REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144; (b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and (c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 26 contracts
Samples: Securities Purchase Agreement (RespireRx Pharmaceuticals Inc.), Securities Purchase Agreement (Blow & Drive Interlock Corp), Securities Purchase Agreement (Pharmagreen Biotech Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
a. A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a ,
b. A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 25 contracts
Samples: Registration Rights Agreement (Greenkraft, Inc.), Registration Rights Agreement (Orgenesis Inc.), Registration Rights Agreement (TransCoastal Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 23 contracts
Samples: Registration Rights Agreement (Arista Financial Corp.), Registration Rights Agreement (NCM Financial), Registration Rights Agreement (Fresh Promise Foods, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities which are eligible for resale under Rule 144 and such information is necessary in order for the Investor to sell such Securities pursuant to Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase AgreementConvertible Promissory Note) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 ActAct applicable to the Company, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 16 contracts
Samples: Registration Rights Agreement (CarbonMeta Technologies, Inc.), Registration Rights Agreement (CarbonMeta Technologies, Inc.), Registration Rights Agreement (CarbonMeta Technologies, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 15 contracts
Samples: Registration Rights Agreement (Wherify Wireless Inc), Registration Rights Agreement (American Enterprise Development Corp), Registration Rights Agreement (Turbine Truck Engines Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 10 contracts
Samples: Registration Rights Agreement (NovAccess Global Inc.), Registration Rights Agreement (NovAccess Global Inc.), Registration Rights Agreement (NovAccess Global Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Equity Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 6 contracts
Samples: Registration Rights Agreement (FLASR, Inc.), Registration Rights Agreement (Jubilant Flame International, LTD), Registration Rights Agreement (Monster Arts Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Vet Online Supply Inc), Securities Purchase Agreement (Vet Online Supply Inc), Securities Purchase Agreement (Vet Online Supply Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase AgreementSPA) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Stock Purchase Agreement (SMX (Security Matters) Public LTD Co), Stock Purchase Agreement (SMX (Security Matters) Public LTD Co), Stock Purchase Agreement (SMX (Security Matters) Public LTD Co)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor -------- holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(aA) make and keep public information available, as those terms are understood and defined in Rule 144;
(bB) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(cC) furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (iiII) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iiiIII) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (Walker Financial Corp), Registration Rights Agreement (Myriad Entertainment & Resorts, Inc.), Registration Rights Agreement (Hyperdynamics Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 the1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (Clean Energy Technologies, Inc.), Registration Rights Agreement (SmartMetric, Inc.), Registration Rights Agreement (Clean Energy Technologies, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Digital Locations, Inc.), Registration Rights Agreement (DarkPulse, Inc.), Registration Rights Agreement (DarkPulse, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
i. A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (,
ii) a . A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (and
iii) . such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Powerdyne International, Inc.), Registration Rights Agreement (Genufood Energy Enzymes Corp.), Registration Rights Agreement (China Kangtai Cactus Bio-Tech, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase AgreementCSPA) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Cannapharmarx, Inc.), Registration Rights Agreement (GreenBox POS), Registration Rights Agreement (Nascent Biotech Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:, until such time as all of the Registrable Securities may be sold without restriction pursuant to Rule 144(k):
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Investor investors to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Altair Nanotechnologies Inc), Registration Rights Agreement (Altair Nanotechnologies Inc), Registration Rights Agreement (Altair Nanotechnologies Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With 8.1With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (APPlife Digital Solutions Inc), Registration Rights Agreement (APPlife Digital Solutions Inc), Registration Rights Agreement (APPlife Digital Solutions Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities which are eligible for resale under Rule 144 and such information is necessary in order for the Investor to sell such Securities pursuant to Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 ActAct applicable to the Company, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Simlatus Corp), Registration Rights Agreement (Hpil Holding), Registration Rights Agreement (Gopher Protocol Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities which are eligible for resale under Rule 144 and such information is necessary in order for the Investor to sell such Securities pursuant to Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 ActAct applicable to the Company, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Freeseas Inc.), Registration Rights Agreement (Freeseas Inc.), Registration Rights Agreement (Freeseas Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
a. A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a ,
b. A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Investment Agreement (Kallo Inc.), Registration Rights Agreement (AMP Holding Inc.), Registration Rights Agreement (Xtreme Oil & Gas, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(aA) make and keep public information available, as those terms are understood and defined in Rule 144;
