Representations of the Fund. The Fund represents and warrants to the Agent that: A. The Fund is an open-end diversified investment company under the Investment Company Act of 1940; B. The Fund is a corporation or business organized, existing, and in good standing under the laws of Maryland; C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement; D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement; E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 3 contracts
Samples: Transfer Agent Agreement (Prudent Bear Funds Inc), Transfer Agent Agreement (Leuthold Funds Inc), Transfer Agent Agreement (Leuthold Funds Inc)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business organized, existing, and in good standing under the laws of Maryland;
C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 2 contracts
Samples: Transfer Agent Agreement (Hennessy Funds Inc), Transfer Agent Agreement (Yacktman Fund Inc)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end diversified ended investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business organized, existing, and in good standing under the laws of Maryland;
C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it it/them to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Medical Fund & the Cure for Cancer Inc), Transfer Agent Servicing Agreement (Kinetics Portfolios Trust)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business organized, existing, and in good standing under the laws of Maryland;
C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently will be effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 2 contracts
Samples: Transfer Agent Agreement (Hughes Value Fund), Transfer Agent Agreement (Hughes Growth & Income Fund)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business trust organized, existing, and in good standing under the laws of MarylandMassachusetts;
C. The Fund is empowered under applicable laws and by its Corporate Charter Declaration of Trust and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter Declaration of Trust have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 2 contracts
Samples: Transfer Agent Agreement (Burridge Funds), Transfer Agent Agreement (Burridge Funds)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business trust organized, existing, and in good standing under the laws of Maryland;
C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 2 contracts
Samples: Transfer Agent Agreement (Thurlow Funds Inc), Transfer Agent Agreement (Brandywine Blue Fund Inc)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business trust organized, existing, and in good standing under the laws of MarylandMinnesota;
C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 1 contract
Samples: Transfer Agent Agreement (Mairs & Power Growth Fund Inc)
Representations of the Fund. A. The Fund represents and warrants to the Agent that:
A. B. The Fund is an open-end diversified investment company under the Investment Company Act of 1940;
B. C. The Fund is a corporation or business organized, existing, and in good standing under the laws of Maryland;
C. D. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. E. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. F. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. Z. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 1 contract
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business organized, existing, and in good standing under the laws of Maryland;
C. The Fund is empowered under applicable laws and by its Corporate Charter and Charterand bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have Charterhave been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 1 contract
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business trust organized, existing, and in good standing under the laws of MarylandDelaware;
C. The Fund is empowered under applicable laws and by its Corporate Charter Declaration of Trust and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter Declaration of Trust have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 1 contract
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business organized, existing, and in good standing under the laws of Maryland;
C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Leuthold Funds Inc)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940, as amended;
B. The Fund is a corporation or business organized, existing, existing and in good standing under the laws of Maryland;
C. The Fund is empowered under applicable laws and by its Corporate Charter Articles of Incorporation and bylaws Bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities Act of 1933, as amended, and the Securities Exchange Acts Act of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations regulation of governmental authorities having jurisdiction; and
F. E. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 1 contract
Samples: Transfer Agent Agreement (Nicholas Equity Income Fund Inc)
Representations of the Fund. The Fund represents and warrants to the Agent that:
A. The Fund is an open-end ended diversified investment company under the Investment Company Act of 1940;
B. The Fund is a corporation or business organized, existing, and in good standing under the laws of MarylandOregon;
C. The Fund is empowered under applicable laws and by its Corporate Charter and bylaws to enter into and perform this Agreement;
D. All necessary proceedings required by the Corporate Charter have been taken to authorize it to enter into and perform this Agreement;
E. The Fund will comply with all applicable requirements of the Securities and Exchange Acts of 1933 and 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules and regulations of governmental authorities having jurisdiction; and
F. A registration statement under the Securities Act of 1933 is currently effective and will remain effective, and appropriate state securities law filings have been made and will continue to be made, with respect to all shares of the Fund being offered for sale.
Appears in 1 contract