Common use of Representations of Distributor Clause in Contracts

Representations of Distributor. Distributor represents and warrants to the Trust that: (a) It is a corporation duly organized and existing in good standing under the laws of Ohio; and (b) It is duly registered as a broker-dealer under the Securities Exchange Act of 1934 (the "1934 Act"), is a member in good standing of FINRA, and will maintain its membership and registration during the term of this Agreement; and (c) It will comply with all applicable requirements of the Securities Act of 1933 ("Securities Act"), the 1934 Act, the 1940 Act, the regulations of FINRA and all other applicable federal and state regulations, and (d) It is duly qualified to perform the duties under this Agreement and has access to facilities, personnel and equipment necessary to perform those tasks; and (e) It is empowered under applicable laws and by its organizational documents to enter into and perform this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Meeder Funds)

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Representations of Distributor. Distributor represents and warrants to the Trust that: (a) It is a corporation duly organized and existing in good standing under the laws of Ohio; and (b) It is duly registered as a broker-dealer under the Securities Exchange Act of 1934 (the "1934 Act"), is a member in good standing of FINRAofFINRA, and will maintain its membership and registration during the term of this Agreement; and (c) It will comply with all applicable requirements of the Securities Act of 1933 ("Securities Act"), the 1934 Act, the 1940 Act, the regulations of FINRA and all other applicable federal and state regulations, and (d) It is duly qualified to perform the duties under this Agreement and has access to facilities, personnel and equipment necessary to perform those tasks; and (e) It is empowered under applicable laws and by its organizational documents to enter into and perform this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Meeder Funds)

Representations of Distributor. Distributor represents and warrants to the Trust that: (a) It is a corporation duly organized and existing in good standing under the laws of Ohio; and (b) It is duly registered as a broker-dealer under the Securities Exchange Act of 1934 (the "1934 Act"), is a member in good standing of FINRA, and will maintain its membership and registration during the term of this Agreement; and (c) It will comply with all applicable requirements of the Securities Act of 1933 ("Securities Act"), the 1934 Act, the 1940 Act, the regulations of FINRA and all other applicable federal and state regulations, and (d) It is duly qualified to perform the duties under this Agreement and has access to facilities, personnel and equipment necessary to perform those tasks; and (e) It is empowered under applicable laws and by its organizational documents to enter into and perform this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Meeder Funds)

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Representations of Distributor. Distributor represents and warrants to the Trust that: (a) It is a corporation duly organized and existing in good standing under the laws of Ohio; and (b) It is duly registered as a broker-dealer under the Securities Exchange Act of 1934 (the "1934 Act"), is a member in good standing of FINRA, and will maintain its membership and registration during the term of this Agreement; and (c) It will comply with all applicable requirements of the Securities Act of 1933 ("Securities Act”)1933 Act"), the 1934 Act, the 1940 Act, the regulations of FINRA and all other applicable federal and state regulations, and (d) It is duly qualified to perform the duties under this Agreement and has access to facilities, personnel and equipment necessary to perform those tasks; and (e) It is empowered under applicable laws and by its organizational documents to enter into and perform this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Meeder Funds)

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