Common use of REPRESENTATIONS AND WARRANTIES 62 Clause in Contracts

REPRESENTATIONS AND WARRANTIES 62. Section 5.01 Organization, Good Standing and Qualification 62 Section 5.02 Authority 62 Section 5.03 Governmental Filings; No Violations 62 Section 5.04 Financial Statements 63 Section 5.05 Disclosure 63 Section 5.06 Material Adverse Change 64 Section 5.07 Litigation 64 Section 5.08 Employee Benefits 64 Section 5.09 Compliance with Laws 65 Section 5.10 Environmental Matters 66 Section 5.11 Payment of Taxes 66 Section 5.12 Intellectual Property 67 Section 5.13 Title to Properties 67 Section 5.14 Material Contracts 67 Section 5.15 Insurance 67 Section 5.16 Federal Reserve Regulations 68 Section 5.17 Investment Company 68 Section 5.18 Subsidiaries 68 Section 5.19 Solvency 68 Section 5.20 Pledged Equity 69 Section 5.21 Pari Passu 69 ARTICLE VI AFFIRMATIVE COVENANTS 69 Section 6.01 Financial Reporting 69 Section 6.02 Notices 71 Section 6.03 Use of Proceeds 71 Section 6.04 Preservation of Existence 72 Section 6.05 Insurance 72 Section 6.06 Compliance with Laws 72 Section 6.07 Access 72 Section 6.08 Payment Taxes and Other Obligations 73 Section 6.09 New Material Subsidiaries 73 Section 6.10 Maintenance of Properties and Leases 73 Section 6.11 Keeping of Records and Books of Account 73 Section 6.12 Further Assurances 74 Section 6.13 Transactions With Affiliates 74 ARTICLE VII NEGATIVE COVENANTS 74 Section 7.01 Debt 74 Section 7.02 Liens 76 Section 7.03 Fiscal Year; Nature of Business, Accounting Policies 76 Section 7.04 Financial Covenants 76 Section 7.05 Liquidations, Mergers and Consolidations 76 Section 7.06 Dispositions of Assets or Subsidiaries 77 Section 7.07 Dividends and Related Distributions 78 Page

REPRESENTATIONS AND WARRANTIES 62. Section 4.01 Representations and Warranties of the Parent and the Borrower 62 ARTICLE V COVENANTS OF THE BORROWER 65 Section 5.01 Organization, Good Standing and Qualification 62 Affirmative Covenants 65 Section 5.02 Authority 62 Negative Covenants 70 Section 5.03 Governmental Filings; No Violations 62 Section 5.04 Financial Statements 63 Section 5.05 Disclosure 63 Section 5.06 Material Adverse Change 64 Section 5.07 Litigation 64 Section 5.08 Employee Benefits 64 Section 5.09 Compliance with Laws 65 Section 5.10 Environmental Matters 66 Section 5.11 Payment of Taxes 66 Section 5.12 Intellectual Property 67 Section 5.13 Title to Properties 67 Section 5.14 Material Contracts 67 Section 5.15 Insurance 67 Section 5.16 Federal Reserve Regulations 68 Section 5.17 Investment Company 68 Section 5.18 Subsidiaries 68 Section 5.19 Solvency 68 Section 5.20 Pledged Equity 69 Section 5.21 Pari Passu 69 Covenants 75 ARTICLE VI AFFIRMATIVE COVENANTS 69 EVENTS OF DEFAULT 75 Section 6.01 Financial Reporting 69 Events of Default 75 Section 6.02 Notices 71 Application of Funds 79 ARTICLE VII ADMINISTRATIVE AGENT 80 Section 6.03 Use 7.01 Appointment and Authority 80 Section 7.02 Rights as a Lender 80 Section 7.03 Exculpatory Provisions 80 Section 7.04 Reliance by Administrative Agent 81 Section 7.05 Delegation of Proceeds 71 Duties 82 Section 6.04 Preservation 7.06 Resignation of Existence 72 Administrative