Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is a member of the NASD and registered as a broker/dealer with the SEC. There are no past, pending or, to the best of the Underwriter's knowledge, threatened proceedings involving the NASD, the Commission or any state regulatory authority which would impair the ability of the Underwriter to conduct the Offering contemplated hereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Panamerican Bancorp), Underwriting Agreement (Onlinetradinginc Com Corp), Underwriting Agreement (Onlinetradinginc Com Corp)
Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is a member of the NASD National Association of Securities Dealers, Inc. ("NASD") and registered as a broker/dealer with the SECCommission. There are no past, pending or, to the best of the Underwriter's knowledge, threatened proceedings involving the NASD, the Commission or any state regulatory authority which would impair the ability of the Underwriter to conduct the Offering contemplated hereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Gay Entertainment Television Inc), Underwriting Agreement (Gay Entertainment Television Inc)
Representations and Warranties of the Underwriter. The Underwriter represents and warrants to the Company that it is a member of the NASD and registered as a broker/dealer with the SEC. There are no past, pending or, to the best of the Underwriter's ’s knowledge, threatened proceedings involving the NASD, the Commission or any state regulatory authority which would impair the ability of the Underwriter to conduct the Offering contemplated hereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Panamerican Bancorp), Underwriting Agreement (Panamerican Bancorp)