(bB) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(cC) furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (iiII) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iiiIII) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Smoky Market Foods Inc), Registration Rights Agreement (Smoky Market Foods Inc), Registration Rights Agreement (Domark International Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 1. With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Equity Financing Agreement (Bubblr Inc.), Registration Rights Agreement (Bubblr Inc.), Registration Rights Agreement (Igen Networks Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company’s obligations Company under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144144 (which reports may be filed after the original filing deadline pursuant to an extension permitted by Rule 12b-25 under the 1934 Act); and
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting reporting, submission and posting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany with the SEC if such reports are not publicly available via EXXXX, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Eastside Distilling, Inc.), Registration Rights Agreement (Giga Tronics Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC and/or OTC Markets in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Humbl, Inc.), Registration Rights Agreement (Humbl, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, ) the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144144 at all times while the Company is subject to the reporting requirements of the 1934 Act;
(b) use its best efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is as are required for by the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Investors so long as such Investors owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Carbiz Inc), Registration Rights Agreement (Carbiz Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule "RULE 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. use its reasonable efforts to make and keep public information available, as those terms are understood and defined in Rule 144;, and as may be required in order to be eligible to use Form S-3; provided, however, that so long as the Company has acted in good faith in its attempts to make and keep such public information available, the failure to do so shall not be a breach of this Agreement.
(b) b. use its reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the each Investor, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Investors' Rights Agreement (Russ Berrie & Co Inc), Investors' Rights Agreement (Prentice Capital Management, LP)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities which are eligible for resale under Rule 144 and such information is necessary in order for the Investor to sell such Securities pursuant to Rule 144, the Company agrees to:
(a) : make and keep public information available, as those terms are understood and defined in Rule 144;
(b) ; file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) and furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 ActAct applicable to the Company, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Investment Agreement (Turbosonic Technologies Inc), Investment Agreement (Turbosonic Technologies Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Preferred Stock Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Action Sports Media, Inc.), Registration Rights Agreement (Kleangas Energy Technologies, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Equity Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Seen on Screen Tv Inc.), Registration Rights Agreement (Well Power, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to use its reasonable best efforts to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase AgreementAgreements) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the applicable reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Rsa Security Inc/De/), Registration Rights Agreement (Rsa Security Inc/De/)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Trans American Aquaculture, Inc), Registration Rights Agreement (Appiphany Technologies Holdings Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 the1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (POSITIVEID Corp), Registration Rights Agreement (Vape Holdings, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:: REPORTS UNDER THE 1934 ACT - continued
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (12 to 20 Plus Inc), Registration Rights Agreement (12 to 20 Plus Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144(b)(1), the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
a. A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a ,
b. A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Eastgate Acquisitions Corp), Registration Rights Agreement (Eastgate Acquisitions Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Holders the benefits of Rule 144 promulgated under the 1933 Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Holders to sell securities of the Company to the public without registration (“Rule 144”), provided that no later than the Investor holds any Registrable Securities are eligible for resale under Rule 144, Effectiveness Deadline the Company agrees to:
(a) make and keep cause there to be “current public information available, information” available for the Company as those terms are understood and defined such term is used in Rule 144144 following the earlier of 90 days following the listing on an Approved Market and 90 days following the Effectiveness Date;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Securities Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Holder so long as such Holder owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Securities Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Holders to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Common Share Purchase Agreement (Interoil Corp), Securities Purchase Agreement (Interoil Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 the1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Investment Agreement (Seaniemac International, Ltd.), Registration Rights Agreement (Seaniemac International, Ltd.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep cause to be available adequate current public information availablewith respect to the Company, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Pemstar Inc), Registration Rights Agreement (Pemstar Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. use its reasonable efforts to make and keep public information available, as those terms are understood and defined in Rule 144;, and as may be required in order to be eligible to use Form S-3; provided, however, that so long as the Company has acted in good faith in its attempts to make and keep such public information available, the failure to do so shall not be a breach of this Agreement.