Agent 82 Section 6.05 Insurance 72 Section 6.06 Compliance with Laws 72 Section 6.07 Access 72 Section 6.08 Payment Taxes 7.07 Non-Reliance on Administrative Agent and Other Obligations 73 Lenders 84 Section 6.09 New Material 7.08 No Other Duties, Etc 84 Section 7.09 Administrative Agent May File Proofs of Claim 84 Section 7.10 Certain ERISA Matters 85 ARTICLE VIII MISCELLANEOUS 87 Section 8.01 Amendments, Etc 87 Section 8.02 Notices; Effectiveness; Electronic Communication 88 Section 8.03 No Waiver; Remedies 90 Section 8.04 Expenses; Indemnity; Damage Waiver 91 Section 8.05 Right of Set-off 93 Section 8.06 Successors and Assigns 94 Section 8.07 Treatment of Certain Information; Confidentiality 99 Section 8.08 Governing Law 100 Section 8.09 Execution in Counterparts 100 Section 8.10 Survival of Representations and Warranties 100 91839933_4 Table of Contents (continued) Page Section 8.11 Replacement of Lenders 100 Section 8.12 Jurisdiction, Etc 101 Section 8.13 Judgment 102 Section 8.14 Waiver of Jury Trial 103 Section 8.15 USA PATRIOT Act Notice 103 Section 8.16 Defaulting Lenders 103 Section 8.17 No Advisory or Fiduciary Relationship 106 Section 8.18 Interest Rate Limitation 106 Section 8.19 Severability 107 Section 8.20 Electronic Execution of Assignments and Certain Other Documents 107 Section 8.21 Acknowledgement and Consent to Bail-In of EEA Financial Institutions 107 91839933_4 SCHEDULES Schedule I List of Applicable Lending Offices Schedule 1.01 Commitments Schedule 4.01(b) Subsidiaries 73 Section 6.10 Maintenance Schedule 4.01(d) Required Authorizations Schedule 4.01(i) Disclosed Litigation Schedule 5.02(a) Existing Liens Schedule 8.02 Administrative Agent’s Office; Certain Addresses for Notices EXHIBITS Form of Properties Exhibit A Note Exhibit B-1 Advance Notice Exhibit B-2 Swing Line Loan Notice Exhibit C Assignment and Leases 73 Section 6.11 Keeping Assumption Exhibit D Parent Guaranty Exhibit E Opinion of Records U.S. Counsel for the Borrower and Books the Parent Exhibit F Opinion of Account 73 Section 6.12 Further Assurances 74 Section 6.13 Transactions With Affiliates 74 ARTICLE VII NEGATIVE COVENANTS 74 Section 7.01 Debt 74 Section 7.02 Liens 76 Section 7.03 Fiscal Year; Nature U.K. Counsel for the Borrower Exhibit G Opinion of BusinessBermuda Counsel for the Parent Exhibit H Compliance Certificate Exhibit I U.K. Tax Compliance Certificate 91839933_4 FOURTH AMENDED AND RESTATED CREDIT AGREEMENT This Fourth Amended and Restated Credit Agreement (the “Agreement”) is entered into as of August 11, Accounting Policies 76 Section 7.04 Financial Covenants 76 Section 7.05 Liquidations2017 among Invesco Finance PLC, Mergers a public limited company organized under the laws of England and Consolidations 76 Section 7.06 Dispositions Wales (the “Borrower”), Invesco Ltd., an exempted company organized under the laws of Assets Bermuda (the “Parent”), the banks, financial institutions and other institutional lenders (the “Initial Lenders”) listed on the signature pages hereof, and Bank of America, N.A. (“Bank of America”), as administrative agent (the “Administrative Agent” or Subsidiaries 77 Section 7.07 Dividends “Agent”) for the Lenders (as hereinafter defined) and Related Distributions 78 Pageas Swing Line Lender and an L/C Issuer (each as hereinafter defined), hereby agree as follows:

