Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Huntington may charge $500.00 per day for each day that a portfolio is repriced. Huntington reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. Huntington Asset Services, Inc. Capitol Series Trust- 23 FUND ADMINISTRATION FEE SCHEDULE Huntington’s pricing proposal is subject to change based upon further review of the service requirements. Additional services not contemplated in this schedule will be negotiated on a case-by-case basis.
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $200.00 per day for each day that a fund is repriced; provided that such fee will not apply to any repricing resulting solely from the negligent performance by Unified of its duties hereunder.
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, UAS may charge $500.00 per day for each day that a portfolio is repriced. UAS reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. CONVERSION AND NEW FUND SET-UP FEES I New Fund Start-Up/Existing Fund Conversion Fee • New fund establishment (Post Conversion) • $ 10,000 per portfolio • Electronic conversion • UAS will waive its conversion fees
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent that impacts Unified’s provision of transfer agency services and fund accounting services, Unified will charge $1,000 per day for each day that a portfolio is repriced (based on the accepted industry model where the NAV error is greater than or equal to 1/2 of 1% of the impacted fund’s NAV) and shareholder activity must be reprocessed. V Systems Programming Charges* • System Support Representative - $150 per hour • Programmers, Consultants, or Department Heads - $200 per hour • Officers - $250 per hour • Third Party Vendor - External Vendor – Pass through REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $500.00 per day for each day that a portfolio is repriced. Unified reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. Huntington Asset Services, Inc. SMI Advisory Services, LLC- 24 FUND ADMINISTRATION FEE SCHEDULE Additional services not contemplated in this schedule will be negotiated on a case-by-case basis. I New Fund Start-Up/Existing Fund Conversion Fee • New fund establishment • Electronic conversion - Pass through of out-of-pocket expenses - Quoted based on business requirements II Base Fees (as defined in the General Description of Fund Administration Services)[1] Base Fees are the greater of the Annual Minimum or Annual Basis Point Fees as follows: Annual Minimum Fees: Complex Minimum Additional Share Class (of existing portfolio) - Number of Funds multiplied by $30,000 - $7,500 Annual Basis Point Fees:
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $200.00 per day for each day that a portfolio is repriced. Unified reserves the right to charge $25 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. FUND ADMINISTRATION FEE SCHEDULE The prices contained herein are effective beginning January, 2008 through December, 2010. Unified’s pricing is subject to change based upon material changes to the Funds business model and as mutually agreed upon at such time. Additional services not contemplated in this schedule will be negotiated on a case-by-case basis. I New Fund Start-Up/Existing Fund Conversion Fee New fund establishment Electronic conversion - $1,000 per share class - Pass through of out-of-pocket expenses II Base Fees (as defined in Exhibit B –General Description of Fund Administration Services) Base Fees are the greater of the annual minimum or basis point fees as follows:
Repricing Charges. For incorrect or untimely information provided by an Advisor or its Agent, Huntington may charge $500.00 per day for each day that a portfolio is repriced. Huntington reserves the right to charge $50 per occurrence for each information change where repricing is not required, but additional work processes must be performed or repeated, e.g., incorrect/late trade ticket. Huntington National Bank 3/12/2012 Xxxxx Xxxxxx Associates Inc. - 3 Huntington National Bank 00 Xxxxx Xxxx Xxxxxx Xxxxxxxx Xxxx 00000 FUND ADMINISTRATION FEE SCHEDULE Huntington’s pricing proposal is subject to change based upon further review of the service requirements. Additional services not contemplated in this schedule will be negotiated on a case-by-case basis. I Base Fees (as defined in the General Description of Fund Administration Services) [1] Base Fees are the greater of the annual base fee or basis point fees as follows: Annual Base Fees: • Initial Portfolio • Number of Funds multiplied by $35,000 • Each Additional Share Class (of an existing portfolio) • $7,500 per year added to the minimum Annual Basis Point Fees:
