Common use of REPRESENTATIONS OF SUB-ADVISER Clause in Contracts

REPRESENTATIONS OF SUB-ADVISER. The Sub-Adviser represents and warrants to the Adviser that: (a) It is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect; (b) It is not prohibited by the 1940 Act, the Advisers Act or any other law or regulation from performing the services contemplated by this Agreement; (c) It has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and (d) It will promptly notify the Adviser and the Trust of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 7 contracts

Samples: Sub Advisory Agreement (F/M Funds Trust), Sub Advisory Agreement (F/M Funds Trust), Sub Advisory Agreement (F/M Funds Trust)

AutoNDA by SimpleDocs

REPRESENTATIONS OF SUB-ADVISER. The Sub-Adviser represents and warrants to the Adviser that: (a) It is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) and will continue to be so registered for so long as this Agreement remains in effect; (b) It is not prohibited by the 1940 Act, the Advisers Act Act, or any other law or regulation from performing the services contemplated by this Agreement; (c) It has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and (d) It will promptly notify the Adviser and the Trust of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 6 contracts

Samples: Sub Advisory Agreement (Exchange Place Advisors Trust), Sub Advisory Agreement (North Square Investments Trust), Sub Advisory Agreement (North Square Investments Trust)

REPRESENTATIONS OF SUB-ADVISER. The Sub-Adviser represents and warrants to the Adviser that: (a) It is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) and will continue to be so registered for so long as this Agreement remains in effect; (b) It is not prohibited by the 1940 Act, the Advisers Act or any other law or regulation from performing the services contemplated by this Agreement; (c) It has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and (d) It will promptly notify the Adviser and the Trust of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 5 contracts

Samples: Sub Advisory Agreement (North Square Investments Trust), Sub Advisory Agreement (North Square Investments Trust), Sub Advisory Agreement (Investment Managers Series Trust)

REPRESENTATIONS OF SUB-ADVISER. The Sub-Adviser represents and warrants to the Adviser that: that (ai) It it is registered as an investment adviser under the Investment Advisers Act of 1940, as amended ("Advisers Act") (and will continue to be so registered for so long as this Agreement remains in effect; ) (bii) It is not prohibited by the 1940 Act, Act or the Advisers Act or any other law or regulation from performing the services contemplated by this Agreement; , (ciii) It has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and , and (div) It will promptly notify the Adviser and the Trust of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 2 contracts

Samples: Investment Company Sub Advisory Agreement (Equipointe Funds), Sub Advisory Agreement (Equipointe Funds)

AutoNDA by SimpleDocs

REPRESENTATIONS OF SUB-ADVISER. The Sub-Adviser represents and warrants to the Adviser that: (a) It is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect; (b) It is not prohibited by the 1940 Act, the Advisers Act or any other law or regulation from performing the services contemplated by this Agreement; (c) It has metmet in all material respects, and will seek to continue to meet meet, in all material respects, for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and (d) It will promptly notify the Adviser and the Trust Fund of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 1 contract

Samples: Sub Advisory Agreement (North Square Evanston Multi-Alpha Fund)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!