REPRESENTATIONS OF THE PLACEMENT AGENT. The Placement Agent represents to each Company that the Placement Agent will at all times during the term of this Agreement maintain its status as a broker-dealer registered under the Securities Exchange Act of 1934, as amended, and registered or exempt from registration as such in the states and jurisdictions where the Units are offered or sold.
Appears in 6 contracts
Samples: Placement Agent Agreement (Wells Fargo Multi-Strategy 100 Fund A, LLC), Placement Agent Agreement (Wells Fargo Multi-Strategy 100 Tei Fund A, LLC), Placement Agent Agreement (Wells Fargo Multi-Strategy 100 Tei Fund A, LLC)
REPRESENTATIONS OF THE PLACEMENT AGENT. The Placement Agent represents to each Company the Trust that the Placement Agent will at all times during the term of this Agreement maintain its status as an investment adviser as well its status as a broker-dealer registered under the Securities Exchange Act of 1934, as amended, and registered or exempt from registration as such in the states and jurisdictions where the Units Shares are offered or sold.
Appears in 2 contracts
Samples: Placement Agent Agreement (ASGI Agility Income Fund), Placement Agent Agreement (ASGI Agility Income Fund)
REPRESENTATIONS OF THE PLACEMENT AGENT. The Placement Agent represents to each Company the Trust that the Placement Agent will at all times during the term of this Agreement maintain its status as a broker-dealer registered under the Securities Exchange Act of 1934, as amended, and registered or exempt from registration as such in the states and jurisdictions where the Units Shares are offered or sold.
Appears in 1 contract
Samples: Placement Agent Agreement (ASGI Agility Income Fund)
