Common use of REQUEST AND ACKNOWLEDGEMENT 請求及確認 Clause in Contracts

REQUEST AND ACKNOWLEDGEMENT 請求及確認. Please open a Margin Account in the client name and grant the client credit facilities. By signing below, the Client hereby declares that the client has read and understood the Agreement including the Terms and Conditions contained in the Client Account Agreement, the Margin Client Agreement and as a part of the Terms and Conditions, the Risk Disclosure Statements (including any additional risk disclosure statements), which have been provided in the client’s language of choice (English or Chinese); and that the client was invited to read the Risk Disclosure Statements, to ask questions and if the client wishes, to take independent advice and the client hereby agrees to be bound by the Agreement including the Terms and Conditions and relevant schedule(s) (including Letter of Authorization in Schedule 1) as the same may be amended from time to time. 客戶請求以客戶名義開設保證金帳戶及給予客戶信貸融資。經以下簽名作實，客戶謹此確認客戶已閱讀過及理解本協議書包括《開戶資料表格》，《客戶帳戶協議》及《保證金客戶協議》中所列的條款及細則及作為條款及細則一部分的《風險披露聲明》(包括任何加入的風險披露聲明)，而《風險披露聲明》乃根據客戶所選擇的語言(中文或英文)提供，且已獲得邀請細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見，與及客戶謹此同意受可不時被修改的協議書(包括其標準條款及細則及附表(包括附表一之授權書) )約束。 The additional risk disclosure statements include but not limited to risks related to Derivatives traded on the Exchange and Margin Financing. 加入的風險披露聲明包括但不限於但不限於在交易所買賣的衍生產品的風險及保證金借貸。 the date first above written or 以上第一個所述日期或 Client Signature / Authorized Signature(s) / Business Chop 個人客戶簽署 / 公司客戶授權人簽署 / 公司蓋章 Witness Signature 見 證 人 簽 署 Name of Witness 見 證 人 姓 名 Declaration Made by a Licensed Representative 持牌代表聲明 I, the undersigned, have provided the Risk Disclosure Statements in a language of the Client’s choice and have fully explained the contents of which to the Client. I have invited the Client to read the Risk Disclosure Statements (including any additional risk disclosure statements), ask questions and seek independent advice if the Client wishes. 本人為以下簽署者，已經以客戶所選擇能夠明白的語言向客戶完全解釋上述《風險披露聲明》(包括任何加入的風險披露聲明)的內容及已邀請客戶細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見。 the date first above written or 以上第一個所述日期或 Signature of licensed representative 持牌代表簽署 Name of licensed representative 持 牌 代 表 姓 名 C.E. Number 中 央 編 號 For and on behalf of First Shanghai Securities Limited 第一上海證券有限公司承認及接納 day( 日 ) of ( 月 ) 20 ( 年 ) Authorized Signature 第 一 上 海 授 權 代 表 簽 署 Date 日 期 Documents required for opening of Account for securities trading 證券買賣帳戶所須文件 For Individual/Joint Account 個人/聯名帳戶

REQUEST AND ACKNOWLEDGEMENT 請求及確認. Please open a Margin securities trading Account in the client Client’s name for the purpose of buying and grant the client credit facilitiesselling Securities in cash. By signing below, the Client hereby declares that the client has read and understood the Agreement including the Account Opening Information Form, Terms and Conditions contained in the Client Account Agreement, the Margin Client Agreement and as a part of the Terms and Conditions, the Risk Disclosure Statements (including any additional risk disclosure statements), which have been provided in the client’s language of choice (English or Chinese); and that the client was invited to read the Risk Disclosure Statements, to ask questions and if the client wishes, to take independent advice and the client hereby agrees to be bound by the Agreement including the Terms and Conditions and relevant schedule(s) (including Letter of Authorization in Schedule 1) as the same may be amended from time to time. 客戶請求以客戶名義開設保證金帳戶及給予客戶信貸融資。經以下簽名作實，客戶謹此確認客戶已閱讀過及理解本協議書包括《開戶資料表格》，《客戶帳戶協議》及《保證金客戶協議》中所列的條款及細則及作為條款及細則一部分的《風險披露聲明》(包括任何加入的風險披露聲明)，而《風險披露聲明》乃根據客戶所選擇的語言(中文或英文)提供，且已獲得邀請細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見，與及客戶謹此同意受可不時被修改的協議書(包括其標準條款及細則及附表(包括附表一之授權書) )約束客戶請求以客戶名義開設一個證券交易帳戶以現金買賣證券。經以下簽名作實，客戶謹此確認客戶已閱讀過及理解本協議書包括《開戶資料表格》，《客戶帳戶協議》中所列的條款及細則及作為條款及細則一部分的《風險披露聲明》(包括任何加入的風險披露聲明)，而《風險披露聲明》乃根據客戶所選擇的語言(中文或英文)提供，且已獲得邀請細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見，與及客戶謹此同意受可不時被修改的協議書(包括其標準條款及細則及附表)約束。 The additional risk disclosure statements include but not limited to risks related to Derivatives traded on the Exchange and Margin FinancingExchange. 加入的風險披露聲明包括但不限於但不限於在交易所買賣的衍生產品的風險及保證金借貸加入的風險披露聲明包括但不限於在交易所買賣的衍生產品的風險。 the date first above written or 以上第一個所述日期或 Client Signature / Authorized Signature(s) / Business Chop 個人客戶簽署 / 公司客戶授權人簽署 / 公司蓋章 Witness Signature 見 見 證 人 簽 署 Name of Witness 見 見 證 人 姓 名 Declaration Made by a Licensed Representative 持牌代表聲明 I, the undersigned, have provided the Risk Disclosure Statements in a language of the Client’s choice and have fully explained the contents of which Risk Disclosure Statements (including any additional risk disclosure statements) to the Client. I have invited the Client to read the Risk Disclosure Statements (including any additional risk disclosure statements)Statements, ask questions and seek independent advice if the Client client wishes. 本人為以下簽署者，已經以客戶所選擇能夠明白的語言向客戶完全解釋上述《風險披露聲明》(包括任何加入的風險披露聲明)的內容及已邀請客戶細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見本人為以下簽署者，已經以客戶所選擇能夠明白的語言向客戶完全解釋上述《風險披露聲明》(包括任何加入的風險披露聲明) 的內容及已邀請客戶細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見。 the date first above written or 以上第一個所述日期或 Signature of licensed representative 持牌代表簽署 Name of licensed representative 持 牌 代 表 姓 名 C.E. Number 中 央 編 號 For and on behalf of First Shanghai Securities Limited 第一上海證券有限公司承認及接納 day( 日 ) of ( 月 ) 20 ( 年 ) Authorized Signature 第 一 上 海 授 權 代 表 簽 署 Date 日 期 Documents required for opening of Account for securities trading 證券買賣帳戶所須文件 For Individual/Joint Account 個人/聯名帳戶號

