Common use of Reports Under the Exchange Act Clause in Contracts

Reports Under the Exchange Act. With a view to making available to the Holder the benefits of Rule 144 under the Securities Act or any similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration (“Rule 144”) the Company agrees to take commercially reasonable efforts to: a. make and keep public information available, as those terms are understood and defined in Rule 144; b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are required by the applicable provisions of Rule 144; and c. furnish to the Holder so long as the Holder owns Piggy-Back Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.

Appears in 11 contracts

Samples: Piggy Back Registration Rights Agreement (RespireRx Pharmaceuticals Inc.), Securities Purchase Agreement (RespireRx Pharmaceuticals Inc.), Piggy Back Registration Rights Agreement (RespireRx Pharmaceuticals Inc.)

AutoNDA by SimpleDocs

Reports Under the Exchange Act. With a view to making available to the Holder the benefits of Rule 144 promulgated under the Securities Act or and any similar other rule or regulation of the SEC that may at any time permit the Investors Holder to sell securities the Shares issuable on exercise of this Warrant, the Company shall, until such Shares may be resold pursuant to the public without registration (“provisions of Rule 144”144(b)(i) the Company agrees to take commercially reasonable efforts toor any similar provision: a. (a) make and keep public information available, as those terms are understood and defined in SEC Rule 144; b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are required by the applicable provisions of Rule 144Act; and c. (c) furnish to the Holder so long as the Holder owns Piggy-Back Registrable SecuritiesHolder, promptly forthwith upon request, : (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act Act, and the Exchange Act, ; (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, ; and (iii) such other information as may be reasonably requested to permit in availing the Investors to sell Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration or pursuant to Rule 144 without registrationsuch form.

Appears in 7 contracts

Samples: Loan Agreement (Cannasys Inc), Warrant Agreement (Cannasys Inc), Warrant Agreement (Cannasys Inc)

Reports Under the Exchange Act. With a view to making available to the Holder Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration (“Rule 144”) ), the Company agrees to take commercially reasonable efforts to: a. (a) make and keep public information available, as those terms are understood and defined in Rule 144; b. (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are is required by for the applicable provisions of Rule 144; and c. (c) furnish to the Holder each Investor so long as the Holder such Investor owns Piggy-Back Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.

Appears in 3 contracts

Samples: Stock Purchase Agreement (OptimumBank Holdings, Inc.), Registration Rights Agreement (OptimumBank Holdings, Inc.), Registration Rights Agreement (OptimumBank Holdings, Inc.)

Reports Under the Exchange Act. With a view to making available to the Holder Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC Commission that may at any time permit the Investors Holders to sell securities of the Company to the public without registration (“Rule 144”) ), the Company agrees to take commercially reasonable efforts to: a. (a) make and keep public information available, as those terms are understood and defined in Rule 144; b. (b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are is required by for the applicable provisions of Rule 144; and c. (c) furnish to the each Holder so long as the such Holder owns Piggy-Back Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investors Holders to sell such securities pursuant to Rule 144 without registration.

Appears in 3 contracts

Samples: Registration Rights Agreement (Georesources Inc), Registration Rights Agreement (Elixir Gaming Technologies, Inc.), Registration Rights Agreement (Elixir Gaming Technologies, Inc.)

Reports Under the Exchange Act. With a view to making available to the Holder Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC Commission that may at any time permit the Investors Holders to sell securities of the Company to the public without registration ("Rule 144”) "), the Company agrees to take commercially reasonable efforts to: a. (a) make and keep public information available, as those terms are understood and defined in Rule 144; b. (b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are is required by for the applicable provisions of Rule 144; and c. (c) furnish to the each Holder so long as the such Holder owns Piggy-Back Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investors Holders to sell such securities pursuant to Rule 144 without registration.

Appears in 3 contracts

Samples: Registration Rights Agreement (Fushi Copperweld, Inc.), Registration Rights Agreement (Fushi International Inc), Registration Rights Agreement (Fushi International Inc)

Reports Under the Exchange Act. With a view to making available to the Holder Investors the benefits of Rule 144 promulgated under the Securities Act or any similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration (“Rule 144”) the Company agrees to take commercially reasonable efforts to: a. make and keep public information available, as those terms are understood and defined in Rule 144; b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are is required by for the applicable provisions of Rule 144; and c. furnish to the Holder each Investor so long as the Holder such Investor owns Piggy-Back Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the public information requirements of Rule 144(c) and the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual Annual or quarterly report Quarterly Report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investors Investor to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Cariloha, LLC)

Reports Under the Exchange Act. With a view to making available to the Holder Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC Commission that may at any time permit the Investors Purchasers to sell securities of the Company to the public without registration (“Rule 144”) ), the Company agrees to take commercially reasonable efforts to: a. (a) make and keep public information available, as those terms are understood and defined in Rule 144; b. (b) file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are is required by for the applicable provisions of Rule 144; and c. (c) furnish to the Holder Purchasers so long as the Holder any Purchaser owns Piggy-Back Registrable Securities, promptly upon request, (i) a written statement by the Company Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Investors Purchasers to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Samples: Securities Purchase Agreement (Ap Pharma Inc /De/)

AutoNDA by SimpleDocs

Reports Under the Exchange Act. With a view to making available to the Holder Poseidon the benefits of Rule 144 promulgated under the Securities Act or any similar rule or regulation of the SEC that may at any time permit the Investors Poseidon to sell securities of the Company to the public without registration (“Rule 144”) the Company agrees to take commercially reasonable efforts to: a. (i) make and keep public information available, as those terms are understood and defined in Rule 144; b. (ii) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are is required by for the applicable provisions of Rule 144; and c. (iii) furnish to the Holder Poseidon so long as the Holder Poseidon owns Piggy-Back Registrable Securities, promptly upon request, (i1) a written statement by the Company that it has complied with the public information requirements of Rule 144(c) and the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii2) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii3) such other information as may be reasonably requested to permit the Investors Poseidon to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Ocean Biomedical, Inc.)

Reports Under the Exchange Act. With a view to making available to the Holder Holders the benefits of Rule 144 under the Securities Act or any similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration (“Rule 144”) the Company agrees to take commercially reasonable efforts to: a. make and keep public information available, as those terms are understood and defined in Rule 144; b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act so long as the Company remains subject to such requirements and the filing of such reports and other documents as are required by the applicable provisions of Rule 144; and c. furnish to the Holder so long as the Holder owns Piggy-Back Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (RespireRx Pharmaceuticals Inc.)

Reports Under the Exchange Act. With a view to making available to the Holder Beneficial Owners the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors Beneficial Owners to sell securities of the Company Registrable Securities to the public without registration ("Rule 144”) "), the Company agrees to take commercially reasonable efforts toTrust shall: a. (a) make and keep public information available, available as those terms are understood and defined in Rule 144; b. (b) file with the SEC in a timely manner all reports and other documents required of the Company Trust under the Securities Act and the Exchange Act so long as the Company Trust remains subject to such requirements and the filing of such reports and other documents as are is required by for the applicable provisions of Rule 144; and c. (c) furnish to the Holder each Beneficial Owner so long as the Holder such Beneficial Owner owns Piggy-Back Registrable Securities, promptly upon request, request (i) a written statement by the Company Trust that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company Trust and such other reports and documents so filed by the CompanyTrust, and (iii) such other information as may be reasonably requested to permit the Investors Beneficial Owner to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Pennsylvania Real Estate Investment Trust)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!