Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 292 contracts
Samples: Fund of Funds Investment Agreement (iShares U.S. ETF Trust), Fund of Funds Investment Agreement (iShares, Inc.), Fund of Funds Investment Agreement (iShares U.S. ETF Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, time applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, time or this Agreement.
Appears in 120 contracts
Samples: Investment Agreement (Federated Hermes Global Allocation Fund), Investment Agreement (Federated Hermes Income Securities Trust), Investment Agreement (Federated Hermes ETF Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A12(d)(l)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 27 contracts
Samples: Fund of Funds Investment Agreement (Blackrock Income Trust, Inc.), Fund of Funds Investment Agreement (Federated Hermes Fixed Income Securities, Inc.), Fund of Funds Investment Agreement (Federated Hermes Global Allocation Fund)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 23 contracts
Samples: Investment Agreement (Advisors Disciplined Trust Series 1), Investment Agreement (John Hancock Financial Opportunities Fund), Investment Agreement (Eq Advisors Trust)
Representations of the Acquired Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 17 contracts
Samples: Fund of Funds Investment Agreement (Deutsche DWS Market Trust), Fund of Funds Investment Agreement (Deutsche DWS Asset Allocation Trust), Fund of Funds Investment Agreement (DBX Etf Trust)
Representations of the Acquired Funds. In connection with any investment by an the Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 12 contracts
Samples: Exchange Traded Fund of Closed End Funds Investment Agreement (First Trust Exchange-Traded Fund Viii), Exchange Traded Fund of Closed End Funds Investment Agreement (John Hancock Financial Opportunities Fund), Investment Agreement (Neuberger Berman Real Estate Securities Income Fund Inc)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.;
Appears in 11 contracts
Samples: Fund of Funds Investment Agreement (Advanced Series Trust), Fund of Funds Investment Agreement (Advanced Series Trust), Fund of Funds Investment Agreement (Symmetry Panoramic Trust)
Representations of the Acquired Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and and
(iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 7 contracts
Samples: Fund of Funds Investment Agreement (Voya Separate Portfolios Trust), Fund of Funds Investment Agreement (Voya BALANCED PORTFOLIO INC), Fund of Funds Investment Agreement (Voya INTERMEDIATE BOND PORTFOLIO)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: :
(i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; ;
(ii) comply with its obligations under this Agreement; and and
(iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 3 contracts
Samples: Fund of Funds Investment Agreement (Deutsche DWS Asset Allocation Trust), Fund of Funds Investment Agreement (Deutsche DWS Variable Series Ii), Fund of Funds Investment Agreement (AdvisorShares Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; : (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 3 contracts
Samples: Fund of Funds Investment Agreement (iShares, Inc.), Fund of Funds Investment Agreement (iSHARES TRUST), Fund of Funds Investment Agreement (iShares, Inc.)
Representations of the Acquired Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to the Acquired FundsFund; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 3 contracts
Samples: Fund of Funds Investment Agreement (Exchange Listed Funds Trust), Fund of Funds Investment Agreement (Exchange Traded Concepts Trust), Fund of Funds Investment Agreement (Transamerica Funds)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A)) of the 1940 Act, the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 3 contracts
Samples: Investment Agreement (Advisors Disciplined Trust Series 1), Unit Investment Trust of Closed End Funds Investment Agreement (Ft 9909), Investment Agreement (Advisors Disciplined Trust Series 1)
Representations of the Acquired Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
(b) An Acquired Fund shall provide an Acquiring Fund with daily information regarding the net asset value of the Acquired Fund’s total outstanding voting securities.