REPRESENTATIONS AND WARRANTIES 62. Section 5.01 Organization, Good Standing and 6.1. Corporate Existence; Subsidiaries; Foreign Qualification 62 Section 5.02 6.2. Corporate Authority 62 Section 5.03 Governmental Filings; No Violations 62 Section 5.04 Financial Statements 63 Section 5.05 Disclosure 63 Section 5.06 Material Adverse Change 64 Section 5.07 Litigation 64 Section 5.08 Employee Benefits 64 Section 5.09 6.3. Compliance with Laws and Contracts 63 Section 6.4. Litigation and Administrative Proceedings 63 Section 6.5. Title to Assets 64 Section 6.6. Liens and Security Interests 64 Section 6.7. Tax Returns 64 Section 6.8. Environmental Laws 64 Section 6.9. Locations 65 Section 5.10 Environmental Matters 6.10. ERISA Plans 65 Section 6.11. Consents or Approvals 65 Section 6.12. Solvency 66 Section 5.11 Payment of Taxes 6.13. Financial Statements 66 Section 5.12 6.14. Regulations 66 Section 6.15. Material Agreements 66 Section 6.16. Intellectual Property 66 Section 6.17. Insurance 66 Section 6.18. Deposit Accounts 67 Section 5.13 Title to Properties 6.19. Complete Statements 67 Section 5.14 Material Contracts 6.20. Investment Company; Other Restrictions 67 Section 5.15 Insurance 6.21. Defaults 67 ARTICLE VII. SECURITY 67 Section 5.16 Federal Reserve Regulations 7.1. Security Interest in Collateral 67 Section 7.2. Collections and Receipt of Proceeds by Borrower 67 Section 7.3. Collections and Receipt of Proceeds by Agent 68 TABLE OF CONTENTS Page Section 5.17 Investment Company 68 Section 5.18 Subsidiaries 68 Section 5.19 Solvency 68 Section 5.20 7.4. Agent’s Authority Under Pledged Equity Notes 69 Section 5.21 Pari Passu 69 7.5. Use of Inventory and Equipment 70 ARTICLE VI AFFIRMATIVE COVENANTS 69 VIII. EVENTS OF DEFAULT 70 Section 6.01 Financial Reporting 69 8.1. Payments 70 Section 6.02 Notices 8.2. Special Covenants 70 Section 8.3. Other Covenants 70 Section 8.4. Representations and Warranties 70 Section 8.5. Cross Default 71 Section 6.03 Use 8.6. ERISA Default 71 Section 8.7. Change in Control 71 Section 8.8. Judgments 71 Section 8.9. Security 71 Section 8.10. Validity of Loan Documents 72 Section 8.11. Solvency 72 ARTICLE IX. REMEDIES UPON DEFAULT 72 Section 9.1. Optional Defaults 72 Section 9.2. Automatic Defaults 73 Section 9.3. Letters of Credit 73 Section 9.4. Offsets 73 Section 9.5. Equalization Provisions 74 Section 9.6. Collateral 75 Section 9.7. Other Remedies 76 Section 9.8. Application of Proceeds 71 Section 6.04 Preservation of Existence 72 Section 6.05 Insurance 72 Section 6.06 Compliance with Laws 72 Section 6.07 Access 72 Section 6.08 Payment Taxes and Other Obligations 73 Section 6.09 New Material Subsidiaries 73 Section 6.10 Maintenance of Properties and Leases 73 Section 6.11 Keeping of Records and Books of Account 73 Section 6.12 Further Assurances 74 Section 6.13 Transactions With Affiliates 74 76 ARTICLE VII NEGATIVE COVENANTS 74 Section 7.01 Debt 74 Section 7.02 Liens 76 Section 7.03 Fiscal Year; Nature of