(b) b. use its reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the each Investor, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Investors' Rights Agreement (De Shaw Laminar Portfolios LLC), Investors' Rights Agreement (De Shaw Laminar Portfolios LLC)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, ) the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144144 at all times while the Company is subject to the reporting requirements of the 1934 Act;
(b) use its best efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such those requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is as are required for by the applicable provisions of Rule 144; and
(c) furnish to the InvestorInvestor so long as the Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) any such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Carbiz Inc), Loan and Security Agreement (Carbiz Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase AgreementSPA) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Grom Social Enterprises, Inc.), Stock Purchase Agreement (Grom Social Enterprises, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With As long as any Preferred Shares or Registrable Securities remain outstanding, the Company, with a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to use its best efforts to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
a. A written statement by the Company that it has complied with the reporting requirements reportingrequirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a ,
b. A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iiiand(iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Gei Global Energy Corp.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Buyer and the Deerfield Entities the benefits of Rule 144 promulgated under the 1933 Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Buyer and the Deerfield Entities to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Securities Act and the 1934 Exchange Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the InvestorBuyer and the Deerfield Entities so long as the Buyer and the Deerfield Entities own Registrable Securities (or securities convertible or exercisable into Registrable Securities), promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Securities Act and the 1934 ActExchange Act as required for applicable provisions of Rule 144, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Buyers to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Dynavax Technologies Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, each Investor so long as such Investor owns Registrable Securities or Secondary Registrable Securities promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany (other than any correspondence filed by the Company with the SEC, including, without limitation, any confidential treatment requests), and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Cheetah Oil & Gas Ltd.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) unless the following are filed with the SEC through EXXXX and are available to the public through the EXXXX system, a copy of the most recent annual or quarterly report (if the Company files quarterly reports) of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Elephant Talk Communications Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 the1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Dominovas Energy Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to Until the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation earlier of the SEC that may at any time permit date on which (A) the Investor Investors shall have sold all the Conversion Shares, the Interest Shares and the Warrant Shares, (B) none of the Senior Debentures or Warrants is outstanding, or (C) pursuant to Rule 144(k) the Investors are permitted to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144registration, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, to the extent not available on XXXXX, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees tothat so long as any Investor owns any Securities, the Company shall:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon written request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Softnet Systems Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Rich Pharmaceuticals, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees agrees, from and after the date of the filing of the Form 10-K, to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner (which includes in reliance on, and after compliance with the deadline required by, Rule 12b-25 of the 0000 Xxx) all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration; provided, however, that the Company shall not be so required if such documents are, or such information is, publicly available on XXXXX.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. for a period of two years from the last Closing Date make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Propanc Health Group Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
a. A written statement by the Company that it has complied with the reporting requirements reportingrequirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a ,
b. A copy of the most recent annual or quarterly report of the Company and such other suchother reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Milwaukee Iron Arena Football, Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Holders the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Holders to sell securities of the Company to the public without registration (“Rule 144”), provided that ) once it is subject to the Investor holds any Registrable Securities are eligible for resale under Rule 144reporting requirements of the 1934 Act, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Holder so long as such Holder owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Buyers to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (American Mold Guard Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities that are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) 5 of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Financial Gravity Companies, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.. 33
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor -------- holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Diversified Financial Resources Corp)
REPORTS UNDER THE 1934 ACT. 8.1 1. With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.. SECTION X MISCELLANEOUS
Appears in 1 contract
Samples: Registration Rights Agreement (Cannabis Global, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities which are eligible for resale under Rule 144 and such information is necessary in order for the Investor to sell such Securities pursuant to Rule 144, the Company agrees to:
(a) : make and keep public information available, as those terms are understood and defined in Rule 144;
(b) ; file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) and furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 ActAct applicable to the Company, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Holders the benefits of Rule 144 promulgated under the 1933 Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Holders to sell securities of the Company to the public without registration (“"Rule 144”"), provided that no later than the Investor holds any Registrable Securities are eligible for resale under Rule 144, Effectiveness Deadline the Company agrees to:
(a) make and keep cause there to be "current public information available, information" available for the Company as those terms are understood and defined such term is used in Rule 144;144 following the earlier of 90 days following the listing on an Approved Market and 90 days following the Effectiveness Date
