Common use of Representations and Warranties of the Transfer Agent Clause in Contracts

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 15 contracts

Samples: Transfer Agency and Service Agreement (Thornburg ETF Trust), Transfer Agency and Service Agreement (Financial Investors Trust), Transfer Agency and Service Agreement (Northern Lights Fund Trust IV)

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Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust that: 3.1 It is a trust company duly organized and existing under the laws of the The Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 8 contracts

Samples: Transfer Agency and Service Agreement (Guardian Variable Products Trust), Transfer Agency and Service Agreement, Transfer Agency and Service Agreement (Guardian Variable Products Trust)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (USAA ETF Trust), Transfer Agency and Service Agreement (USAA ETF Trust)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement. 3.6 It shall provide the office facilities and the personnel determined by it to perform the services contemplated herein.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Clayton Street Trust), Transfer Agency and Service Agreement (Janus Detroit Street Trust)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust each Fund that: 3.1 It is a trust company duly organized and existing under the laws of the The Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust Fund in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 2 contracts

Samples: Master Transfer Agency and Service Agreement (Private Advisors Alternative Strategies Fund), Master Transfer Agency and Service Agreement (Private Advisors Alternative Strategies Master Fund)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the each Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust Trusts in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 2 contracts

Samples: Master Transfer Agency and Service Agreement (Hartford Funds NextShares Trust), Master Transfer Agency and Service Agreement (Hartford Funds Exchange-Traded Trust)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the each Trust that: 3.1 It is a trust company duly organized and existing under the laws of the The Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. The Transfer Agent shall comply with laws and regulations applicable to its performance of the services under this Agreement. 3.3 It is duly qualified to carry on its business in the The Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational trust company proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 1 contract

Samples: Master Transfer Agency and Service Agreement (Carlyle Select Trust)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Renaissance Capital Greenwich Funds)

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Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.. Information Classification: Limited Access

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Aberdeen Standard Investments ETFs)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational corporate proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Pyxis Funds I)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the Trust Company that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust Company in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (AB Active ETFs, Inc.)

Representations and Warranties of the Transfer Agent. The Transfer Agent represents and warrants to the each Trust that: 3.1 It is a trust company duly organized and existing under the laws of the Commonwealth of Massachusetts. 3.2 It is duly registered as a transfer agent under Section 17A(c)(2) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), it will remain so registered for the duration of this Agreement, and it will promptly notify the Trust in the event of any material change in its status as a registered transfer agent. 3.3 It is duly qualified to carry on its business in the Commonwealth of Massachusetts. 3.4 It is empowered under applicable laws and by its organizational documents to enter into and perform the services contemplated in this Agreement. 3.5 All requisite organizational proceedings have been taken to authorize it to enter into and perform this Agreement.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (American Century Etf Trust)

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