Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Date and as of each Option Closing Date (if any), and agrees with each Underwriter, as follows:
Appears in 38 contracts
Samples: Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.), Underwriting Agreement (Rivernorth Opportunities Fund, Inc.)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, Time and as of the Closing Date and as of each Option Closing Date (if any), and agrees with each UnderwriterTime referred to in Section 2(b) hereof, as follows:
Appears in 12 contracts
Samples: Underwriting Agreement (Gabelli Dividend & Income Trust), Underwriting Agreement (Gabelli Multimedia Trust Inc.), Underwriting Agreement (Gabelli Equity Trust Inc)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, Time and as of the Closing Date and as of each Time referred to in Section 2(c)(i) hereof (and, if any Additional Shares are purchased, at the applicable Option Closing Date (if anyreferred to in Section 2(c)(ii), and agrees with each Underwriter), as follows:
Appears in 12 contracts
Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time (as defined below) and any Date and of Delivery (as of each Option Closing Date (if anydefined below), and agrees with each Underwriter, as follows:
Appears in 11 contracts
Samples: Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Date Time referred to in Section 2(c) hereof, and as of each Option Closing Date of Delivery (if any), and agrees with each Underwriter, ) referred to in Section 2(b) hereof as follows:
Appears in 7 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of Time and the Closing Date and Time (as of each Option Closing Date (if anydefined below), and agrees with each Underwriter, as follows:
Appears in 7 contracts
Samples: Underwriting Agreement (Goldman Sachs BDC, Inc.), Underwriting Agreement (Goldman Sachs BDC, Inc.), Underwriting Agreement (Goldman Sachs BDC, Inc.)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter Underwriter, and in the case of paragraph (iii) also represents to the Fund, as of the date hereof, as of the Applicable Time, as of the Closing Date Time, and as of each Option Closing Date of Delivery (if any), ) and agrees with each Underwriter, Underwriter as follows:
Appears in 3 contracts
Samples: Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Underwriting Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund), Underwriting Agreement (Ares Multi-Strategy Credit Fund, Inc.)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter Underwriter, and in the case of paragraph (iii) also represent to the Fund, as of the date hereof, as of the Applicable Time, as of the Closing Date Time, and as of each Option Closing Date of Delivery (if any), ) and agrees with each Underwriter, Underwriter as follows:
Appears in 3 contracts
Samples: Underwriting Agreement (Eaton Vance Floating-Rate Income Plus Fund), Underwriting Agreement (Ivy High Income Opportunities Fund), Underwriting Agreement (Salient Midstream & MLP Fund)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, and as of the Closing Date and as of each Option Closing Date (if any), and agrees with each Underwriter, Time referred to in Section 2(b) hereof as follows:
Appears in 2 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Date and as of each Option Closing Date (if any)Date, and agrees with each Underwriter, as follows:
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Strategic Total Return Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Date and as of each Option Closing Date (if any), and agrees with each Underwriter, as follows:
Appears in 1 contract
Samples: Underwriting Agreement (Flaherty & Crumrine Dynamic Preferred & Income Fund Inc)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Date and (as of each Option Closing Date (if anydefined below), and agrees with each Underwriter, as follows:
Appears in 1 contract
Samples: Underwriting Agreement (Runway Growth Finance Corp.)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, and as of the Closing Date and as of each Option Closing Date (if any)Date, and agrees with each Underwriter, as follows:
Appears in 1 contract
Samples: Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time (as defined below) and any Date and of Delivery (as of each Option Closing Date (if anydefined below), and agrees with each Underwriter, as follows:
Appears in 1 contract
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable Time, hereof and as of the Closing Date and as of each Option Closing Date (if any), and agrees with each Underwriter, Time referred to in Section 2(c) hereof as follows:
Appears in 1 contract
Samples: Purchase Agreement (Pioneer Tax Advantaged Balanced Trust)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable TimeClosing Time referred to in Section 2(c) hereof, and if any Option Securities are purchased, as of the Closing each Date and as of each Option Closing Date (if any)Delivery referred to in Section 2(b) hereof, and agrees with each Underwriter, Underwriter as follows:
Appears in 1 contract
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter Underwriter, as of the date hereof, as of the Applicable Time, as of Time referred to in Section 1(a)(i) and the Closing Date and as of each Option Closing Date (if any), and agrees with each UnderwriterTime referred to in Section 2(c) hereof, as follows:
Appears in 1 contract
Samples: Purchase Agreement (Duff & Phelps Utility & Corporate Bond Trust Inc)
Representations and Warranties by the Adviser. The Adviser represents and warrants to each Underwriter as of the date hereof, as of the Applicable TimeClosing Time referred to in Section 2(c) hereof, as of the Closing Date and as of each Option Closing Date of Delivery (if any), and agrees with each Underwriter) referred to in Section 2(b) hereof, as follows:
Appears in 1 contract
Samples: Purchase Agreement (Gabelli Dividend & Income Trust)