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Securities Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Holder so long as such Holder owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Securities Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Holders to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Holders the benefits of Rule 144 promulgated under the 1933 Act or and any other similar rule or regulation of the SEC that may at any time permit the Investor a Holder to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144or pursuant to a registration on Form S-3, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, at all times on and after the date hereof;
(b) take such action as is necessary to enable the Holders to utilize Form S-3 for the sale of their Registrable Securities;
(c) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act Act; and
(d) furnish to any Holder, so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the InvestorHolder owns any Registrable Securities, promptly forthwith upon request, request (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit avail any Holder of any rule or regulation of the Investor to sell SEC that permits the selling of any such securities without registration or pursuant to Rule 144 without registrationsuch form.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
: (a) make and keep public information available, as those terms are understood and defined in Rule 144;
; (b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and Sections 13(a) or 15(d) of the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
and (c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration. Notwithstanding the foregoing, the Company shall not be obligated to send or deliver any of the foregoing to the Investors to the extent any of them are filed, furnished or otherwise made publicly available on the Company’s website or the SEC’s XXXXX (or any similar) electronic filing system.
Appears in 1 contract
Samples: Registration Rights Agreement (Lifecore Biomedical, Inc. \De\)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees tothat so long as any Investor owns any Securities, the Company shall:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Worldtalk Communications Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities that are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Equity Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase AgreementSPA) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
9.1 Deleted.
Appears in 1 contract
Samples: Stock Purchase Agreement (ETAO International Co., Ltd.)
REPORTS UNDER THE 1934 ACT. 8.1 With As long as any Purchased Securities or Registrable Securities remain outstanding, the Company, with a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) 7.3 of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act Act, and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Providential Holdings Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), . provided that the Investor -------- holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (iiII) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iiiIII) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Proton Laboratories Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), -------- provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Global Wataire, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Buyer the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;144 for so long as any Holder of Registrable Securities holds Registrable Securities; and
(b) file with furnish to the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act Buyer so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the InvestorBuyer owns Registrable Securities, as promptly as commercially reasonable upon request, : (i) a written statement by the Company Company, if true or applicable, that it has complied in all material respects with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany (it being understood that if such documents are available via the SEC’s website, such documents need not be provided), and (iii) such other information as may be reasonably requested to permit the Investor Buyer to sell such securities pursuant to Rule 144 without registration, it being understood and agreed that the foregoing shall not constitute an obligation of the Company to remain publicly reporting under the 1934 Act.
(c) The Company specifically acknowledges and agrees that a breach of this Section 7 shall be deemed an Event of Default under the Note.
Appears in 1 contract
Samples: Registration Rights Agreement (Nano Dimension Ltd.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(aA) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(bB) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(cC) furnish Furnish to the Investor, promptly upon request, :
(iI) a A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, ;
(iiII) a A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and ; and,
(iiiIII) such Such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Investment Agreement (Kallo Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to use best efforts to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and;
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144(k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. if at any time the Company is not required to file reports under the 1934 Act, then the Company shall so inform the Investor in writing, and at the request of the Investor, to make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144); and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Producers Entertainment Group LTD)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities that are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) 5 of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Financial Gravity Companies, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Intelligent Highway Solutions, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 the1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon requestwithin two (2) business days of being requested, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (High Performance Beverages Co.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144(b), the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
a. A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act Act, and the 1934 Act, (ii) a ,
b. A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) and
c. such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) 5.2 of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
a. A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a ,
b. A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. For a period of two years from the last Closing Date make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file b. File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish c. Furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule "RULE 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(aA) make and keep public information available, as those terms are understood and defined in Rule 144;
(bB) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(cC) furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (iiII) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iiiIII) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Tower Tech Holdings Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), . provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Save the World Air Inc)
REPORTS UNDER THE 1934 ACT. 8.1 a. With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that during the Investor holds any Registrable Securities are eligible for resale under Rule 144Registration Period, the Company agrees to:
(a) i. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) ii. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Securities Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) iii. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany with the SEC, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration144.
