Reports Under the Exchange Act. With a view to make available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree to: (i) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; (ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (iii) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, (A) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (B) a copy of the most recent annual or quarterly report of the Company, and (C) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities without registration or pursuant to such Form S-3.
Appears in 3 contracts
Samples: Stock and Warrant Purchase Agreement (Cardima Inc), Stock and Warrant Purchase Agreement (Cardima Inc), Stock and Warrant Purchase Agreement (Cardima Inc)
Reports Under the Exchange Act. With a view to make available to the ------------------------------ Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree to: (i) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; (ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (iii) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, (A) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (B) a copy of the most recent annual or quarterly report of the Company, and (C) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities without registration or pursuant to such Form S-3.
Appears in 3 contracts
Samples: Unit Purchase Agreement (Sicor Inc), Unit Purchase Agreement (Gensia Sicor Inc), Unit Purchase Agreement (Gensia Sicor Inc)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree agrees to: :
(ia) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times after the Closing; ;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon request, request (Ai) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (Bat any time after it so qualifies), (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 3 contracts
Samples: Series D Convertible Preferred Stock Purchase Agreement (Odyssey Marine Exploration Inc), Series F Convertible Preferred Stock Purchase Agreement (Odyssey Marine Exploration Inc), Series E Convertible Preferred Stock Purchase Agreement (Odyssey Marine Exploration Inc)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration solely for the resale of securities pursuant to a registration statement on Form S-3, the Company will covenant and agree agrees to use its reasonable best efforts to: :
(ia) make and keep public information available, as those terms are understood and defined in Rule 144144 under the Securities Act, at all times after the Closing; times;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon request, request (Ai) a written statement by the Company that it has complied with the reporting requirements of Rule 144144 under the Securities Act, the Securities Act and the Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company, Company and such other reports and documents so filed by the Company and (Ciii) such other information as may be reasonably requested in order to avail availing any Purchaser or Holder of any rule or regulation of the SEC that which permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 2 contracts
Samples: Securities Purchase Agreement (London Merchant Securities PLC), Securities Purchase Agreement (Computron Software Inc)
Reports Under the Exchange Act. With a view to make available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree to use reasonable efforts to: (i) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; (ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (iii) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, (A) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (B) a copy of the most recent annual or quarterly report of the Company, and (C) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities without registration or pursuant to such Form S-3.
Appears in 2 contracts
Samples: Unit Purchase Agreement (Nexmed Inc), Purchase Agreement (Nexmed Inc)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree agrees to: :
(ia) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; effective date of the Initial Public Offering;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon request, request (Ai) a written statement by the Company that it has complied with the reporting requirements of Rule 144144 (at any time after the effective date of the first registration statement filed by the Company), the Securities Act and the Exchange ActAct (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 2 contracts
Samples: Investor Rights Agreement (Tabula Rasa HealthCare, Inc.), Investor Rights Agreement (Tabula Rasa HealthCare, Inc.)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit a Purchaser or Holder to sell the Registrable Securities to the public without registration or pursuant to a registration on Form S-3registration, the Company will covenant agrees to, subject to Section 5(c) of the Purchase and agree to: Loan Agreement:
(i) make and keep current public information available, as those terms are understood and defined in Rule 144144 under the Securities Act, at all times after the Closing; date hereof;
(ii) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iii) furnish to any Purchaser or Holderthe Holders, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon requestrequest by the Majority Holders, (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of Rule 144, 144 under the Securities Act and of the Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information in the possession of or reasonably obtainable by the Company as a Holder may be reasonably requested request in order to avail any Purchaser or Holder availing itself of any rule or regulation of the SEC that Commission which permits the selling of any such Holder to sell Registrable Securities without registration or pursuant to such Form S-3form.