REQUEST AND ACKNOWLEDGEMENT 請求及確認. Please open a Margin Account derivatives trading account in the client Client’s name for the purpose of buying and grant the client credit facilitiesselling Derivatives. By signing below, the Client hereby declares that the client Client has read and understood the Agreement including the Account Opening Information Form, Terms and Conditions contained in the Client Account Agreement, the Margin Client Agreement and as a part of the Terms and Conditions, the Risk Disclosure Statements (including any additional risk disclosure statements)as in the Schedule 1, which have been provided in the clientClient’s language of choice (English or Chinese); and that the client Client was invited to read the Risk Disclosure Statements, to ask questions and if the client wishesClient wanted, to take independent advice and the client Client hereby agrees to be bound by the Agreement including the Terms and Conditions and relevant schedule(s) (including Letter of Authorization in Schedule 1) as the same may be amended from time to time. 客戶請求以客戶名義開設保證金帳戶及給予客戶信貸融資。經以下簽名作實，客戶謹此確認客戶已閱讀過及理解本協議書包括《開戶資料表格》，《客戶帳戶協議》及《保證金客戶協議》中所列的條款及細則及作為條款及細則一部分的《風險披露聲明》(包括任何加入的風險披露聲明)，而《風險披露聲明》乃根據客戶所選擇的語言(中文或英文)提供，且已獲得邀請細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見，與及客戶謹此同意受可不時被修改的協議書(包括其標準條款及細則及附表(包括附表一之授權書) )約束。 The additional risk disclosure statements include but not limited to risks related to Derivatives traded on the Exchange and Margin Financing. 加入的風險披露聲明包括但不限於但不限於在交易所買賣的衍生產品的風險及保證金借貸客戶請求以客戶名義開設一個衍生產品交易帳戶買賣衍生產品。經以下簽名作實，客戶謹此確認客戶已閱讀過及理解本協議書包括《開戶資料表格》，《客戶帳戶協議》中所列的條款及細則及在附表一的《風險披露聲明》，而《風險披露聲明》乃根據客戶所選擇的語言(中文或英文)提供，且已獲得邀請細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見，以及客戶謹此同意接受可不時被修改的協議書(包括其標準條款及細則及附表)約束。 the date first above written or 以上第一個所述日期或 Client Signature / Authorized Signature(s) / Business Chop 個人客戶簽署 / 公司客戶授權人簽署 / 公司蓋章 Witness Signature 見 見 證 人 簽 署 Name of Witness 見 見 證 人 姓 名 Declaration Made by a Licensed Representative 持牌代表聲明 I, the undersigned, have provided the Risk Disclosure Statements in a language of the Client’s choice and have fully explained the contents of which Risk Disclosure Statements as in the Schedule 1 to the Client. I have invited the Client to read the Risk Disclosure Statements (including any additional risk disclosure statements)Statements, ask questions and seek independent advice if the Client wishes. 本人為以下簽署者，已經以客戶所選擇能夠明白的語言向客戶完全解釋上述《風險披露聲明》(包括任何加入的風險披露聲明)的內容及已邀請客戶細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見本人為以下簽署者，已經以客戶所選擇能夠明白的語言向客戶完全解釋附表一的《風險披露聲明》的內容及已邀請客戶細閱及進行提問，如客戶有此意願，可就《風險披露聲明》徵求獨立意見。 the date first above written or 以上第一個所述日期或 Signature of licensed representative 持牌代表簽署 Name of licensed representative 持 牌 代 表 姓 名 C.E. Number 中 央 編 號 For and on behalf of First Shanghai Securities Futures Limited 第一上海證券有限公司承認及接納 第一上海期貨有限公司承認及接納 day( 日 ) of ( 月 ) 20 ( 年 年 ) Authorized Signature 第 一 上 海 授 權 代 表 簽 署 Date 日 期 Documents required for opening of Account for securities derivatives trading 證券買賣帳戶所須文件 衍生產品交易帳戶所需文件 For Individual/Joint Account 個人/聯名帳戶聯名帳戶