Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Huntington may charge $500.00 per day for each day that a portfolio is repriced. Huntington reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. Huntington Asset Services, Inc. Capitol Series Trust- 23
I. Fees (as defined in the General Description of Fund Administration Services) [1][2]
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $200.00 per day for each day that a fund is repriced; provided that such fee will not apply to any repricing resulting solely from the negligent performance by Unified of its duties hereunder.
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent that impacts Unified’s provision of transfer agency services and fund accounting services, Unified will charge $1,000 per day for each day that a portfolio is repriced (based on the accepted industry model where the NAV error is greater than or equal to 1/2 of 1% of the impacted fund’s NAV) and shareholder activity must be reprocessed. • System Support Representative - $150 per hour • Programmers, Consultants, or Department Heads - $200 per hour • Officers - $250 per hour • Third Party Vendor - External Vendor – Pass through
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $500.00 per day for each day that a portfolio is repriced. Unified reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. Huntington Asset Services, Inc. SMI Advisory Services, LLC- 24 • New fund establishment • Electronic conversion - Pass through of out-of-pocket expenses - Quoted based on business requirements Base Fees are the greater of the Annual Minimum or Annual Basis Point Fees as follows: Complex Minimum Additional Share Class (of existing portfolio) - Number of Funds multiplied by $30,000 - $7,500
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, UAS may charge $500.00 per day for each day that a portfolio is repriced. UAS reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket.
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Huntington may charge $500.00 per day for each day that a portfolio is repriced. Huntington reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. Huntington National Bank 3/12/2012 Xxxxx Xxxxxx Associates Inc. - 3 Huntington National Bank 00 Xxxxx Xxxx Xxxxxx Xxxxxxxx Xxxx 00000 I Base Fees (as defined in the General Description of Fund Administration Services) [1] Base Fees are the greater of the annual base fee or basis point fees as follows: • Initial Portfolio • Number of Funds multiplied by $35,000 • Each Additional Share Class (of an existing portfolio) • $7,500 per year added to the minimum
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Huntington may charge $500.00 per day for each day that a portfolio is repriced. Huntington reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. Ultimus Asset Services, LLC [ ]/2016 Capitol Series Trust - 27
I. Fees (as defined in the General Description of Transfer Agency Services) [1] [2] • Direct accounts - $16 per year • NSCC accounts - $12 per year • Closed accounts - $ 3 per year • Year One - $18,250 • Each additional CUSIP of an existing fund - $ 1,750 • Thereafter - $20,000 • Each additional CUSIP of an existing fund - $ 5,000 [1] Fees do not include out-of-pocket expenses which include but are not limited to: fulfillment services, form licensing, design and printing, statement and confirmation production, tax form production and mailing, paper and envelope design and printing, postage and handling, shipping, bank fees, NSCC charges (e.g., Fund/SERV, Networking, Mutual Profile Service, and DTCC Payment aXis), record storage, telephone charges, DST FanMail/VISION, regulatory filing fees and all other expenses incurred on behalf of the Trust and its individual portfolios. Additional services and/or fees not contemplated in this schedule will be negotiated on a per occurrence basis. [2] Annual minimum fees are subject to a cost of living adjustment of 3% per year based on the prior year’s annual minimum fee.
II. Anti-Money Laundering – Customer Identification Program (Patriot Act)
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $200.00 per day for each day that a portfolio is repriced. Unified reserves the right to charge $25 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. New fund establishment Electronic conversion - $1,000 per share class - Pass through of out-of-pocket expenses Base Fees are the greater of the annual minimum or basis point fees as follows:
