Representations and Warranties of the Parties. (a) The Sub-Adviser represents and warrants to the Adviser as follows: (i) The Sub-Adviser is a registered investment adviser under the Advisers Act; (ii) The Form ADV that the Sub-Adviser has previously provided to the Adviser is a true and complete copy of the form as currently filed with the SEC, and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they are made, not misleading. The Sub-Adviser will promptly provide the Adviser and the Trust with a complete copy of all subsequent amendments to its Form ADV; (iii) The Sub-Adviser agrees to maintain an appropriate level of errors and omissions or professional liability insurance coverage; and (iv) This Agreement has been duly authorized and executed by the Sub-Adviser. (b) The Adviser represents and warrants to the Sub-Adviser as follows: (i) The Adviser is registered under the Advisers Act; and (ii) The Adviser and the Trust has duly authorized the execution of this Agreement by the Adviser.
Appears in 26 contracts
Samples: Sub Advisory Agreement (Amplify ETF Trust), Investment Sub Advisory Agreement (Advisor Managed Portfolios), Sub Advisory Agreement (Amplify ETF Trust)
Representations and Warranties of the Parties. (a) The Sub-Adviser represents and warrants to the Adviser as follows:
(i) The Sub-Adviser is a registered investment adviser under the Advisers Act;
(ii) The Form ADV that the Sub-Adviser has previously provided to the Adviser is a true and complete copy of the form as currently filed with the SEC, and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they are made, not misleading. The Sub-Adviser will promptly provide the Adviser and the Trust with a complete copy of all subsequent amendments to its Form ADV;
(iii) The Sub-Adviser agrees to maintain an appropriate level of errors and omissions or professional liability insurance coverage; and
(iv) This Agreement has been duly authorized and executed by the Sub-Adviser.
(b) The Adviser represents and warrants to the Sub-Adviser as follows:
(i) The Adviser is registered under the Advisers Act; and
(ii) The Adviser and the Trust has have duly authorized the execution of this Agreement by the Adviser.
Appears in 6 contracts
Samples: Sub Advisory Agreement (Northern Lights Fund Trust Ii), Sub Advisory Agreement (Northern Lights Fund Trust Ii), Sub Advisory Agreement (Northern Lights Fund Trust IV)
Representations and Warranties of the Parties. (a) The Sub-Adviser represents and warrants to the Adviser as follows:
(i) The Sub-Adviser is a registered investment adviser under the Advisers Act;
(ii) The Form Fonn ADV that the Sub-Adviser has previously provided to the Adviser is a true and complete copy of the form as currently filed with the SEC, and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they are made, not misleading. The Sub-Adviser will promptly provide the Adviser and the Trust with a complete copy of all subsequent amendments to its Form Fonn ADV;
(iii) The Sub-Adviser agrees to maintain an appropriate level of errors and omissions or professional liability insurance coverage; and
(iv) This Agreement has been duly authorized and executed by the Sub-Adviser.
(b) The Adviser represents and warrants to the Sub-Adviser as follows:
(i) The Adviser is registered under the Advisers Act; and
(ii) The Adviser and the Trust each has duly authorized the execution of this Agreement by the Adviser.
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Representations and Warranties of the Parties. (a) The Sub-Adviser represents and warrants to the Adviser Advisor as follows:
(i) i. The Sub-Adviser is a registered investment adviser under the Advisers Act;
(ii) . The Form ADV that the Sub-Adviser has previously provided to the Adviser Advisor is a true and complete copy of the form as currently filed with the SEC, and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they are made, not misleading. The Sub-Adviser will promptly provide the Adviser Advisor and the Trust with a complete copy of all subsequent amendments to its Form ADV;
(iii) . The Sub-Adviser agrees to maintain an appropriate level of errors and omissions or professional liability insurance coverage; and
(iv) . This Agreement has been duly authorized and executed by the Sub-Adviser.
(b) The Adviser Advisor represents and warrants to the Sub-Adviser as follows:
(i) i. The Adviser Advisor is registered under the Advisers Act; and
(ii) iii. The Adviser and the Trust has duly authorized the execution of this Agreement by the AdviserAdvisor.
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Representations and Warranties of the Parties. (a) The Sub-Adviser Advisor represents and warrants to the Adviser Advisor as follows:
(i) The Sub-Adviser Advisor is a registered investment adviser advisor under the Advisers Act;
(ii) The Form ADV that the Sub-Adviser Advisor has previously provided to the Adviser Advisor is a true and complete copy of the form as currently filed with the SEC, and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they are made, not misleading. The Sub-Adviser Advisor will promptly provide the Adviser Advisor and the Trust with a complete copy of all subsequent amendments to its Form ADV;
(iii) The Sub-Adviser Advisor agrees to maintain an appropriate level of errors and omissions or professional liability insurance coverage; and
(iv) This Agreement has been duly authorized and executed by the Sub-AdviserAdvisor.
(b) The Adviser Advisor represents and warrants to the Sub-Adviser Advisor as follows:
(i) The Adviser Advisor is registered under the Advisers Act; and
(ii) The Adviser Advisor and the Trust has duly authorized the execution of this Agreement by the AdviserAdvisor.
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