Appears in 2 contracts
Samples: Registration Rights Agreement (Capstone Therapeutics Corp.), Registration Rights Agreement
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 promulgated under certain rules and regulations of the Securities Act and any other rule or regulation of the SEC Exchange Commission that may at any time permit a Purchaser or Holder to sell the sale of Registrable Securities to the public without registration or pursuant to a registration on Form S-3, the Company will covenant agrees at all times after the Company has filed a registration statement with the Securities and agree Exchange Commission pursuant to the requirements of either the Securities Act or the Exchange Act to use its reasonable best efforts to: :
(ia) make and keep public information available, regarding the Company available as those terms are understood and defined in Rule 144, at all times after 144 under the Closing; Securities Act and the Exchange Act;
(iib) file with the SEC Securities and Exchange Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange ActAct at any time after it has become subject to such reporting requirements; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder a holder owns any Securities Registrable Securities, furnish to the holder forthwith upon request, written request (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of Rule 144, and of the Securities Act and the Exchange Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (Bat any time after it so qualifies) (ii) a copy of the most recent annual or quarterly report of the Company, Company and such other reports and documents so filed by the Company and (Ciii) such other information as a holder may be reasonably requested request in order to avail any Purchaser or Holder availing itself of any rule or regulation of the SEC that permits the selling of Securities and Exchange Commission allowing a holder to sell any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders Holder the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit a Purchaser or the Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3registration, the Company will covenant and agree to: agrees, until the date that is ten (10) years following the date of this Agreement, for so long as the Holder holds (i) all or any portion of the Shares issued pursuant to the Purchase Agreement and (ii) any other shares of Common Stock issued as, or issuable upon conversion or exercise of any warrant, right or other security which is issued as, a dividend or other distribution with respect to, in exchange for or in replacement of the Shares, to use its reasonable best efforts to:
(A) make and keep public information available, as those terms are understood and defined in Rule 144, at all times on and after the Closing; date hereof;
(iiB) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange ActAct (or obtain extensions in respect thereof and file within the applicable grace period); and and
(iiiC) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, request (Ax) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (B) a copy of the most recent annual or quarterly report of the Company, Act and (Cy) such other information as may be reasonably requested in order to avail any Purchaser or the Holder of any rule or regulation of the SEC Commission that permits the selling of any such Securities securities without registration or pursuant to such Form S-3registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Kythera Biopharmaceuticals Inc)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders of Registrable Securities the benefits of Rule 144 promulgated under the Securities Act and any other rule or of regulation of the SEC Commission that may at any time permit such a Purchaser or Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3registration, the Company will covenant and agree agrees to: :
(ia) make and keep public information available, as those terms are understood and defined in Commission Rule 144, at all times after the Closing; times;
(iib) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or HolderHolder of Registrable Securities, so long as the Purchaser or such Holder owns any Securities Registrable Securities, forthwith upon request, request (Ai) a written statement by the Company that it has complied with the reporting requirements of Commission Rule 144, the Securities Act and the Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information as may be reasonably requested in order to avail availing any Purchaser or such Holder of any rule or regulation of the SEC that Commission which permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders holders of Registrable Securities the benefits of Rule 144 promulgated under the Securities Exchange Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree agrees to: :
(ia) use its best efforts to make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; ;
(iib) use its best efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, request (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of Rule 144, the Securities Act and the Exchange Actor as to whether it qualifies as a registrant whose securities may be resold pursuant to Form S-3, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information (and the Company shall take such action) as may be reasonably requested in order to avail availing any Purchaser or Holder holder of Registrable Securities of any rule or regulation of the SEC that which permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Registration Rights Agreement (Danielson Holding Corp)
Reports Under the Exchange Act. With a view to make available to the ------------------------------ Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree to: (i) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; (ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (iii) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, (A) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (B) a copy of the most recent annual or quarterly report of the Company, and (C) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities without registration or pursuant to such Form S-3S- 3.
