International Corp), Registration Rights Agreement (Parexel International Corp)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and or any other similar rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Company to the public without registrationregistration ("Rule 144"), the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each Holder, Holder so long as such Holder owns any Registrable SecuritiesWarrants, forthwith promptly upon request request, (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing to permit the Holders of any rule or regulation of the SEC which permits the selling of any to sell such securities without registration.
Appears in 4 contracts
Samples: Warrant Agreement (Sirius Satellite Radio Inc), Warrant Agreement (Sirius Satellite Radio Inc), Warrant Agreement (Sirius Satellite Radio Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and or any other similar rule or regulation of the SEC that may at any time permit the Holders Warrantholders to sell securities of the Company to the public without registrationregistration ("Rule 144"), the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each Holder, Holder so long as such Holder owns any Registrable SecuritiesWarrants, forthwith promptly upon request request, (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing to permit the Holders of any rule or regulation of the SEC which permits the selling of any to sell such securities without registration.
Appears in 4 contracts
Samples: Warrant Agreement (Apollo Investment Fund Iv Lp), Warrant Agreement (Apollo Investment Fund Iv Lp), Warrant Agreement (Sirius Satellite Radio Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (Schuler Homes Inc), Registration Rights Agreement (Schuler Holdings Inc), Registration Rights Agreement (Apollo Real Estate Investment Fund L P/Ny)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Stockholder the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC thereunder that may at any time permit the Holders Stockholder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) maintain registration of its Common Stock under Section 12 of the Exchange Act;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each Holderthe Stockholder, so long as such Holder the Stockholder owns any Registrable SecuritiesShares, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders Stockholder of any rule or regulation of under the SEC Securities Act which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 4 contracts
Samples: Registration Rights Agreement (Parexel International Corp), Asset Purchase Agreement (Omni Multimedia Group Inc), Registration Rights Agreement (Parexel International Corp)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, toagrees to use its best efforts:
(ia) to make and keep current public information available, about the Company available (as those terms are understood and defined in SEC Rule 144144 under the Act), at all times the Company is subject to the reporting requirements of the 1934 Act;
(iib) to file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) to furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon written request (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company under the 1934 Act and (Ciii) such other information as such Holder may be reasonably requested request in availing the Holders order to avail itself of any similar rule or regulation of the SEC which that permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 3 contracts
Samples: Registration Rights Agreement (Vsource Inc), Registration Rights Agreement (Mercantile Equity Partners Iii L P), Registration Rights Agreement (Vsource Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Holder(s) the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Yahoo Inc), Registration Rights Agreement (Yahoo Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders of Registerable Securities the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each HolderHolder of Registerable Securities, so long as such Holder of Registerable Securities owns any Registrable Registerable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (C)iii) such other information as may be reasonably requested in availing the Holders Investors of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Cheung Laboratories Inc), Registration Rights Agreement (Celsion Corp)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act ("Rule 144") and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 2 contracts
Samples: Secured Convertible Note Purchase Agreement (Accrue Software Inc), Secured Convertible Note Purchase Agreement (Smelick Robert)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders each Holder the benefits of SEC Rule 144 promulgated under the Securities Act and any other similar rule or regulation of the SEC Commission that may at any time anytime permit the Holders such Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use commercially reasonable efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each any Holder, so as long as such the Holder owns any Registrable Securities, forthwith promptly upon written request (Ai) a written statement by the Company Company, if true, that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) to the extent not publicly available through the Commission’s EXXXX database, a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders of by such Holder’s compliance with any rule or regulation of the SEC Commission which permits the selling of any such securities without registration.
Appears in 2 contracts
Samples: Registration Agreement (Us Dataworks Inc), Registration Agreement (Us Dataworks Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders EMC the benefits of SEC Rule 144 promulgated under the Securities 1933 Act and any other rule or regulation of the SEC that may at any time permit the Holders EMC to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) use its best efforts to make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) use its best efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the Securities 1933 Act and the Securities Exchange Act of 1934, as amended (the "1934 Act"); and
(iiic) furnish to each HolderEMC, so long as such Holder EMC owns any Registrable Securities, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities 1933 Act and the 1934 Act, ; (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders order to permit EMC to avail itself of any rule or regulation of the SEC or any state securities authority which permits the selling of any such securities without registration.