Business, Accounting Policies 76 Section 7.04 Financial Covenants 76 Section 7.05 Liquidations, Mergers and Consolidations 76 Section 7.06 Dispositions of Assets or Subsidiaries X. THE AGENT 77 Section 7.07 Dividends 10.1. Appointment and Related Distributions Authorization 77 Section 10.2. Note Holders 77 Section 10.3. Consultation With Counsel 78 PageSection 10.4. Documents 78 Section 10.5. Agent and Affiliates 78 Section 10.6. Knowledge of Default 78 Section 10.7. Action by Agent 78 Section 10.8. Release of Collateral or Guarantor of Payment 79 Section 10.9. Delegation of Duties 79 Section 10.10. Indemnification of Agent 79 Section 10.11. Successor Agent 79 Section 10.12. Fronting Lender 80 Section 10.13. Swing Line Lender 80 Section 10.14. Agent May File Proofs of Claim 80 Section 10.15. No Reliance on Agent’s Customer Identification Program 81 Section 10.16. Other Agents 81 ARTICLE XI. MISCELLANEOUS 81 Section 11.1. Lenders’ Independent Investigation 81 TABLE OF CONTENTS Page Section 11.2. No Waiver; Cumulative Remedies 81 Section 11.3. Amendments, Waivers and Consents 82 Section 11.4. Notices 83 Section 11.5. Costs, Expenses and Taxes 83 Section 11.6. Indemnification 84 Section 11.7. Obligations Several; No Fiduciary Obligations 84 Section 11.8. Execution in Counterparts 84 Section 11.9. Binding Effect; Borrower’s Assignment 85 Section 11.10. Lender Assignments 85 Section 11.11. Sale of Participations 86 Section 11.12. Patriot Act Notice 87 Section 11.13. Severability of Provisions; Captions; Attachments 88 Section 11.14. Investment Purpose 88 Section 11.15. Entire Agreement 88 Section 11.16. Legal Representation of Parties 88 Section 11.17. Governing Law; Submission to Jurisdiction 88 Section 11.18. Jury Trial Waiver Signature Page 1 Exhibit A Form of Revolving Credit Note Exhibit B Form of Swing Line Note Exhibit C Form of Term Note Exhibit D Form of Notice of Loan Exhibit E Form of Compliance Certificate Exhibit F Form of Assignment and Acceptance Agreement Schedule 1 Commitments of Lenders Schedule 2 Guarantors of Payment Schedule 3 Pledged Securities Schedule 4 Pledged Notes Schedule 5.8 Indebtedness Schedule 5.9 Liens Schedule 5.11 Permitted Foreign Subsidiary Loans and Investments Schedule 6.1 Corporate Existence; Subsidiaries; Foreign Qualification Schedule 6.4 Litigation and Administrative Proceedings Schedule 6.5 Real Estate Owned by the Companies Schedule 6.9 Locations Schedule 6.10 Employee Benefits Plans Schedule 6.15 Material Agreements Schedule 6.16 Intellectual Property Schedule 6.17 Insurance Schedule 6.18 Deposit Accounts This CREDIT AND SECURITY AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made effective as of the 21st day of December, 2007 among:

