REPRESENTATIONS OF THE INVESTMENT ADVISER. The Investment Adviser represents and warrants that (i) it is duly registered as an investment adviser with the Securities and Exchange Commission pursuant to the Investment Adviser Act of 1940, as amended and (ii) it does not currently have an affiliated broker/dealer that is active in the securities business. Failure of these representations and warranties shall give the Trust the right to immediately terminate this Agreement.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Afl Cio Housing Investment Trust), Investment Advisory Agreement (Afl Cio Housing Investment Trust), Investment Advisory Agreement (Afl Cio Housing Investment Trust)
REPRESENTATIONS OF THE INVESTMENT ADVISER. The Investment Adviser represents and warrants that (i) it to the Company as follows:
A. The Investment Adviser is duly registered with the SEC as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect.
B. The Investment Adviser has adopted a written code of ethics complying with the Securities and Exchange Commission pursuant to requirements of Rule 17j-1 under the Investment Adviser Company Act of 1940, as amended and (ii) it does not currently have an affiliated broker/dealer that is active in Rule 204A-1 under the securities business. Failure of these representations and warranties shall give the Trust the right to immediately terminate this AgreementAdvisers Act.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Financial Investors Trust), Investment Advisory Agreement (Financial Investors Trust)
