Reports Under the Exchange Act. With a view to making available to the Investors the benefits of Rule 144, the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144; (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and (c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting requirements of Rule 144 and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (RPM Dental, Inc.), Registration Rights Agreement (RPM Dental, Inc.), Registration Rights Agreement (Top Gear Inc)
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers, so long as such Investor any Purchaser owns Registrable Securities, promptly upon request, request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Note Purchase Agreement (Milestone Pharmaceuticals Inc.), Note Purchase Agreement (Heron Therapeutics, Inc. /De/), Securities Purchase Agreement (HTG Molecular Diagnostics, Inc)
Reports Under the Exchange Act. With a view to making available to the Investors Holders the benefits of Rule 144144 under the Securities Act and any other rule or regulation of the SEC that permits the Holder to sell the Registrable Securities to the public without registration, the Company agrees to use commercially reasonable efforts to:
(a) make 8.1 Make and keep public information available, as those terms are understood and defined in SEC Rule 144144 or any similar or analogous rule promulgated under the Securities Act;
(b) file 8.2 File with the SEC SEC, in a timely manner manner, all reports and other documents required of the Company under the Securities Act and the Exchange Act Act; and
8.3 Furnish to any Holder, so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit Holder owns any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, request (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of SEC Rule 144 144, the Act and the Exchange 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iii) such other information as may be reasonably requested to permit in availing any Holder of any rule or regulation of the Investors to sell SEC which permits the selling of any such securities pursuant to Rule 144 without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (Gross Stephen R), Registration Rights Agreement (Jackson Richard D), Registration Rights Agreement (Ebank Financial Services Inc)
Reports Under the Exchange Act. With In connection with the Programmed Sale Method, and with a view to making available to the Investors Seller the benefits of Rule 144144 under the Securities Act (or any other rule or regulation of the Commission that may at any time permit Seller to sell Shares to the public without registration), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the date hereof;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor Seller, so long as such Investor Seller owns Registrable Securitiesany Shares and this Programmed Sale Method applies, promptly upon request, request (i) a written statement by the Company, if true, Company that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit in availing Seller of any rule or regulation of the Investors to sell Commission which permits the selling of any such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Purchase Agreement (Scansoft Inc), Purchase Agreement (Scansoft Inc), Plan of Distribution Agreement (Scansoft Inc)
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell the Shares to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers so long as such Investor any Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities the Shares pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Subscription Agreement, Subscription Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers so long as such Investor any Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities pursuant to Rule 144 without registration.
Appears in 3 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Arrowhead Research Corp), Securities Purchase Agreement (Ap Pharma Inc /De/)
Reports Under the Exchange Act. With a view to making available to the Investors Holders the benefits of Rule 144144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a Holder to sell securities of the Company to the public without registration, the Company agrees tothat from and after the IPO Closing Date, it will:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the date hereof;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor any Holder, so long as such Investor the Holder owns any Registrable Securities, promptly upon request, request (i) a written statement by the Company, if true, Company that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit in availing any Holder of any rule or regulation of the Investors to sell Commission which permits the selling of any such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Faroudja Inc), Investor's Rights Agreement (Faroudja Inc)
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers so long as such Investor any Purchaser owns Registrable Securities, promptly upon request, request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, ; (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, Company; and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Securities Purchase Agreement (La Jolla Pharmaceutical Co), Securities Purchase Agreement (RXi Pharmaceuticals Corp)
Reports Under the Exchange Act. With a view to making available to the Investors the benefits of Rule 144144 and any other rule or regulation of the Commission that may at any time permit the Investors to sell the Registrable Securities to the public without registration, the Company agrees during the Effectiveness Period to use best efforts to:
: (ai) make and keep public information available, as those terms are understood and defined in Rule 144;
, (bii) file with the SEC Commission in a timely manner all reports and other documents required to be filed by an issuer of securities registered under the Securities Act or the Exchange Act, and (iii) as long as any Investor owns any Shares or Warrant Shares, to furnish in writing upon such Investor's request a written statement by the Company under that it has complied with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act so long as the Company remains subject Act, and to furnish to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting requirements of Rule 144 and the Exchange Act, (ii) a copy of the most recent annual or and quarterly report reports of the Company Company, and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit in availing such Investor of any rule or regulation of the Investors to sell Commission permitting the selling of any such securities pursuant to Rule 144 Shares without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Digital Lifestyles Group Inc), Securities Purchase Agreement (Digital Lifestyles Group Inc)
Reports Under the Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Investors to sell securities of the Company to the public without registration (“Rule 144”), for so long as Registrable Securities remain outstanding, the Company agrees shall use reasonable best efforts to:
(a1) make and keep public information available, as those terms are understood and defined in Rule 144;