REPRESENTATIONS AND WARRANTIES 62. Section 5.01 Organization4.1. Representations and Warranties of the Borrowers 62 4.2. Survival of Representations and Warranties, Good Standing and Qualification 62 Section 5.02 Authority 62 Section 5.03 Governmental Filings; No Violations 62 Section 5.04 Financial Statements 63 Section 5.05 Disclosure 63 Section 5.06 Material Adverse Change 64 Section 5.07 Litigation 64 Section 5.08 Employee Benefits 64 Section 5.09 Etc 66 ARTICLE 5 AFFIRMATIVE COVENANTS 67 5.1. Reporting Requirements 67 5.2. Notices 68 5.3. Compliance with Laws 65 Section 5.10 Environmental Matters 66 Section 5.11 Laws, Etc 68 5.4. Preservation of Existence, Etc 68 5.5. Payment of Taxes 66 Section 5.12 Intellectual Property 67 Section 5.13 Title to Properties 67 Section 5.14 Material Contracts 67 Section 5.15 and Claims 69 5.6. Maintenance of Insurance 67 Section 5.16 Federal Reserve Regulations 68 Section 5.17 Investment Company 68 Section 5.18 69 5.7. Visitation Rights 69 5.8. Accounting Methods 69 5.9. Maintenance of Properties, Etc 69 5.10. Further Assurances 70 TABLE OF CONTENTS (continued) 5.11. Additional Domestic Subsidiaries 68 Section 5.19 Solvency 68 Section 5.20 Pledged Equity 69 Section 5.21 Pari Passu 69 ARTICLE VI AFFIRMATIVE COVENANTS 69 Section 6.01 Financial Reporting 69 Section 6.02 Notices 71 Section 6.03 70 5.12. Use of Proceeds 70 ARTICLE 6 NEGATIVE COVENANTS 70 6.1. Indebtedness 70 6.2. Liens, Etc 71 Section 6.04 Preservation 6.3. Restricted Payments 71 6.4. Fundamental Changes, Etc 71 6.5. Sales of Existence Assets 72 Section 6.05 Insurance 6.6. Affiliate Transactions 72 Section 6.06 Compliance with Laws 72 Section 6.07 Access 72 Section 6.08 Payment Taxes and Other Obligations 6.7. Amendments 73 Section 6.09 New Material 6.8. Restrictions on Subsidiaries 73 Section 6.10 Maintenance of Properties and Leases 73 Section 6.11 Keeping of Records and Books of Account 73 Section 6.12 Further Assurances 6.9. Reserved 74 Section 6.13 Transactions With Affiliates 6.10. Financial Covenants 74 6.11. Anti-Terrorism Laws 74 ARTICLE VII NEGATIVE COVENANTS 7 EVENTS OF DEFAULT 74 Section 7.01 Debt 7.1. Events of Default 74 Section 7.02 Liens 76 Section 7.03 Fiscal Year7.2. Remedies 77 7.3. Actions in Respect of the Letters of Credit 77 7.4. Application of Payments 78 ARTICLE 8 THE ADMINISTRATIVE AGENT 78 8.1. Authorization and Action 78 8.2. Administrative Agent’s Reliance, Etc 79 8.3. Administrative Agent, in its Individual Capacity and Affiliates 81 8.4. Lender Credit Decision 81 8.5. Notice of Default or Event of Default 82 8.6. Indemnification 82 8.7. Successor Administrative Agent 82 8.8. Administrative Agent May File Proofs of Claim 83 8.9. Release of Guaranties 83 8.10. Other Agent Titles 83 ARTICLE 9 MISCELLANEOUS 84 9.1. Amendments, Etc 84 9.2. Notices, Etc 85 9.3. No Waiver 87 9.4. Costs and Expenses. 87 9.5. Right of Set-off 88 9.6. Assignments and Participations. 89 9.7. Marshalling; Nature of Business, Accounting Policies 76 Section 7.04 Financial Covenants 76 Section 7.05 Liquidations, Mergers and Consolidations 76 Section 7.06 Dispositions of Assets or Subsidiaries 77 Section 7.07 Dividends and Related Distributions 78 PagePayments Set Aside 94 9.8. Patriot Act 95