Appears in 2 contracts
Samples: Consulting Agreement (Intraop Medical Corp), Consulting Agreement (Intraop Medical Corp)
Reports Under Securities Exchange Act of 1934. With a view to --------------------------------------------- making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Active Software Inc), Registration Rights Agreement (Active Software Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC thereunder that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) maintain registration of its Common Stock under Section 12 of the Exchange Act;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each any Holder, so long as such the Holder owns any Registrable Restricted Securities, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of under the SEC Securities Act which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 2 contracts
Samples: Registration Rights Agreement (Excel Switching Corp), Stock Restriction and Registration Rights Agreement (Data Dimensions Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act (“Rule 144”) and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its commercially reasonable efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Digital Lightwave Inc), Registration Rights Agreement (Digital Lightwave Inc)
Reports Under Securities Exchange Act of 1934. With a view to making --------------------------------------------- available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit the Holders a Holder to sell securities of the Company to the public without registrationregistration or pursuant to a registration on Form S-3, the Company agrees, following the initial public offer of the Company's securities, toagrees to use its best efforts:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144144 promulgated under the Securities Act, at all times;
(iib) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each Holder, so long as such Holder owns any Registrable Securities, the Holders forthwith upon written request (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of SEC Commission Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company Company, and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which Commission that permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to --------------------------------------------- making available to the Holders Holder the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each the Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Stockholders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC thereunder that may at any time permit the Holders a Stockholder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) maintain registration of its Common Stock under Section 12 of the Exchange Act;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each Holderany Stockholder, so long as such Holder the Stockholder owns any Registrable SecuritiesShares, forthwith upon request reasonable request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders any Stockholder of any rule or regulation of under the SEC Securities Act which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Seller and Stratos the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders Seller and Stratos to sell securities of the Company Voxware to the public without registration, the Company agrees, following the initial public offer of the Company's securities, Voxware agrees to:
(ia) make and at all times keep public information available, as those terms are understood and defined in SEC Rule 144144 under the Securities Act;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company Voxware under the Securities Act and the 1934 Act; and
(iiic) furnish to each HolderSeller and Stratos, so long as such Holder Seller owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company Voxware that it has complied with the reporting requirements of SEC Rule 144144 under the Securities Act, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company Voxware and such other reports and documents so filed by the Company Voxware and (Ciii) such other information as may be reasonably requested in availing the Holders Seller and Stratos of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Samples: Stock Restriction and Registration Rights Agreement (Voxware Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Shareholders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Shareholder to sell securities of the Company to the public without registrationregistration or pursuant to a registration on Form S-3, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each Holderany Shareholder, so long as such Holder Shareholder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, 144 under the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing any Shareholder of Rule 144 under the Holders of any rule or regulation of the SEC which permits the selling of any securities without registrationAct.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Holder the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders Holder to sell securities of the Company Series D Conversion Shares to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(i) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Securities Exchange Act of 1934, as amended (the "1934 Act"); and
(iii) furnish to each the Holder, so long as such the Holder owns any Registrable SecuritiesSeries D Conversion Shares, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act 144 and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders Holder of any rule or regulation of the SEC which permits the selling of any securities the Series D Conversion Shares without registration."