(b2) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c3) furnish to each Investor Investor, so long as such Investor owns Registrable Securities, promptly upon request, (iA) a written statement by the Company, if true, that it has complied with the reporting, submission and posting applicable reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iiiC) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Quixote Corp), Registration Rights Agreement (Jameson Inns Inc)
Reports Under the Exchange Act. With a view to making available to the Investors Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Holders to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees shall use reasonable efforts to:
(ai) make and keep current public information available, as those terms are understood and defined in Rule 144;
(bii) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(ciii) furnish to each Investor Holder, so long as such Investor Holder owns Registrable Securities, promptly upon request, (iA) a written statement by the Company, if true, that it has complied with the reporting, submission and posting applicable reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iiiC) such other information as may be reasonably requested to permit the Investors Holders to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Parent Co), Registration Rights Agreement (Parent Co)
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep “current public information information” “available, ,” as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers so long as such Investor any Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities pursuant to Rule 144 without registration. The provisions of this Section 10.7 shall survive the termination of this Agreement.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Herschkowitz Samuel), Securities Purchase Agreement (Skyline Medical Inc.)
Reports Under the Exchange Act. With a view to making available to the Investors Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(bii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and Exchange Act; and
(iii) furnish to the Exchange Act Purchaser so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to each Investor so long as such Investor Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors Purchaser to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cardiff Lexington Corp), Securities Purchase Agreement (1847 Holdings LLC)
Reports Under the Exchange Act. With a view to making available to the Investors Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchaser so long as such Investor the Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors Purchaser to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Givemepower Corp), Securities Purchase Agreement (Givemepower Corp)
Reports Under the Exchange Act. With a view to making available to the Investors Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchaser, so long as such Investor the Purchaser owns Registrable Securities, promptly upon request, request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iii) such other information as may be reasonably requested to permit the Investors Purchaser to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Stock Purchase Agreement (Cidara Therapeutics, Inc.)
Reports Under the Exchange Act. With a view to making available to the Investors Holders the benefits of Rule 144144 under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration, for so long as any Registrable Securities remain outstanding, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) remain registered under the Exchange Act and file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor any Holder, so long as such Investor the Holder owns any Registrable Securities, promptly forthwith upon request, request (i) a written statement by the Company, if true, Company that it has complied with the reporting, submission and posting reporting requirements of Rule 144 and the Exchange Act144, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iii) such other information as may be reasonably requested to permit in availing any Holder of any rule or regulation of the Investors to sell SEC which permits the selling of any such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Capital Environmental Resource Inc)
Reports Under the Exchange Act. With a view to making available to the Investors Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Holders to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees shall use reasonable efforts to:
(ai) make and keep public information available, as those terms are understood and defined in Rule 144;
(bii) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(ciii) furnish to each Investor Holder, so long as such Investor Holder owns Registrable Securities, promptly upon request, (iA) a written statement by the Company, if true, that it has complied with the reporting, submission and posting applicable reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iiiC) such other information as may be reasonably requested to permit the Investors Holders to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Bottomline Technologies Inc /De/)
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell the Shares to the public without registration, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers so long as such Investor any Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities the Shares pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Series a Preferred Subscription Agreement (Arrowhead Research Corp)
Reports Under the Exchange Act. With a view to making available to the Investors Investor the benefits of Rule 144, the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription AgreementLoan Agreements) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish electronically to each the Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXEXXXX, and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep “current public information information” “available, ,” as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers so long as such Investor any Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Securities Purchase Agreement (Arrowhead Research Corp)
Reports Under the Exchange Act. With a view to making available to the Investors Investor the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit Investor to sell Registrable Securities to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC in a timely manner all reports and other documents (other than Current Reports on Form 8-K) required of the Company under the Securities Act and pursuant to Section 13 or 15(d) of the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor Investor, so long as such Investor owns Registrable Securities, promptly upon request, request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 and the Exchange Act144, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXpursuant to Section 13 or 15(d) of the Exchange Act, and (iii) such other information as may be reasonably requested to permit the Investors Investor to sell such securities Registrable Securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Subscription Agreement (Allurion Technologies, Inc.)