REPRESENTATIONS AND WARRANTIES 62. Section 5.01 Organization, Good Standing SECTION 4.01. Representations and Qualification Warranties of the Borrower. 62 Section 5.02 Authority 62 Section 5.03 Governmental Filings; No Violations 62 Section 5.04 ARTICLE V COVENANTS OF THE BORROWER 65 SECTION 5.01. Affirmative Covenants. 65 SECTION 5.02. Negative Covenants. 69 SECTION 5.03. Financial Statements 63 Section 5.05 Disclosure 63 Section 5.06 Material Adverse Change 64 Section 5.07 Litigation 64 Section 5.08 Employee Benefits 64 Section 5.09 Compliance with Laws 65 Section 5.10 Environmental Matters 66 Section 5.11 Payment of Taxes 66 Section 5.12 Intellectual Property 67 Section 5.13 Title to Properties 67 Section 5.14 Material Contracts 67 Section 5.15 Insurance 67 Section 5.16 Federal Reserve Regulations 68 Section 5.17 Investment Company 68 Section 5.18 Subsidiaries 68 Section 5.19 Solvency 68 Section 5.20 Pledged Equity 69 Section 5.21 Pari Passu 69 Covenant. 71 ARTICLE VI AFFIRMATIVE COVENANTS 69 Section 6.01 Financial Reporting 69 Section 6.02 Notices EVENTS OF DEFAULT 71 Section 6.03 Use SECTION 6.01. Events of Proceeds Default. 71 Section 6.04 Preservation SECTION 6.02. Actions in Respect of Existence 72 Section 6.05 Insurance 72 Section 6.06 Compliance with Laws 72 Section 6.07 Access 72 Section 6.08 Payment Taxes the Letters of Credit upon Default. 73 ARTICLE VII THE ADMINISTRATIVE AGENT 74 SECTION 7.01. Appointment and Authority. 74 SECTION 7.02. Rights as a Lender. 74 SECTION 7.03. Exculpatory Provisions. 75 SECTION 7.04. Reliance by Administrative Agent. 76 SECTION 7.05. Resignation of Administrative Agent. 76 SECTION 7.06. Non-Reliance on Administrative Agent and Other Obligations 73 Section 6.09 New Material Subsidiaries 73 Section 6.10 Maintenance Lenders. 77 SECTION 7.07. Indemnification. 78 SECTION 7.08. No Other Duties, etc. 78 SECTION 7.09. Erroneous Payments. 78 ARTICLE VIII MISCELLANEOUS 81 SECTION 8.01. Amendments, Etc. 81 SECTION 8.02. Notices, Etc. 82 SECTION 8.03. No Waiver; Remedies. 84 SECTION 8.04. Costs and Expenses; Indemnification. 84 SECTION 8.05. Right of Properties Set-off. 86 SECTION 8.06. Binding Effect. 87 SECTION 8.07. Assignments and Leases 73 Section 6.11 Keeping Participations. 87 SECTION 8.08. Confidentiality. 91 SECTION 8.09. Governing Law. 92 SECTION 8.10. Severability. 92 SECTION 8.11. Execution in Counterparts. 92 SECTION 8.12. Jurisdiction, Etc. 92 SECTION 8.13. Waiver of Records Jury Trial. 93 SECTION 8.14. USA Patriot Act. 93 SECTION 8.15. No Fiduciary Duty. 94 SECTION 8.16. Acknowledgement and Books Consent to Bail-In of Account 73 Section 6.12 Further Assurances 74 Section 6.13 Transactions With Affiliates 74 ARTICLE VII NEGATIVE COVENANTS 74 Section 7.01 Debt 74 Section 7.02 Liens 76 Section 7.03 Fiscal YearAffected Financial Institutions. 94 SECTION 8.17. No Novation; Nature of Business, Accounting Policies 76 Section 7.04 Financial Covenants 76 Section 7.05 Liquidations, Mergers and Consolidations 76 Section 7.06 Dispositions of Assets or Subsidiaries 77 Section 7.07 Dividends and Related Distributions 78 PageReaffirmation. 95 SECTION 8.18. Certain ERISA Matters. 95