Appears in 3 contracts
Samples: Fund of Funds Investment Agreement (iSHARES TRUST), Fund of Funds Investment Agreement (iShares, Inc.), Fund of Funds Investment Agreement (Brighthouse Funds Trust I)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A12(d)(l )(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.;
Appears in 3 contracts
Samples: Fund of Funds Investment Agreement (First Trust Exchange-Traded Fund Viii), Fund of Funds Investment Agreement (First Trust Series Fund), Unit Investment Trust of Closed End Funds Investment Agreement (Ft 9909)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), . the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (iSHARES TRUST), Fund of Funds Investment Agreement (iShares, Inc.)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A12(d)(l)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 2 contracts
Samples: Investment Agreement (Ft 9857), Unit Investment Trust of Closed End Funds Investment Agreement (Ft 9909)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i1) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (iSHARES TRUST), Fund of Funds Investment Agreement (iShares, Inc.)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement. An Acquired Fund will also notify the Acquiring Fund promptly if such Acquired Fund purchases or otherwise acquires the securities of an investment company or private fund in contravention of Rule 12d1-4(b)(3)(ii).
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (Aristotle Funds Series Trust), Fund of Funds Investment Agreement (Pacific Select Fund)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: :
(i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; ;
(ii) comply with its obligations under this Agreement; and and
(iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (Litman Gregory Funds Trust), Fund of Funds Investment Agreement (Advisors Preferred Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (Unified Series Trust), Fund of Funds Investment Agreement (Unified Series Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Investing Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to the Acquired FundsFund; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Investing Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Investing Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (Eq Advisors Trust), Fund of Funds Investment Agreement (1290 Funds)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: :
(ia) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to the Acquired Funds; Fund;
(iib) comply with its obligations under this Agreement; and and
(iiic) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (GPS Funds I), Fund of Funds Investment Agreement (GPS Funds II)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all material conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (JNL Series Trust)
Representations of the Acquired Funds. In connection with any investment by an the Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to the Acquired FundsFund; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (First Trust Exchange-Traded Fund Viii)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A12(d)(l)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Investment Agreement (Ft 9857)
Representations of the Acquired Funds. In connection with any investment investments by an the Acquiring Fund Funds in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the each Acquired Fund agrees to: :
(ia) comply Comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to the Acquired Funds; Fund;
(iib) comply Comply with its obligations under this Agreement; and and
(iiic) promptly Promptly notify the Acquiring Fund Funds if such Acquired Fund fails to comply with the Rule with respect to an investment investments by the Acquiring FundFunds, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Investment Managers Series Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an the Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Series Portfolios Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A12(d)(l)(A), the Acquired Fund agrees to: (i) comply with all material conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Jackson National Separate Account - I)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to the Acquired FundsFund; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Unit Investment Trust of Closed End Funds Investment Agreement (Ft 9909)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement...
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Northern Lights Fund Trust)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A12(d)(l )(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Unit Investment Trust of Closed End Funds Investment Agreement (Ft 9909)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), ) the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Investment Agreement (Cohen & Steers Quality Income Realty Fund Inc)
Representations of the Acquired Funds. In connection with any investment by an the Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A)) of the 1940 Act, the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (First Trust Exchange-Traded Fund Viii)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A12(d)(l)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.;
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Pacific Select Fund)
Representations of the Acquired Funds. 2.1 In connection with any investment investments by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to the Acquired FundsFund; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such the Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (BNY Mellon Investment Funds II, Inc.)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to the Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring FundRule, as interpreted or modified by the SEC or its Staff from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (American Century Etf Trust)
Representations of the Acquired Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, Rule applicable to Acquired Funds; and (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule Rule, with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff through formal guidance applicable to the Rule from time to time, or this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Ohio National Fund Inc)
Representations of the Acquired Funds. In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations in Section 12(d)(1)(A), the Acquired Fund agrees to: (i) comply with all conditions of the Rule, as interpreted or modified by the SEC or its Staff from time to time, applicable to Acquired Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquiring Fund if such Acquired Fund fails to comply with the Rule with respect to an investment by the Acquiring Fund, as interpreted or modified by the SEC or its Staff from time to time, or fails to comply with this Agreement.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Ohio National Fund Inc)
