Reports Under the Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Company to the public without registration ("Rule 144") during the Registration Period, the Company agrees to: a. make and keep public information available, as those terms are understood and defined in Rule 144; b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as required for the applicable provisions of Rule 144; and c. furnish to each Holder so long as such Holder owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Johnson Winston), Registration Rights Agreement (XRG Inc), Registration Rights Agreement (Algiers Resources Inc/Ny)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("“Rule 144"”) during the Registration Period, the Company agrees to use its best efforts to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are required for by the applicable provisions of Rule 144; and
c. (c) furnish to each Holder the Investor so long as such Holder the Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Investor Registration Rights Agreement (Neogenomics Inc), Investor Registration Rights Agreement (Neogenomics Inc), Registration Rights Agreement (Neogenomics Inc)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("“Rule 144") during the Registration Period”), the Company agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder Investor so long as such Holder Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (Cryptyde, Inc.), Registration Rights Agreement (Quest Patent Research Corp), Registration Rights Agreement (Castle a M & Co)
Reports Under the Exchange Act. With a view to making available to the Holders Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Purchaser to sell securities of the Company to the public public, so long as the Registration Statement is effective and the Purchaser holds Registrable Securities, without registration ("“Rule 144") during the Registration Period”), the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. i. file with the SEC in a timely manner and make and keep available all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing and availability of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. ii. furnish to each Holder the Purchaser so long as such Holder the Purchaser owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Purchaser to sell such securities pursuant to under Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Kior Inc), Registration Rights Agreement (Kior Inc), Purchase Agreement (Kior Inc)
Reports Under the Exchange Act. With a view to making available to the Holders Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders each Purchaser to sell securities of the Company to the public public, so long as the Registration Statement is effective and such Purchaser holds Registrable Securities, without registration ("“Rule 144") during the Registration Period”), the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. i. file with the SEC in a timely manner and make and keep available all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing and availability of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. ii. furnish to each Holder Purchaser so long as such Holder Purchaser owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Purchasers to sell such securities pursuant to under Rule 144 without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Kior Inc), Senior Secured Convertible Promissory Note Purchase Agreement (Kior Inc), Registration Rights Agreement (Kior Inc)
Reports Under the Exchange Act. With a view to making available to the Holders Investor the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("“Rule 144"”) during the Registration Period, the Company agrees agrees, for a period of one year from the date hereof, to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. furnish to each Holder the Investor so long as such Holder the Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Soul & Vibe Interactive Inc.), Registration Rights Agreement (Soul & Vibe Interactive Inc.)
Reports Under the Exchange Act. With a view to making available to the Holders Investor(s) the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investor(s) to sell securities of the Company to the public without registration ("“Rule 144") during the Registration Period”), the Company agrees to use commercially reasonable efforts to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder Investor so long as such Holder Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investor(s) to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Oxigene Inc), Registration Rights Agreement (Oxigene Inc)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("“Rule 144") during the Registration Period”), the Company agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder Investor so long as such Holder Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration; provided, that any such item which is available on the SEC’s XXXXX System (or successor thereto) need not be furnished in physical form.
Appears in 2 contracts
Samples: Registration Rights Agreement (Halcon Resources Corp), Registration Rights Agreement (Castle a M & Co)
Reports Under the Exchange Act. With a view to making available to the Holders Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC Commission that may at any time permit the Holders Purchasers to sell securities of the Company to the public without registration ("“Rule 144") during the Registration Period”), the Company agrees to:
a. , during the two years after the last Closing Date: (i) make and keep public information available, as those terms are understood and defined in Rule 144;
b. ; (ii) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. and (iii) furnish to each Holder so long as such Holder Purchaser that then owns Registrable Securities, promptly upon request, request (ia) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (iib) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iiic) such other information as may be reasonably requested to permit the Holders Purchasers to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Regenicin, Inc.), Registration Rights Agreement (Confederate Motors, Inc.)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("“Rule 144") during the Registration Period”), the Company agrees to:
a. (a) make and keep adequate current public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder Investor so long as such Holder Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration; provided, that any such item which is available on the SEC’s XXXXX System (or successor thereto) need not be furnished in physical form.
Appears in 2 contracts
Samples: Registration Rights Agreement (A. M. Castle & Co.), Registration Rights Agreement (Total Plastics, Inc.)