REPRESENTATIONS AND WARRANTIES 62. Section 5.01 Organization, Good Standing and 6.1. Corporate Existence; Subsidiaries; Foreign Qualification 62 Section 5.02 6.2. Corporate Authority 62 Section 5.03 Governmental Filings; No Violations 6.3. Compliance with Laws and Contracts 62 Section 5.04 6.4. Litigation and Administrative Proceedings 63 Section 6.5. Title to Assets 63 Section 6.6. Liens and Security Interests 63 Section 6.7. Tax Returns 63 Section 6.8. Environmental Laws 63 Section 6.9. Locations 64 Section 6.10. Continued Business 64 Section 6.11. Employee Benefits Plans 64 Section 6.12. Consents or Approvals 65 Section 6.13. Solvency 65 Section 6.14. Financial Statements 63 65 Section 5.05 Disclosure 63 6.15. Regulations 65 Section 5.06 6.16. Material Agreements 65 Section 6.17. Intellectual Property 66 Section 6.18. Insurance 66 Section 6.19. Deposit and Securities Accounts 66 Section 6.20. Accurate and Complete Statements 66 Section 6.21. Senior Notes Documents 66 Section 6.22. Investment Company; Other Restrictions 66 Section 6.23. Assigned Government Contracts 66 Section 6.24. Pledged Notes 67 Section 6.25. Pledged Securities 67 Section 6.26. Defaults 67 Page ARTICLE VII. SECURITY 67 Section 7.1. Security Interest in Collateral 67 Section 7.2. Cash Management System 67 Section 7.3. Collections and Receipt of Proceeds by Agent 69 Section 7.4. Agent's Authority Under Pledged Notes 70 Section 7.5. Use of Inventory and Equipment 70 ARTICLE VIII. EVENTS OF DEFAULT 70 Section 8.1. Payments 70 Section 8.2. Special Covenants 70 Section 8.3. Other Covenants 70 Section 8.4. Representations and Warranties 71 Section 8.5. Cross Default 71 Section 8.6. ERISA Default 71 Section 8.7. Change in Control 71 Section 8.8. Judgments 71 Section 8.9. Material Adverse Change 64 71 Section 5.07 8.10. Security 71 Section 8.11. Validity of Loan Documents 72 Section 8.12. Solvency 72 ARTICLE IX. REMEDIES UPON DEFAULT 73 Section 9.1. Optional Defaults 73 Section 9.2. Automatic Defaults 73 Section 9.3. Letters of Credit 73 Section 9.4. Offsets 73 Section 9.5. Equalization Provisions 73 Section 9.6. Collateral 74 Section 9.7. Other Remedies 74 Section 9.8. Application of Proceeds 75 ARTICLE X. THE AGENT 75 Section 10.1. Appointment and Authorization 75 Section 10.2. Note Holders 76 Section 10.3. Consultation With Counsel 76 Section 10.4. Documents 76 Section 10.5. Agent and Affiliates 76 Section 10.6. Knowledge or Notice of Default 76 Section 10.7. Action by Agent 77 Section 10.8. Release of Collateral or Guarantor of Payment 77 Section 10.9. Delegation of Duties 77 Section 10.10. Indemnification of Agent 77 Section 10.11. Successor Agent 78 Section 10.12. Fronting Lender 78 Section 10.13. Swing Line Lender 78 Section 10.14. Agent May File Proofs of Claim 78 Section 10.15. No Reliance on Agent's Customer Identification Program 79 Section 10.16. Other Agents 79 Page ARTICLE XI. MISCELLANEOUS 79 Section 11.1. Lenders' Independent Investigation 79 Section 11.2. No Waiver; Cumulative Remedies 79 Section 11.3. Amendments, Waivers and Consents 79 Section 11.4. Notices 81 Section 11.5. Costs, Expenses and Documentary Taxes 81 Section 11.6. Indemnification 81 Section 11.7. Obligations Several; No Fiduciary Obligations 82 Section 11.8. Execution in Counterparts 82 Section 11.9. Binding Effect; Borrower's Assignment 82 Section 11.10. Lender Assignments 82 Section 11.11. Sale of Participations 83 Section 11.12. Replacement of Affected Lenders 84 Section 11.13. Patriot Act Notice 84 Section 11.14. Severability of