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Stockholders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC thereunder that may at any time permit the Holders a Stockholder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) maintain registration of its Common Stock under Section 12 of the Exchange Act;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each Holderany Stockholder, so long as such Holder the Stockholder owns any Registrable SecuritiesShares, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders any Stockholder of any rule or regulation of under the SEC Securities Act which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Samples: Registration Rights Agreement (Parexel International Corp)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities 1933 Act and any other rule or regulation of the SEC Securities and Exchange Commission that may at any time permit the Holders Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its reasonable best efforts to:
(i1) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(ii2) file with the SEC Securities and Exchange Commission in a timely manner all reports and other documents required of the Company under the Securities 1933 Act and the Securities Exchange Act of 1934 Act(xxx 0000 Xxx); andxxd
(iii3) furnish to each Holder, the Holder so long as such the Holder owns any of the Holder's Registrable Securities, Securities forthwith upon request (A) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act 144 and the 1934 Act, (B) a copy of the most recent annual or quarterly report of the Company Company, and such other reports and documents so filed by the Company and (C) such other information as may be reasonably requested in availing the Holders any holder of any rule or regulation of the SEC which permits Securities and Exchange Commission permitting the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Holder the benefits of SEC Rule 144 promulgated under the Securities 1933 Act and any other rule or regulation of the SEC that may at any time permit the Holders Holder to sell securities of the Company to the public without registrationregistration or pursuant to a registration on Form S-3, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(i) 1.8.1 make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(ii) 1.8.2 file with the SEC in a timely manner all reports and other documents required of the Company under the Securities 1933 Act and the 1934 Act; and
(iii) 1.8.3 furnish to each Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144144 (at any time after ninety (90) days after the effective date of the first registration statement filed by the Company), the Securities 1933 Act and the 1934 ActAct (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders Holder of any rule or regulation of the SEC which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Samples: Registration Rights Agreement (Valence Technology Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Earnshaw the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Securities Exchange Commission (“SEC”) that may at any time permit the Holders XX Xxxxxxxx to sell securities of the Company Purchaser Shares to the public without registration, Purchaser agrees until the Company agrees, following the initial public offer second (2nd) anniversary of the Company's securitiesClosing Date, to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company Purchaser under the Securities Act and the 1934 United States Exchange Act of 1934, as amended (“Exchange Act”); and
(iiic) furnish to each HolderXX Xxxxxxxx, so long as such Holder XX Xxxxxxxx owns any Registrable SecuritiesPurchaser Shares, forthwith upon written request (A) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bi) a copy of the most recent annual or quarterly report of the Company Purchaser and such other reports and documents so filed by the Company Purchaser, and (Cii) such other information as may be reasonably requested in availing the Holders XX Xxxxxxxx of any rule or regulation of the SEC which that permits the selling of any securities such Purchaser Shares without registration.
Appears in 1 contract
Samples: Stock Purchase Agreement (Ebix Inc)
Reports Under Securities Exchange Act of 1934. With In the event the Company registers any class or series of its capital stock with the SEC, then with a view to making available to the Holders Shareholder the benefits of SEC Rule 144 promulgated under the Securities 1933 Act and any other rule or regulation of the SEC that may at any time permit the Holders Shareholder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use reasonable efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Securities Exchange Act of 1934, as amended (the "1934 Act"); and
(iiic) furnish to each HolderShareholder, so long as such Holder Shareholder owns any Registrable SecuritiesShares, forthwith upon request request, whenever applicable (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act 1933 Act, and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders Shareholder of any rule or regulation of the SEC which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Holder the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities -15- 16 Federal Act and the Securities Exchange Act of 1934, as amended (the "1934 Act"); and
(iiic) furnish to each Holder, so long as such any Holder owns any Registrable Securities, forthwith upon request (A) a written statement by the Company that it has has, complied with the reporting requirements of SEC Rule 144, 144 and of the Securities Federal Act and the 1934 ActAct (at any time after it hat become subject to such reporting requirements), (B) a copy of the most recent annual or quarterly report of the Company Company, and such other reports and documents so filed by the Company and (C) such other information as may be reasonably requested in availing the Holders any such Molder to take advantage of any rule or regulation of the SEC which permits permitting the selling of any such securities without registration.
Appears in 1 contract
Samples: Warrant Agreement (Shared Technologies Cellular Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Holder(s) the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Holder(s) the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registrationregistration or pursuant to a registration on Form S-3, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) file Form 10 information as promptly as practicable after the Reverse Merger in accordance with Rule 144(i).