Reports Under the Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Company to the public without registration ("“Rule 144") during ”), while subject to the Registration Periodreporting requirements of the Exchange Act, the Company agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder so long as such Holder owns Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act 144 and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders to sell such securities pursuant to Rule 144 without registration; provided, that any such item which is available on the SEC’s XXXXX System (or successor thereto) need not be furnished in physical form.
Appears in 2 contracts
Samples: Registration Rights Agreement (Cazoo Group LTD), Registration Rights Agreement (Cazoo Group LTD)
Reports Under the Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Company to the public without registration ("“Rule 144"”) during the Registration Period, the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as required for the applicable provisions of Rule 144; and
c. furnish to each Holder so long as such Holder owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Global Realty Development Corp), Registration Rights Agreement (AskMeNow,Inc.)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities 1933 Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("Rule 144") during the Registration Period), the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. file (a) File with the SEC in a timely manner and make and keep available all reports and other documents required of the Company under the Securities 1933 Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company's obligations under Section 4.3 of the Securities Purchase Agreement) and the filing and availability of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. furnish (b) Furnish to each Holder Investor so long as such Holder owns Investor holds Preferred Stock, Warrants or Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities 1933 Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (American Bio Medica Corp)
Reports Under the Exchange Act. With a view In order to making available to provide the Holders the benefits use of Rule 144 promulgated under Section 2, and so long as there are Registrable Securities outstanding, the Company will (i) file in a timely manner (giving effect to any delay permitted by the Securities Act or any other similar rule or regulation of and the SEC that may at any time permit Exchange Act) the Holders reports required to sell securities of the Company be filed by it pursuant to the public without registration Securities Act and the Exchange Act; ("Rule 144"ii) during the Registration Period, the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in the General Instructions to Form S-3, or any successor or substitute form, and in Rule 144;
b. file with 144 under the SEC in a timely manner Securities Act, or (iii) will take such further action as any Holder of Registrable Securities may reasonably request, all reports and other documents to the extent required of the Company from time to time to enable such Holder to sell Registrable Securities on Form S-3 (or any successor or substitute form) or without registration under the Securities Act and within the Exchange Act so long as limitation of the Company remains subject to such requirements and exemptions provided by Rule 144 or Rule 144A under the filing of such reports and other documents as required for the applicable provisions of Rule 144; and
c. furnish to each Holder so long Securities Act, as such Holder owns Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission. Upon the request of any holder of Registrable Securities, promptly upon request, (i) the Company will deliver to such holder a written statement by the Company that as to whether it has complied with such information and requirements and, to the reporting requirements of Rule 144extent available, the Securities Act and the Exchange Act, (ii) with a copy of the most recent annual or quarterly report of the Company Company, and such other reports and documents so filed by of the Company as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell securities without registration only if such report is not available at xxx.xxx.xxx or on the Company, and (iii) such other information as may be reasonably requested to permit the Holders to sell such securities pursuant to Rule 144 without registration’s website.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Holders Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Purchaser to sell securities of the Company to the public without registration ("Rule 144") ), the Company agrees, during the Registration PeriodPeriod and for one year thereafter, the Company agrees to:
a. make 8.1 Make and keep public information available, as those terms are understood and defined in Rule 144;
b. file 8.2 File with the SEC in a timely manner and make and keep available all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company's obligations under Section 4.3 of the Securities Purchase Agreement) and the filing and availability of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. furnish 8.3 Furnish to each Holder Purchaser so long as such Holder owns Purchaser holds Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Purchaser to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Securities Purchase Agreement (Aasche Transportation Services Inc)
Reports Under the Exchange Act. With a view to making available to the Holders Buyers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Buyers to sell securities of the Company to the public without registration ("“Rule 144"”) during the Registration Period, the Company agrees for a period of two (2) years from the Filing Date to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are required for by the applicable provisions of Rule 144; and
c. (c) furnish to each Holder the Buyer so long as such Holder Buyer owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Buyers to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (LML Payment Systems Inc)
Reports Under the Exchange Act. With a view to making available to the Holders Investor the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("Rule 144") during the Registration Period, the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company’s obligations under Section 6.3 of the Standby Equity Distribution Agreement) and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. furnish to each Holder the Investor so long as such Holder the Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Hydrogen Engine Center, Inc.)