Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that: 3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts. 3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement. 3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement. 3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 64 contracts
Samples: Transfer Agency and Service Agreement (Gabelli Innovations Trust), Transfer Agency and Service Agreement (RS Variable Products Trust), Registrar, Transfer Agency and Service Agreement (Muniholdings Michigan Insured Fund Ii Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 37 contracts
Samples: Transfer Agency and Service Agreement (Sunamerica Senior Floating Rate Fund Inc), Custodian Contract (Lm Institutional Fund Advisors Ii Inc), Transfer Agency and Service Agreement (Monument Series Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 37 contracts
Samples: Transfer Agency and Service Agreement (Guinness Flight Investment Funds), Transfer Agency and Service Agreement (Nuveen Flagship Multistate Trust Iv), Transfer Agency and Service Agreement (Lehman Brothers Reserve Liquidity Series)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company duly organized and national banking association existing and in good standing under the laws of the Commonwealth of MassachusettsUnited States.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 18 contracts
Samples: Registrar, Transfer Agency and Service Agreement (Blackrock Municipal 2018 Term Trust), Registrar, Transfer Agency and Service Agreement (Blackrock New Jersey Municipal Income Trust), Registrar, Transfer Agency and Service Agreement (Blackrock Municipal Bond Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 9 contracts
Samples: Transfer Agency and Service Agreement (RS Variable Products Trust), Transfer Agency and Service Agreement (RS Variable Products Trust), Transfer Agency and Service Agreement (RS Variable Products Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 8 contracts
Samples: Registrar, Transfer Agency and Service Agreement (Blackrock Strategic Bond Trust), Registrar, Transfer Agency and Service Agreement (Blackrock Florida Municipal Income Trust), Registrar, Transfer Agency and Service Agreement (Blackrock California Municipal Income Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (Royce Fund), Registrar, Transfer Agency and Service Agreement (H&q Healthcare Investors), Registrar, Transfer Agency and Service Agreement (Colonial Municipal Income Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund each Portfolio that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (Series Portfolio), Transfer Agency and Service Agreement (Us Small Co Portfolio), Transfer Agency and Service Agreement (Selected Us Equity Portfolio)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 6 contracts
Samples: Transfer Agency and Service Agreement (Ssga Funds), Transfer Agency Agreement (Bernstein Sanford C Fund Inc), Transfer Agency and Service Agreement (Legg Mason Tax Exempt Trust Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 5 contracts
Samples: Registrar, Transfer Agency and Service Agreement (High Yield Plus Fund Inc), Registrar, Transfer Agency and Service Agreement (Acm Government Income Fund Inc), Transfer Agency and Service Agreement (One Group)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 5 contracts
Samples: Transfer Agency and Service Agreement (JNL Series Trust), Transfer Agency and Service Agreement (Brazos Mutual Funds), Transfer Agency and Service Agreement (Brazos Mutual Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Conseco Fund Group), Transfer Agency and Service Agreement (Pillar Funds), Transfer Agency and Service Agreement (Pillar Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-By- Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Hilliard Lyons Government Fund Inc), Registrar, Transfer Agency and Service Agreement (Blackrock High Yield Trust), Transfer Agency and Service Agreement (Sunamerica Equity Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company duly organized and national banking association existing and in good standing under the laws of the Commonwealth of MassachusettsUnited States.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws ByLaws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 4 contracts
Samples: Registrar, Transfer Agency and Service Agreement (Blackrock Florida Insured Municipal Income Trust), Registrar, Transfer Agency and Service Agreement (Blackrock New York Insured Municipal Income Trust), Registrar, Transfer Agency and Service Agreement (Blackrock California Insured Municipal Income Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Transfer Agency Agreement (White Elk Funds), Transfer Agency Agreement (White Elk Funds), Transfer Agency Agreement (White Elk Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (CGM Trust), Transfer Agency and Service Agreement (CGM Trust), Transfer Agency and Service Agreement (CGM Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Legg Mason Tax Free Income Fund), Transfer Agency and Service Agreement (Value Line American Worldwide Fund Inc), Transfer Agency and Service Agreement (Legg Mason Cash Reserve Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.01. It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.02. It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.03. It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.04. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.05. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Registrar, Transfer Agency and Service Agreement (Thai Capital Fund Inc), Registrar, Transfer Agency and Service Agreement (Bea Strategic Income Fund Inc), Registrar, Transfer Agency and Service Agreement (Muniyield Pennsylvania Fund)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this AgreementAgreement in accordance with procedures established from time to time by mutual agreement between the Fund and the Bank.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Legg Mason Total Return Trust Inc), Transfer Agency and Service Agreement (Legg Mason Special Investment Trust Inc), Transfer Agency and Service Agreement (Legg Mason Value Trust Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (CGM Trust), Transfer Agency and Service Agreement (CGM Capital Development Fund)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.to
