Common use of Representations Regarding Client Capacity Clause in Contracts

Representations Regarding Client Capacity. 6.2.1 You represent to us that, at the date of this Agreement and at the time of each transaction: 6.2.1.1 You have full power and authority and have taken all necessary steps to enable you to lawfully enter into and to perform all your obligations under these Terms; 6.2.1.2 Unless you notify us otherwise in writing and we agree, you deal as principal only and no person other than yourself has or will have any interest in any transaction or in any account that we hold on your behalf, and all sums or other assets deposited as margin are beneficially owned by you and you will not create any charge or other encumbrance over or in respect of such money or assets; 6.2.1.3 You will provide to us, on request, such information regarding your identity as we may reasonably require to comply with anti-money laundering regulations; 6.2.1.4 No Event of Default or potential Event of Default as specified in Section 4.2.3 has occurred and is continuing with respect to you; 6.2.1.5 All information you have given to us is true and accurate in all material respects and you will notify us promptly of any changes to the information.

Representations Regarding Client Capacity. 6.2.1 ‌ (i) You represent to us that, at the date of this Agreement and at the time of each transactionTransaction: 6.2.1.1 (a) You have full power and authority and have taken all necessary steps to enable you to lawfully enter into and to perform all your obligations under these Terms;this Agreement. 6.2.1.2 (b) You are financially sophisticated, have sufficient experience with securities, options, futures, and other investment products to be traded in your account and you are knowledgeable about the risks and characteristics of such products. (c) Unless you notify us otherwise in writing and we agree, you deal as principal only and no person other than yourself has or will have any interest in any transaction or in any account that we hold on your behalf, and all sums or other assets deposited as margin are beneficially owned by you and you will not create any charge or other encumbrance over or in respect of such money or assets;. 6.2.1.3 (d) You will provide to us, on request, such information regarding your identity as we may reasonably require to comply tocomply with anti-money laundering regulations;. 6.2.1.4 (e) No Event of Default or potential Event of Default as specified in Section 4.2.3 Clause 6A has occurred and is continuing with respect to you;. 6.2.1.5 (f) All information you have given to us is true and accurate in all material respects and you will notify us promptly of any changes to the information.

Representations Regarding Client Capacity. 6.2.1 You represent to us that, at the date of this Agreement and at the time of each transaction: 6.2.1.1 a. You have full power and authority and have taken all necessary steps to enable you to lawfully enter into and to perform all your obligations under these Terms; 6.2.1.2 b. Unless you notify us otherwise in and writing and we agree, you deal as principal only and no person other than yourself has or will have any interest in any transaction or in any account that we hold on your behalf, and all sums or other assets deposited as margin are beneficially owned by you and you will not create any charge or other encumbrance over or in respect of such money or assets; 6.2.1.3 c. You will provide to us, on request, such information regarding your identity as we may reasonably require to comply with anti-money laundering regulations; 6.2.1.4 d. No Event of Default or potential Event of Default as specified in Section 4.2.3 20 has occurred and is continuing with respect to you; 6.2.1.5 e. All information you have given to us is true and accurate in all material respects and you will notify us promptly of any changes to the information.;

Representations Regarding Client Capacity. 6.2.1 (i) You represent to us that, at the date of this Agreement and at the time of each transactionTransaction: 6.2.1.1 (a) You have full power and authority and have taken all necessary steps to enable you to lawfully enter into and to perform all your obligations under these Terms;this Agreement. 6.2.1.2 (b) You are financially sophisticated, have sufficient experience with securities, options, futures, and other investment products to be traded in your account and you are knowledgeable about the risks and characteristics of such products. (c) Unless you notify us otherwise in writing and we agree, you deal as principal only and no person other than yourself has or will have any interest in any transaction or in any account that we hold on your behalf, and all sums or other assets deposited as margin are beneficially owned by you and you will not create any charge or other encumbrance over or in respect of such money or assets;. 6.2.1.3 (d) You will provide to us, on request, such information regarding your identity as we may reasonably require to comply with anti-money laundering regulations;. 6.2.1.4 (e) No Event of Default or potential Event of Default as specified in Section 4.2.3 Clause 6A has occurred and is continuing with respect to you;. 6.2.1.5 (f) All information you have given to us is true and accurate in all material respects and you will notify us promptly of any changes to the information.

Representations Regarding Client Capacity. 6.2.1 (i) You represent to us that, at the date of this Agreement and at the time of each transactionTransaction: 6.2.1.1 (a) You have full power and authority and have taken all necessary steps to enable you to lawfully enter into and to perform all your obligations under these Terms;this Agreement. 6.2.1.2 (b) You are financially sophisticated, have sufficient experience with securities, options, futures, and other investment products to be traded in your account and you are knowledgeable about the risks and characteristics of such products. (c) Unless you notify us otherwise in writing and we agree, you deal as principal only and no person other than yourself has or will have any interest in any transaction or in any account that we hold on your behalf, and all sums or other assets deposited as margin are beneficially owned by you and you will not create any charge or other encumbrance over or in respect of such money or assets;. 6.2.1.3 (d) You will provide to us, on request, such information regarding your identity as we may reasonably require to comply tocomply with anti-money laundering regulations;. 6.2.1.4 (e) No Event of Default or potential Event of Default as specified in Section 4.2.3 Clause 6A has occurred and is continuing with respect to you;. 6.2.1.5 (f) All information you have given to us is true and accurate in all material respects and you will notify us promptly of any changes to the information.