(b) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times after 90 days after the effective date of the IPO or Trading Event by the Company;
(iic) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (A) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bi) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Cii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Samples: Consent and Support Agreement (Coronado Biosciences Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders holders of Registrable Securities the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit the Holders a holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144144 under the Securities Act;
(iib) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each Holderany holder, so long as such Holder holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, 144 under the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC Commission which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Shareholders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC thereunder that may at any time permit the Holders a Shareholder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) maintain registration of its Common Stock under Section 12 of the Exchange Act;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each Holderany Shareholder, so long as such Holder the Shareholder owns any Registrable SecuritiesShares, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, ; (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders any Shareholder of any rule or regulation of under the SEC Securities Act which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Samples: Registration Rights Agreement (Transwitch Corp /De)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Holder the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each the Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to --------------------------------------------- making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish make available to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit the Holders to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(i) 6.6.1 for at least four years from the date hereof, make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(ii) 6.6.2 for at least four years from the date hereof, file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Securities and Exchange Act of 1934 (the "1934 Act"); and
(iii) 6.6.3 furnish to each Holder, so long as such Holder owns any Registrable Securities, forthwith upon written request (Aa) a written statement by the Company that whether it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bb) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (Cc) such other information as may be reasonably requested in availing the Holders of any rule or regulation of the SEC Commission which permits the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. 4.1 With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act ("Rule 144") and any other rule or regulation of the SEC Commission that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) use commercially reasonable efforts to make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times;
(iib) use commercially reasonable efforts to file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiic) furnish to each Holder, so long as such any Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of SEC Rule 144, 144 and of the Securities Act and the 1934 ActExchange Act (at any time after it has become subject to such reporting requirements), (Bii) a copy of the most recent annual or quarterly report of the Company Company, and (iii) such other reports and documents so filed by of the Company and (C) as such other information as Holder may be reasonably requested in availing the Holders request to avail itself of any similar rule or regulation of the SEC which permits the selling of Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Navigant International Inc)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Shareholder the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC thereunder that may at any time permit the Holders a Shareholder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) maintain registration of its Common Stock under Section 12 of the Exchange Act;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Exchange Act; and
(iiid) furnish to each HolderShareholder, so long as such Holder the Shareholder owns any Registrable SecuritiesShares or Earnout Shares, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, ; (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company; and (Ciii) such other information as may be reasonably requested in availing the Holders Shareholder of any rule or regulation of under the SEC Securities Act which permits the selling of any such securities without registrationregistration or pursuant to such form.
Appears in 1 contract
Samples: Registration Rights Agreement (Transwitch Corp /De)
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, to:
(i) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iii) furnish to each Holder, so long as such Holder owns any Registrable Securities, forthwith upon request (A) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (B) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (C) such other information as may be reasonably requested in availing the Holders Holder of any rule or regulation of the SEC which permits the selling of any securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders Stockholders the benefits of SEC Rule 144 promulgated under the Securities Act of 1933 and any other rule or regulation of the SEC that may at any time permit the Holders a Stockholder to sell securities of the Company NET to the public without registration, the Company agrees, following the initial public offer of the Company's securities, NET agrees to use its best efforts to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company NET under the Securities 1933 Act and the Securities Exchange Act of 1934, as amended the ("1934 Act"); and
(iiic) furnish to each Holder, any Stockholder so long as such Holder Stockholder owns any Registrable Securities, of the shares of NET forthwith upon request (A) a written statement by the Company NET that it has complied with the reporting requirements of SEC Rule 144, and of the Securities Act and the 1934 1933 Act, (B) a copy of the most recent annual or quarterly report of the Company NET, and such other reports and documents so filed by the Company and (C) such other information NET as may be reasonably requested in availing the Holders any Stockholder of any rule or regulation of the SEC which permits permitting the selling of any such securities without registration.
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to of making available to the Holders Holder the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registrationregistration or pursuant to a registration on Form S-3, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144;
(ii) use its best efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiib) furnish to each Holder, the Holder so long as such the Holder owns any Registrable Securities, forthwith upon request request: (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (Bat any time that it so qualifies); and (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (C) such other information as may be reasonably requested in availing the Holders of any rule or regulation of the SEC which permits the selling of any securities without registration.Company; and
Appears in 1 contract
Reports Under Securities Exchange Act of 1934. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit the Holders a Holder to sell securities of the Company to the public without registration, the Company agrees, following the initial public offer of the Company's securities, agrees to:
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times after ninety (90) days after the effective date of the first registration statement filed by the Company for the offering of its securities to the general public;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the 1934 Act; and
(iiic) furnish to each any Holder, so long as such the Holder owns any Registrable Securities, forthwith upon request (Ai) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the 1934 Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (Ciii) such other information as may be reasonably requested in availing the Holders any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration.
Appears in 1 contract