Reports Under the Exchange Act. With a view to making available to the Investors Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchasers, so long as such Investor any Purchaser owns Registrable Securities, promptly upon request, request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.such
Appears in 1 contract
Samples: Securities Purchase Agreement (Cidara Therapeutics, Inc.)
Reports Under the Exchange Act. With a view to making available to the Investors Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(bii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and Exchange Act; and
(iii) furnish to the Exchange Act Purchaser so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to each Investor so long as such Investor Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (iA) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iiiC) such other information as may be reasonably requested to permit the Investors Purchaser to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Investors to sell securities of the Company to the public without registration ("Rule 144"), for so long as Registrable Securities remain outstanding, the Company agrees shall use reasonable best efforts to:
(a1) make and keep public information available, as those terms are understood and defined in Rule 144;
(b2) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c3) furnish to each Investor Investor, so long as such Investor owns Registrable Securities, promptly upon request, (iA) a written statement by the Company, if true, that it has complied with the reporting, submission and posting applicable reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iiiC) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under the Exchange Act. With a view to making available to the Investors Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144Act; and
(c) furnish to each Investor the Purchaser, so long as such Investor any Purchaser owns Registrable Securities, promptly upon request, request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iii) such other information as may be reasonably requested to permit the Investors Purchaser to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Securities Purchase Agreement (Rockwell Medical, Inc.)
Reports Under the Exchange Act. With a view to making available to the Investors the benefits of Rule 144144 under the Securities Act and any other rule or regulation of the SEC that permits the Investor to sell the Registrable Securities to the public without registration, the Company agrees to use commercially reasonable efforts to:
(a) make 6.1 Make and keep public information available, as those terms are understood and defined in SEC Rule 144144 or any similar or analogous rule promulgated under the Securities Act;
(b) file 6.2 File with the SEC SEC, in a timely manner manner, all reports and other documents required of the Company under the Securities Act and the Exchange Act Act; and
6.3 Furnish to any Investor, so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to each Investor so long as such Investor owns any Registrable Securities, promptly upon request, request (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of SEC Rule 144 144, the Act and the Exchange 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXXCompany, and (iii) such other information as may be reasonably requested to permit in availing any Investor of any rule or regulation of the Investors to sell SEC which permits the selling of any such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Ebank Financial Services Inc)
Reports Under the Exchange Act. With a view to making available to the Investors Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to:
(ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period;
(bii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and Exchange Act; and
(iii) furnish to the Exchange Act Purchaser so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and
(c) furnish to each Investor so long as such Investor Purchaser owns Registrable Securities, promptly upon requestrequest during the Reporting Period, (i) a written statement by the Company, if true, that it has complied with the reporting, submission and posting reporting requirements of Rule 144 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company with the SEC if such reports are not publicly available via XXXXX, and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.and
Appears in 1 contract