Representations and Warranties of the Managing Broker-Dealer. The Managing Broker-Dealer hereby represents and warrants to the Company as follows:
Appears in 11 contracts
Samples: Managing Broker Dealer Agreement, Managing Broker Dealer Agreement (GWG Holdings, Inc.), Managing Broker Dealer Agreement (GWG Life, LLC)
Representations and Warranties of the Managing Broker-Dealer. The Managing Broker-Dealer hereby represents and warrants to the Company as followsIssuer and to the Adviser that:
Appears in 2 contracts
Samples: Master Client Referrals Agreement (Ministry Partners Investment Company, LLC), Client Referrals Agreement (Ministry Partners Investment Company, LLC)
Representations and Warranties of the Managing Broker-Dealer. The Managing Broker-Dealer hereby represents and warrants to the Company as follows:
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (Legion Capital Corp)