Appears in 1 contract
Reports Under the Exchange Act. With a view to make available to the Purchasers Purchaser or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a the Purchaser or a Holder to sell Securities to the public without registration or pursuant to a registration on Form S-3, the Company will covenant take any and agree all action necessary to: (i) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; (ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (iii) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, (A) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (B) a copy of the most recent annual or quarterly report of the Company, and (C) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities without registration or pursuant to such Form S-3.
Appears in 1 contract
Samples: Unit Purchase Agreement (Nexmed Inc)
Reports Under the Exchange Act. With a view to make making available to ------------------------------ the Purchasers or Holders Investors and their Permitted Transferees the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Securities and Exchange Commission that may at any time permit a Purchaser or Holder an Investor to sell Securities securities of Matria to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree Matria agrees to: :
(ia) use its reasonable efforts to make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; ;
(iib) use its reasonable efforts to file with the SEC Securities and Exchange Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities Investor and its Permitted Transferees forthwith upon request, request (Ai) a written statement by the Company that it has complied Matria as to its compliance with the reporting requirements of Rule 144, the Securities Act and the Exchange Actor as to whether it qualifies as a registrant whose securities may be resold pursuant to Form S-3, (Bii) a copy of the most recent annual or quarterly report of the CompanyMatria and such other reports and documents so filed by Matria, and (Ciii) such other information (and Matria shall take such action) as may be reasonably requested in order to avail any Purchaser availing the Investor or Holder its Permitted Transferees of any rule or regulation of the SEC that Securities and Exchange Commission which permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Standstill Agreement (Gainor Medical Management LLC)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders Shareholder the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder Shareholder to sell Securities securities of Company to the public without registration Registration or pursuant to a registration on Form S-3Registration Statement, the Company will covenant and agree agrees to use its commercially reasonable efforts to: :
(ia) make and keep current public information available, as those terms are understood and defined in Rule 144, at all times after times;
(b) take all commercially reasonable action necessary to enable Shareholder to utilize Form S-3 for the Closing; resale of its Registrable Securities;
(iic) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiid) furnish to any Purchaser or HolderShareholder, so long as the Purchaser or Holder Shareholder owns any Securities forthwith Registrable Securities, as soon as reasonably practicable upon request, request (Ai) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (Bat any time after it so qualifies); (ii) a copy of the most recent annual or quarterly report of the Company and any other reports and documents filed by Company, ; and (Ciii) such any other information as may be reasonably requested in order to avail any Purchaser or Holder availing Shareholder of any rule or regulation of the SEC that which permits the selling of any such Securities securities without registration Registration or pursuant to such Form S-3.
Appears in 1 contract
Reports Under the Exchange Act. With a view to make making available ------------------------------ to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree agrees to: :
(ia) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after 144 under the Closing; Securities Act;
(iib) remain registered under the Exchange Act and file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon request, request (Ai) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act144 or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time it so qualifies), (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information as may be reasonably requested in order to avail availing any Purchaser or Holder of any rule or regulation of the SEC that which permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Registration Rights Agreement (General Electric Co)
Reports Under the Exchange Act. With a view to make available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities to the public without registration or pursuant to a registration on Form S-3, the Company Purchaser will covenant and agree to: (i) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; (ii) file with the SEC in a timely manner all reports and other documents required of the Company Purchaser under the Securities Act and the Exchange Act; and (iii) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, (A) a written statement by the Company Purchaser that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (B) a copy of the most recent annual or quarterly report of the CompanyPurchaser, and (C) such other information as may be reasonably requested in order to avail any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities without registration or pursuant to such Form S-3.
