REPRESENTATIONS OF SUB-ADVISER. Sub-Adviser hereby represents to Adviser that it is duly registered as an investment adviser with (a) the United States Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940, and (b) any state authorities with which such registration is necessary in order to lawfully provide services pursuant to this Agreement. Sub-Adviser hereby agrees to maintain such registrations in effect for so long as it continues to provide services pursuant to this Agreement and to notify Adviser immediately upon termination or revocation of any such registration during such period.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Independence One Mutual Funds), Sub Advisory Agreement (Independence One Mutual Funds), Independence One Mutual Funds
REPRESENTATIONS OF SUB-ADVISER. Sub-Adviser hereby represents to Adviser that it is duly registered as an investment adviser with (a) the United States Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940, and (b) any state authorities with which such registration is necessary in order to lawfully provide services pursuant to this Agreement. Sub-Adviser hereby agrees to maintain such registrations in effect for so long as it continues to provide services pursuant to this Agreement and to notify Adviser immediately upon termination or revocation of any such registration during such period. 3.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Independence One Mutual Funds), Sub Advisory Agreement (Independence One Mutual Funds)
REPRESENTATIONS OF SUB-ADVISER. Sub-Adviser hereby represents to Adviser that it is duly registered as an investment adviser with (a) the United States Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940, and (b) any state authorities with which such registration is necessary in order to lawfully provide services pursuant to this Agreement. Sub-Adviser hereby agrees to maintain such registrations in effect for so long as it continues to provide services pursuant to this Agreement and to notify Adviser immediately upon termination or revocation of any such registration during such period.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Independence One Mutual Funds), Independence One Mutual Funds