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company Issuer to the public without registration ("Rule RULE 144") during the Registration Period), the Company Issuer agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company Issuer under the Securities Act and the Exchange Act so long as the Company Issuer remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder Investor so long as such Holder Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Issuer, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company Issuer and such other reports and documents so filed by the CompanyIssuer, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Holders IFG the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders IFG to sell securities of the Company to the public without registration ("Rule 144") during the Registration Periodregistration, the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company's obligations under Section 5.3 of the Purchase Agreement) and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. furnish to each Holder IFG so long as such Holder IFG owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders IFG to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities securities, of the Company to the public without registration ("Rule RULE 144") during the Registration Period), the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. file File with the SEC in a timely manner and make and keep available all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company's obligations under the Warrants) and the filing and availability of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. furnish b. Furnish to each Holder Investor so long as such Holder Investor owns Warrants or Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to under Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Smartserv Online Inc)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders investors to sell securities of the Company to the public without registration ("Rule 144") during the Registration Periodregistration, the Company agrees to:
a. make and keep public information available, as those terms are understood and defined in Rule 144;
b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood that nothing herein shall limit the Company's obligations under Section 5.3 of the Purchase Agreement) and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. furnish to each Holder Investor so long as such Holder Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Holders Buyer the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Company to the public without registration ("Rule 144") during the Registration Period, the Company agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act 144 for so long as the Company remains subject to such requirements and the filing any Holder of such reports and other documents as required for the applicable provisions of Rule 144Registrable Securities holds Registrable Securities; and
c. (b) furnish to each Holder the Buyer so long as such Holder Buyer owns Registrable Securities, promptly upon request, : (i) a written statement by the Company Company, if true or applicable, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany (it being understood that if such documents are available via the Commission’s website, such documents need not be provided), and (iii) such other information as may be reasonably requested to permit the Holders Buyer to sell such securities pursuant to Rule 144 without registration, it being understood and agreed that the foregoing shall not constitute an obligation of the Company to remain publicly reporting under the Exchange Act.
(c) The Company specifically acknowledges and agrees that a breach of this Section 8 shall be deemed an Event of Default under the Notes.
Appears in 1 contract
Samples: Registration Rights Agreement (Eventure Interactive, Inc.)
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company to the public without registration ("Rule 144") during the Registration Period), the Company agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder the Investor, so long as such Holder the Investor or its affiliates owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Holders Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Holders Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Investors to sell securities of the Company Issuer to the public without registration ("Rule “RULE 144") during the Registration Period”), the Company Issuer agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company Issuer under the Securities Act and the Exchange Act so long as the Company Issuer remains subject to such requirements and the filing of such reports and other documents as is required for the applicable provisions of Rule 144; and
c. (c) furnish to each Holder Investor so long as such Holder Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company Issuer, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company Issuer and such other reports and documents so filed by the CompanyIssuer, and (iii) such other information as may be reasonably requested to permit the Holders Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Holders Sellers the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the SEC that may at any time (assuming Sellers’ compliance with such rule or regulation) permit the Holders a Seller to sell securities of the Company Common Shares to the public without registration ("Rule 144") during the Registration Periodregistration, the Company agrees shall use its reasonable best efforts to:
a. (a) make and keep available adequate current public information availableinformation, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act Act, for so long as the Company remains subject to such requirements requirements, and the filing of such reports and other documents as is required for the applicable provisions of sales under Rule 144; and
c. (c) furnish to each Holder any Seller, so long as such the Holder owns Registrable Securitiesany Common Shares, promptly forthwith upon request, : (i) to the extent accurate, a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act Act, and the Exchange Act, ; and (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit in availing any Seller of any rule or regulation of the Holders to sell SEC that permits the selling of any such securities pursuant to Rule 144 without registration.
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Reports Under the Exchange Act. With a view to making available to the Holders Seller the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Holders Seller to sell securities of the Company Buyer to the public without registration ("Rule RULE 144") during the Registration Period, the Company Buyer agrees to:
a. (a) make and keep public information available, as those terms are understood and defined in Rule 144;
b. (b) file with the SEC in a timely manner all reports and other documents required of the Company Buyer under the Securities Act and the Exchange Act so long as the Company Buyer remains subject to such requirements and the filing of such reports and other documents as are required for by the applicable provisions of Rule 144; and
c. (c) furnish to each Holder Seller so long as such Holder Seller owns Registrable Securitiesshares of Buyer, promptly upon request, (i) a written statement by the Company Buyer that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company Buyer and such other reports and documents so filed by the CompanyBuyer, and (iii) such other information as may be reasonably requested to permit the Holders Seller to sell such securities pursuant to Rule 144 without registration.
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Samples: Stock Purchase Agreement (Air Transport Group Holdings, Inc.)