Provisions; Captions; Attachments 84 Section 11.15. Investment Purpose 85 Section 11.16. Entire Agreement 85 Section 11.17. Confidentiality 85 Section 11.18. Limitations on Liability of the Fronting Lender 85 Section 11.19. General Limitation of Liability 86 Section 11.20. No Duty 86 Section 11.21. Legal Representation of Parties 86 Section 11.22. Governing Law; Submission to Jurisdiction 86 Section 11.23. Legend 87 Jury Trial Waiver Signature Page 1 Exhibit A Form of Revolving Credit Note E-1 Exhibit B Form of Swing Line Note E-3 Exhibit C Form of Borrowing Base Certificate E-5 Exhibit D Form of Notice of Loan E-6 Exhibit E Form of Compliance Certificate E-7 Exhibit F Form of Assignment and Acceptance Agreement E-8 Exhibit G Form of Instrument of Assignment E-13 Exhibit H Form of Notice of Assignment of Claims E-14 Schedule 1 Commitments of Lenders Schedule 2 Guarantors of Payment Schedule 2.2 Existing Letters of Credit Schedule 3 Borrowing Base Companies Schedule 4 Pledged Securities Schedule 5 Real Property Schedule 5.3 Monthly and Quarterly Reporting Periods Schedule 5.8 Indebtedness Schedule 5.9 Liens Schedule 5.11 Permitted Foreign Subsidiary Loans, Guaranties and Investments Schedule 5.17 Affiliate Transactions Schedule 6.1 Corporate Existence; Subsidiaries; Foreign Qualification Schedule 6.4 Litigation 64 Section 5.08 and Administrative Proceedings Schedule 6.5 Real Estate Owned by the Companies Schedule 6.9 Locations Schedule 6.11 Employee Benefits 64 Section 5.09 Compliance with Laws 65 Section 5.10 Environmental Matters 66 Section 5.11 Payment of Taxes 66 Section 5.12 Plans Schedule 6.16 Material Agreements Schedule 6.17 Intellectual Property 67 Section 5.13 Title Schedule 6.18 Insurance Schedule 6.19 Deposit and Securities Accounts Schedule 6.23 Assigned Government Contracts Schedule 7.4 Pledged Notes This CREDIT AND SECURITY AGREEMENT (as the same may from time to Properties 67 Section 5.14 Material Contracts 67 Section 5.15 Insurance 67 Section 5.16 Federal Reserve Regulations 68 Section 5.17 Investment Company 68 Section 5.18 Subsidiaries 68 Section 5.19 Solvency 68 Section 5.20 Pledged Equity 69 Section 5.21 Pari Passu 69 ARTICLE VI AFFIRMATIVE COVENANTS 69 Section 6.01 Financial Reporting 69 Section 6.02 Notices 71 Section 6.03 Use time be amended, restated or otherwise modified, this "Agreement") is made effective as of Proceeds 71 Section 6.04 Preservation the 19th day of Existence 72 Section 6.05 Insurance 72 Section 6.06 Compliance with Laws 72 Section 6.07 Access 72 Section 6.08 Payment Taxes and Other Obligations 73 Section 6.09 New Material Subsidiaries 73 Section 6.10 Maintenance of Properties and Leases 73 Section 6.11 Keeping of Records and Books of Account 73 Section 6.12 Further Assurances 74 Section 6.13 Transactions With Affiliates 74 ARTICLE VII NEGATIVE COVENANTS 74 Section 7.01 Debt 74 Section 7.02 Liens 76 Section 7.03 Fiscal Year; Nature of BusinessMay, Accounting Policies 76 Section 7.04 Financial Covenants 76 Section 7.05 Liquidations, Mergers and Consolidations 76 Section 7.06 Dispositions of Assets or Subsidiaries 77 Section 7.07 Dividends and Related Distributions 78 Page2010 among: