Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that: 6.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts. 6.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts. 6.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement. 6.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement. 6.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 99 contracts
Samples: Transfer Agency and Service Agreement (Nuveen Credit Opportunities 2022 Target Term Fund), Transfer Agency and Service Agreement (Nuveen Preferred & Income 2022 Term Fund), Transfer Agency and Service Agreement (Nuveen California Select Tax Free Income Portfolio)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 65 contracts
Samples: Transfer Agency and Service Agreement (Cohen & Steers Real Assets Fund, Inc.), Transfer Agency and Service Agreement (Cohen & Steers Preferred Securities & Income Fund, Inc.), Transfer Agency and Service Agreement (Ariel Investment Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company corporation duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter Articles of Organization and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 15 contracts
Samples: Transfer Agency and Service Agreement (Gateway Trust), Transfer Agency and Service Agreement (John Hancock Trust), Transfer Agency and Service Agreement (Hansberger International Series)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 5.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 5.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 5.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 5.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 5.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (Nuveen Investment Trust Ii), Transfer Agency and Service Agreement (Nuveen Investment Trust V), Transfer Agency and Service Agreement (Nuveen Managed Account Pooled Shares Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company corporation duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter Articles of Incorporation and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Homestead Funds Inc), Transfer Agency and Service Agreement (Investors Mark Series Fund Inc), Transfer Agency and Service Agreement (Tamarack Funds Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents represents, warrants and warrants covenants to the Fund Company that:
6.1 3.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 3.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement, Transfer Agency and Service Agreement (Massmutual Select Funds), Transfer Agency and Service Agreement (Massmutual Premier Funds)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement, Transfer Agency and Service Agreement (Nuveen Long/Short Commodity Total Return Fund), Transfer Agency and Service Agreement (Nuveen Long/Short Commodity Total Return Fund)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents represents, warrants and warrants covenants to the Fund that:
6.1 3.1 It is a trust company duly organized and existing and in good standing under the laws of The the Commonwealth of Massachusetts.
6.2 3.2 It is duly qualified to carry on its business in The the Commonwealth of Massachusetts.
6.3 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Metropolitan Series Fund Ii), Transfer Agency and Service Agreement (Institutional Liquidity Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents represents, warrants and warrants covenants to the Fund that:
6.1 3.1 It is a trust company duly organized and existing and in good standing under the laws of The the Commonwealth of Massachusetts.
6.2 3.2 It is duly qualified to carry on its business in The the Commonwealth of Massachusetts.
6.3 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Pax World Funds Trust II), Transfer Agency and Service Agreement (Rydex Etf Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund Trust that:
6.1 3.1 It is a trust company duly organized and existing and in good standing under the laws of The the Commonwealth of Massachusetts.
6.2 3.2 It is duly qualified to carry on its business in The the Commonwealth of Massachusetts.
6.3 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Custodian Agreement (Huntington Va Funds), Transfer Agency and Service Agreement (Huntington Va Funds)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 3.1 It is a trust company duly organized and existing and in good standing under the laws of The the Commonwealth of Massachusetts.
6.2 3.2 It is duly qualified to carry on its business in The the Commonwealth of Massachusetts.
6.3 3.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Thrivent Financial Securities Lending Trust), Transfer Agency and Service Agreement (Thrivent Financial Securities Lending Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Nomura Pacific Basin Fund Inc)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company Massachusetts corporation duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Puget Sound Alternative Investment Series Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund Customer that:
6.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Nuveen Connecticut Dividend Advantage Municipal Fund 3)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 All 4.4 Al requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Excelsior Funds Inc)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1. It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2. It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3. It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Aig Series Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company corporation duly organized and existing and in good standing under the laws of i The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Calvert Variable Series Inc)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.,
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Comstock Funds Inc)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Sa Funds Investment Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 3.1 It is a trust company corporation duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 3.2 It is duly qualified to carry on its business in The Commonwealth of Massachusetts.
6.3 3.3 It is empowered under applicable laws and by its Charter Articles of Organization and By-Laws to enter into and perform this Agreement.
6.4 3.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 3.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Fixed Income Shares)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Fund that:
6.1 4.1 It is a trust company corporation duly organized and existing and in good standing under the laws of The Commonwealth of Massachusetts.
6.2 4.2 It is duly qualified to carry on its business in The Commonwealth of MassachusettsMassachusetts and the State of Missouri.
6.3 4.3 It is empowered under applicable laws and by its Charter and By-Laws to enter into and perform this Agreement.
6.4 4.4 All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
6.5 4.5 It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Dessauer Global Equity Fund)