Appears in 1 contract
Samples: Stock Purchase Agreement (Sicor Inc)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit a Purchaser or Holder to sell the Registrable Securities to the public without registration or pursuant to a registration on Form S-3registration, the Company will covenant and agree agrees to: :
(i) make and keep current public information available, as those terms are understood and defined in Rule 144144 under the Securities Act, at all times after the Closing; date hereof;
(ii) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iii) furnish to any Purchaser or Holderthe Holders, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon requestrequest by the Majority Holders, (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of Rule 144, 144 under the Securities Act and of the Exchange Act, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information in the possession of or reasonably obtainable by the Company as a Holder may be reasonably requested request in order to avail any Purchaser or Holder availing itself of any rule or regulation of the SEC that Commission which permits the selling of any such Holder to sell Registrable Securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Registration Rights Agreement (Mechanical Technology Inc)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3registration, the Company agrees that after the Company is subject to the reporting requirements of the Exchange Act it will covenant and agree use its best efforts to: :
(i) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times after the Closing; ;
(ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iii) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon request, request (Aa) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange ActAct (at any time after it has become subject to such reporting requirements), (Bb) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Cc) such other information as may be reasonably requested in order to avail availing any Purchaser or Holder of any rule or regulation of the SEC that permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Rights Agreement (Vuzix Corp)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders holders of Registrable Securities the benefits of Rule 144 promulgated under the Securities Exchange Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree agrees to: :
(ia) use its best efforts to make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; ;
(iib) use its best efforts to file with the SEC in a timely manner all reports and other documents :required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities forthwith upon request, request (Ai) a written statement by the Company that it has complied as to its compliance with the reporting requirements of Rule 144, the Securities Act and the Exchange Actor as to whether it qualifies as a registrant whose securities may be resold pursuant to Form S-3, (Bii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information (and the Company shall take such action) as may be reasonably requested in order to avail availing any Purchaser or Holder holder of Registrable Securities of any rule or regulation of the SEC that which permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Registration Rights Agreement (Danielson Holding Corp)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders the benefits of Rule 144 or other comparable provision of the Act ("Rule 144") promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder to sell Securities securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company will covenant and agree agrees to: :
(ia) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the Closing; date hereof;
(iib) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and
(iiic) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns any Securities Registrable Securities, forthwith upon request, written request (Ai) a written statement by the Company that it has complied in all material respects with the reporting requirements of Rule 144, the Securities Act and the Exchange ActAct (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), (Bii) a copy of the most recent annual or quarterly report of the CompanyCompany and such other reports and documents so filed by the Company with the SEC, and (Ciii) such other information as may be reasonably requested in order to avail availing any Purchaser or Holder of any rule or regulation of the SEC that which permits the selling of any such Securities securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Registration Rights Agreement (Uniview Technologies Corp)
Reports Under the Exchange Act. With a view to make making available to the Purchasers or Holders HMRI the benefits of Rule 144 promulgated under the Securities 1933 Act and any other rule or regulation of the SEC that may at any time permit a Purchaser or Holder permitted holder of Securities to sell Securities securities of the Company to the public without registration or registration, and with a view to making it possible for any such holder to register the Securities pursuant to a registration on Form S-3, the Company will covenant and agree to: agrees to (isubject to Section 8 in the case of Section 6.2(b)):
(a) make and keep available adequate current public information available, as those terms are understood and defined in contemplated by Rule 144, at all times after 144 (c)(1) or (2);
(b) take such action as is necessary to enable a holder to utilize Form S-3 for the Closing; sale of Securities;
(iic) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities 1933 Act and the Exchange Act; and and
(iiid) furnish to any Purchaser or Holder, so long as the Purchaser or Holder owns a holder owning any Securities forthwith upon request, request (Ai) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities 1933 Act and the Exchange Act, or that it qualifies as a registrant whose Securities may be resold pursuant to Form S-3 (Bat any time after it so qualifies), (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (Ciii) such other information as may be reasonably requested required in order to avail availing any Purchaser or Holder holder of Securities of any rule or regulation of the SEC that which permits the selling of any such Securities without registration or pursuant to such Form S-3form.
Appears in 1 contract
Samples: Stock and Warrant Purchase Agreement (Alliance Pharmaceutical Corp)