REPRESENTATIVE'S REPRESENTATIONS AND WARRANTIES. The Representative represents and warrants to and agrees with the Company that: 10.1 Registration as Broker-Dealer and Member of NASD. The Representative is registered as a broker-dealer with the Securities and Exchange Commission and is registered as a securities broker-dealer in all states in which it will sell Shares and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Underwriting Agreement (Imagenetix Inc), Underwriting Agreement (Imagenetix Inc)
REPRESENTATIVE'S REPRESENTATIONS AND WARRANTIES. The Representative represents and warrants to and agrees with the Company that:
10.1 Registration as Broker-Dealer and Member of NASD. The Representative is registered as a broker-dealer with the Securities and Exchange Commission and is registered as a securities broker-dealer in all states in which it will sell Shares Units and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Underwriting Agreement (Double Eagle Petroleum & Mining Co)
REPRESENTATIVE'S REPRESENTATIONS AND WARRANTIES. The Representative represents and warrants to and agrees with the Company that:
10.1 Registration as Broker-Dealer and Member of NASD. The Representative is registered as a broker-dealer with the Securities and Exchange Commission and is registered as a securities broker-dealer in all states in which it will sell Shares Securities and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 1 contract