b. Each Investor agrees and acknowledges that this Agreement, including, but not limited this Section 8, shall be subject to any agreements relating to confidentiality to which the Company is the subject, and any applicable statutes and regulations (including, but not limited to, Regulation FD under the 1934 Act).
Appears in 1 contract
Samples: Registration Rights Agreement (Western Goldfields Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”)registration, provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144 and such information is necessary in order for the Investor to sell such Securities pursuant to Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Green Technology Solutions, Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that during the Investor holds any Registrable period set forth in Section 4(c) of the Securities are eligible for resale under Rule 144Purchase Agreement, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (iiII) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iiiIII) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase AgreementSECA) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities that are eligible for resale under Rule 144, the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined in Rule 144;; and
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish Furnish to the Investor, promptly upon request, (i) a :
i. A written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (,
ii) a . A copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (and
iii) . such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Premier Biomedical Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
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REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to undertake commercially reasonable best efforts to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
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REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, ) the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144144 at all times while the Company is subject to the reporting requirements of the 1934 Act;
(b) use its best efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is as are required for by the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
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REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Holders the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees agrees, until the earlier of such time as all of the Registrable Securities (i) have been sold and (ii) may be sold by all Holders without volume limitations pursuant to Rule 144, to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and Section 13 or 15(d) of the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to each Holder so long as such Holder owns (or has the Investorright to receive pursuant to conversion of Shares or exercise of Warrants) Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Holders to sell such securities pursuant to Rule 144 without registration.
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Samples: Registration Rights Agreement (Communication Intelligence Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“Rule 144”), provided that until the Investor holds any earlier to occur of the expiration of the Public Information Period and the date on which the Investors shall have sold all of the Registrable Securities are eligible for resale under Rule 144to the public, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Hutchinson Technology Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds Company agrees, for as long as there shall be any Registrable Securities are eligible for resale under Rule 144held by an Investor, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
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REPORTS UNDER THE 1934 ACT. 8.1 With As long as any Purchased Securities or Registrable Securities remain outstanding, the Company, with a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor investors to sell securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c) 6.3 of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and;
(c) furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act Act, and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor investors to sell such securities pursuant to Rule 144 without registrationregistration and cause;
(d) cause its legal counsel to furnish to the Company's transfer agent (with a copy to the requesting Investor), promptly upon request, an opinion of such firm in generally acceptably form, so as to permit the transfer of the Registrable Securities in accordance with Rule 144.
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Samples: Series 1 Bridge Note Purchase and Security Agreement (Cumetrix Data Systems Corp)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Investors the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor investors to sell restricted securities of the Company to the public without registration (“"Rule 144”"), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees to use its best efforts to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied as to the status of its compliance with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Intelligent Electronics Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor Holders the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor Holders to sell securities of the Company to the public without registration (“Rule "RULE 144”), provided that ") once it is subject to the Investor holds any Registrable Securities are eligible for resale under Rule 144reporting requirements of the 1934 Act, the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s 's obligations under Section 5(c4(c) of the Securities Purchase Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investoreach Holder so long as such Holder owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor Buyers to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Enthrust Financial Services Inc)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144144 (k), the Company agrees to:
(a) in Rule 144; make and keep public information available, as those terms are understood and defined in Rule 144;defined
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Teknik Digital Arts Inc.)
REPORTS UNDER THE 1934 ACT. 8.1 With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities are eligible for resale under Rule 144, the Company agrees toto use best reasonable efforts:
(a) a. make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Securities Purchase Equity Financing Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) c. furnish to the Investor, promptly upon request, (iI) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration.
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