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Gabelli Gold Fund Inc), Transfer Agency and Service Agreement (Gabelli International Growth Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Evergreen Select Money Market Trust), Transfer Agency and Service Agreement (Evergreen Select Money Market Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this AgreementAgreement in accordance with procedures established from time to time by mutual agreement between the Fund and the Bank.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Heritage Capital Appreciation Trust), Transfer Agency and Service Agreement (Heritage Cash Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.01. It is a trust company corporation duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.02. It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.03. It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 3.04. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.05. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Nomura Pacific Basin Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund each Portfolio that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.. I:\dsfndlgl\usfi\port\amend6.txt
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Us Fixed Income Portfolio)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly fully organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Loomis Sayles Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (North American Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Cigna Funds Group)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, ; equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly daily organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Armada Funds)
Representations and Warranties of the Bank. The Bank bank represents and warrants to the Fund that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Landmark Funds I)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It it is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Aga Series Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Company that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and By-Laws by- laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Atlas Assets Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and By-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (American Aadvantage Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Funds that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Crabbe Huson Real Estate Investment Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the The Commonwealth of MassachusettsMassachusetts and in such other states as its business and the performance of this Agreement require.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Eq Advisors Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws lawa to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Landmark Tax Free Income Funds)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Corporation that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Sunamerica Strategic Investment Series Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment eguipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Tax Free Reserves Portfolio)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund each Portfolio that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.. I:\dsfndlgl\dp\port\amend6.txt
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Diversified Portfolio)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws law and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this AgreementAgreement in accordance with procedures established from time to time by mutual agreement between the Fund and the Bank.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Heritage Income Growth Trust)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing exiisting and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Registrar, Transfer Agency and Service Agreement (Hyperion Total Return Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 4.1 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 4.2 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Security Capital U S Real Estate Shares Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Registrar, Transfer Agency and Service Agreement (Muniholdings New Jersey Insured Fund Iv Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund thatTHE BANK REPRESENTS AND WARRANTS TO THE FUND AND FUNDMANAGER THAT:
3.01 11.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 11.02 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 11.03 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 11.04 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the The Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and end perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Burnham Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.1 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.2 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.3 It is empowered under applicable laws and by its Charter and By-Laws Bylaws to enter into and perform this Agreement.
3.04 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Registrar, Transfer Agency and Service Agreement (Brantley Capital Corp)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 3.01. It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 3.02. It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 3.03. It is empowered under applicable laws and by its Charter charter and Byby-Laws laws to enter into and perform this Agreement.
3.04 3.04. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 3.05. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Registrar, Transfer Agency and Service Agreement (Aberdeen Asia Pacific Income Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund Trust that:
3.01 It is a trust company corporation duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter charter and By-Laws by- laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Cigna Variable Products Group)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has has, and will continue to have have, access to the necessary facilities, equipment equipment, and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (State Street Research Portfolios Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is as a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Lincoln National International Fund Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 It has and will continue to have access to the necessary facilities, equipment (including software), and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Mutual of America Institutional Funds Inc)
Representations and Warranties of the Bank. The Bank represents and warrants to the Fund that:
3.01 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.02 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.03 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
3.04 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
3.05 . It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Equi Select Series Trust)
