Representation of the Adviser. The Adviser represents that it is (i) registered with the SEC as an investment adviser under the Advisers Act; and (ii) as an “Institutional Professional Investor” as defined under the Code of Conduct for Persons Licensed by or Registered with the SFC (being a person falling under Paragraphs (a) to (i) of the definition of “professional investor” in Section 1 of Part 1 of Schedule 1 to the Securities and Futures Ordinance).
Appears in 24 contracts
Samples: Investment Sub Advisory Agreement (T. Rowe Price Limited-Duration Inflation Focused Bond Fund, Inc.), Investment Sub Advisory Agreement (T. Rowe Price Spectrum Funds II, Inc.), Investment Sub Advisory Agreement (T. Rowe Price Short-Term Bond Fund, Inc.)
Representation of the Adviser. The Adviser represents that it is (i) registered with the SEC as an investment adviser under the Advisers Act; and (ii) a professional investor (tokutei-toushika) within the meaning given in the Financial Instruments and Exchange Act (Law No 25 of 1948, as an “Institutional Professional Investor” as defined under the Code of Conduct for Persons Licensed by or Registered with the SFC (being a person falling under Paragraphs (a) to (i) of the definition of “professional investor” in Section 1 of Part 1 of Schedule 1 to the Securities and Futures Ordinanceamended).
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (T. Rowe Price International Funds, Inc.), Investment Sub Advisory Agreement (T. Rowe Price International Funds, Inc.), Investment Sub Advisory Agreement (T. Rowe Price Global Allocation Fund, Inc.)
Representation of the Adviser. The Adviser represents and warrants that it is (i) registered with the SEC as an investment adviser under the Advisers Act; and (ii) as an “Institutional Professional Investor” as defined under not a retail client for the Code purpose of Conduct for Persons Licensed by or Registered with the SFC (being a person falling under Paragraphs (a) to (isection 761G(6) of the definition of “professional investor” in Section 1 of Part 1 of Schedule 1 to the Securities and Futures Ordinance)Corporations Act.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (T. Rowe Price Global Allocation Fund, Inc.), Investment Subadvisory Agreement (Sunamerica Series Trust)
Representation of the Adviser. The Adviser represents and warrants that it is (i) registered with the SEC as an investment adviser under the Advisers Act; and (ii) as an “Institutional Professional Investor” as defined under not a retail client for the Code purpose of Conduct for Persons Licensed by or Registered with the SFC (being a person falling under Paragraphs (a) to (isection 761G(6) of the definition of “professional investor” in Section 1 of Part 1 of Schedule 1 to the Securities and Futures Ordinance)Corporations Act 2001.
Appears in 1 contract
Samples: Investment Subadvisory Agreement (JNL Series Trust)
