Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Corporation that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Corporation in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement. 3.6 It is in compliance with all laws applicable to it in the performance of services under this Agreement. 3.7 It has and will continue to maintain access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 15 contracts
Samples: Transfer Agency and Service Agreement (T. Rowe Price Exchange-Traded Funds, Inc.), Transfer Agency and Service Agreement (T. Rowe Price Exchange-Traded Funds, Inc.), Transfer Agency and Service Agreement (T. Rowe Price Exchange-Traded Funds, Inc.)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Corporation Trust that:
3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts.
3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Corporation Trust in the event of any material change in its status as a registered transfer agent.
3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement.
3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.
3.6 It is in compliance with all laws applicable to it in the performance of services under this Agreement.
3.7 It has and will continue to maintain have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 9 contracts
Samples: Transfer Agency and Service Agreement (Federated Hermes ETF Trust), Transfer Agency and Service Agreement (Federated Hermes ETF Trust), Transfer Agency and Service Agreement (Federated Hermes ETF Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Corporation Administrator that:
3.1 It is a trust company duly organized and existing and in good standing under the laws of the Commonwealth of Massachusetts.
3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Corporation Administrator in the event of any material change in its status as a registered transfer agent.
3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement.
3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.
3.6 It is in compliance with all laws applicable to it in the performance of services under this Agreement.
3.7 It has and will continue to maintain have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
3.7 It is and will remain for the duration of this Agreement in compliance with all federal and state laws, rules and regulations applicable to its transfer agency business and the performance of its duties, obligations and services under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Schwab Strategic Trust), Transfer Agency and Service Agreement (Schwab Strategic Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Corporation Trust that:
3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts.
3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Corporation Trust in the event of any material change in its status as a registered transfer agent.
3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement.
3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.
3.6 It is in compliance with all laws applicable to it in the performance of services under this Agreementits business.
3.7 It has and will continue to maintain access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Harbor ETF Trust)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Corporation Fund that:
3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts.
3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “"1934 Act”"), it will remain so registered for the duration of this Agreement, and it will promptly notify the Corporation Trust in the event of any material change in its status as a registered transfer agent.
3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement.
3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.
3.6 It is will remain in material compliance with all material laws and regulations applicable to it in the performance of services under this Agreement.
3.7 It has and will continue to maintain access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreementhereunder.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Principal Exchange-Traded Funds)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Corporation Trust that:
3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts.
3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Corporation Trust in the event of any material change in its status as a registered transfer agent.
3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement.
3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.
3.6 It is in compliance with all laws applicable to it in the performance of services under this Agreement.
3.7 It has and will continue to maintain have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement however, the Transfer Agent shall not be liable or responsible under this Agreement, for events, as described in Section 15.3.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Ivy NextShares)
Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Corporation Trust that:
3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts.
3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Corporation Trust in the event of any material change in its status as a registered transfer agent.
3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts.
3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement.
3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.
3.6 It is in compliance with all laws applicable to it in the performance of services under this Agreement.
3.7 It has and will continue to maintain have access to the necessary facilities, equipment equipment, and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (2023 ETF Series Trust II)