Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 14 contracts
Samples: Sales Agreement (Orchard Therapeutics PLC), Sales Agreement (VirnetX Holding Corp), Sales Agreement (AVROBIO, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 12 contracts
Samples: At Market Issuance Sales Agreement (Sky Harbour Group Corp), At Market Issuance Sales Agreement (Peabody Energy Corp), At Market Issuance Sales Agreement (Phunware, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 7 contracts
Samples: Sales Agreement (Broadwind, Inc.), At Market Issuance Sales Agreement (Moleculin Biotech, Inc.), At Market Issuance Sales Agreement (Moleculin Biotech, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 6 contracts
Samples: Sales Agreement (Sunworks, Inc.), At Market Issuance Sales Agreement (Bsquare Corp /Wa), At Market Issuance Sales Agreement (Aqua Metals, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) if requested by Xxxxx, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 5 contracts
Samples: Sales Agreement (Audentes Therapeutics, Inc.), Sales Agreement (Sutro Biopharma, Inc.), Sales Agreement (Audentes Therapeutics, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 5 contracts
Samples: At Market Issuance Sales Agreement (Asterias Biotherapeutics, Inc.), At Market Issuance Sales Agreement (Rexahn Pharmaceuticals, Inc.), At Market Issuance Sales Agreement (Rock Creek Pharmaceuticals, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 5 contracts
Samples: Sales Agreement (Global Blood Therapeutics, Inc.), Sales Agreement (Aptinyx Inc.), Sales Agreement (Allena Pharmaceuticals, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 4 contracts
Samples: Sales Agreement (Tanzanian Gold Corp), Sales Agreement (Auris Medical Holding AG), Sales Agreement (Uranium Resources Inc /De/)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 4 contracts
Samples: At Market Issuance Sales Agreement (Moleculin Biotech, Inc.), At the Market Issuance Sales Agreement (American Homes 4 Rent), At the Market Issuance Sales Agreement (American Homes 4 Rent)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 3 contracts
Samples: Common Stock Sales Agreement (Macrogenics Inc), Sales Agreement (Macrogenics Inc), Sales Agreement (Macrogenics Inc)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (Amprius Technologies, Inc.), At Market Issuance Sales Agreement (Sono Group N.V.), At Market Issuance Sales Agreement (LifeMD, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that that, on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may also satisfy its obligations under this Section 7(l)(i) by effecting including such information in a filing in accordance with under the Exchange Act with respect to such informationAct), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 3 contracts
Samples: Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxAgent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (Adcare Health Systems, Inc), At Market Issuance Sales Agreement (Adcare Health Systems, Inc), At Market Issuance Sales Agreement (Adcare Health Systems, Inc)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(isection 7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (Aspen Aerogels Inc), At Market Issuance Sales Agreement (RiceBran Technologies), At Market Issuance Sales Agreement (Energous Corp)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, with respect to the Placement Shares, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (Jakks Pacific Inc), At Market Issuance Sales Agreement (Jakks Pacific Inc), At Market Issuance Sales Agreement (CareCloud, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Monogram Technologies Inc.), At Market Issuance Sales Agreement (Trinity Place Holdings Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Sales Agreement (Sunworks, Inc.), At Market Issuance Sales Agreement (Sunworks, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may also satisfy its obligations under this Section 7(l)(i) by effecting including such information in a filing in accordance with under the Exchange Act with respect to such informationAct), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Sales Agreement (Intra-Cellular Therapies, Inc.), Sales Agreement (Pieris Pharmaceuticals, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Sales Agreement (Vericel Corp), Sales Agreement (Neos Therapeutics, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Distribution Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Distribution Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(j)(i) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Spectrum Pharmaceuticals Inc), At Market Issuance Sales Agreement (Spectrum Pharmaceuticals Inc)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxeach Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx each Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Eagle Bulk Shipping Inc.), At Market Issuance Sales Agreement (NuZee, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares Shares, (provided that the Company company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Loop Media, Inc.), At Market Issuance Sales Agreement (Loop Media, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxeach Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx each Agent with respect to such Placement Shares Shares, (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Pangaea Logistics Solutions Ltd.), At Market Issuance Sales Agreement (Pangaea Logistics Solutions Ltd.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (Shares, provided that the Company may satisfy its obligations under this Section 7(l)(isection 7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each any such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Chicken Soup for the Soul Entertainment, Inc.), At Market Issuance Sales Agreement (Chicken Soup for the Soul Entertainment, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) obligation by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Sales Agreement (Intec Pharma Ltd.), Sales Agreement (Intec Pharma Ltd.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement supplement, if any, to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Bluerock Residential Growth REIT, Inc.), At Market Issuance Sales Agreement (Bluerock Residential Growth REIT, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxunder this Agreement, the Net Proceeds net proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents and the Forward Sellers with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At the Market Issuance Sales Agreement (American Homes 4 Rent), At the Market Issuance Sales Agreement (American Homes 4 Rent)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Sales Agreement (fuboTV Inc. /FL), Sales Agreement (fuboTV Inc. /FL)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxAgent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i8(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Agent’s request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Allena Pharmaceuticals, Inc.), At Market Issuance Sales Agreement (Allena Pharmaceuticals, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (GTY Technology Holdings Inc.), At Market Issuance Sales Agreement (GTY Technology Holdings Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Biora Therapeutics, Inc.), At Market Issuance Sales Agreement (Progenity, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, with respect to the Placement Shares, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Sales Agreement (CareCloud, Inc.), Sales Agreement (CareCloud, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxCxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 2 contracts
Samples: Sales Agreement (Affimed N.V.), Sales Agreement (Affimed N.V.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: Sales Agreement (Savara Inc)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Brickell Biotech, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “"Filing Date”"), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act and the 1940 Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) 424 under the Securities Act (each and every date a filing under Rule 424(b)424 is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (StoneCastle Financial Corp.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the #97550997v7 compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (OPAL Fuels Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) 7.k by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares to be sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Yuma Energy, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall requirerequire the filing of a prospectus supplement with respect to the sale of Placement Shares hereunder, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxFBR, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx FBR with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Anworth Mortgage Asset Corp)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxCxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Cxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: Sales Agreement (Aptinyx Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxGuggenheim Securities, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Guggenheim Securities with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (the date of each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At the Market Equity Offering Sales Agreement (LIGHTBRIDGE Corp)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Brickell Biotech, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations obligation under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Medicinova Inc)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Anworth Mortgage Asset Corp)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (the date of each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Distribution Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Distribution Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (LIGHTBRIDGE Corp)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “"Filing Date”"), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that provided, that, the Company may satisfy its obligations under this Section section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx'x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: Sales Agreement (Biovie Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) promulgated under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) if requested by Xxxxx, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on or before such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through XxxxxCowen, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cowen with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations obligation under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Medicinova Inc)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ) and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(j)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement supplement, if any, to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (OptimumBank Holdings, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall requirerequire with respect to the Placement Shares, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares to be sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with pursuant to the Exchange Act with respect to such that includes the required information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares Shares, (provided that the Company company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement supplement, if any, to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Strawberry Fields REIT, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that that, on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Orion Energy Systems, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(j)(i) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing date under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agent, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agent with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at the Agent’s request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k) by effecting making a filing in accordance with the Exchange Act with respect to including such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Turning Point Brands, Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided provided, that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at Xxxxx’x request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (the date of each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Distribution Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Distribution Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (LIGHTBRIDGE Corp)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxSVB Leerink, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx SVB Leerink with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) at SVB Leerink’s request, deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, to the extent required, within the relevant period, the amount of Placement Shares sold through XxxxxCowen, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx Cowen with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to the such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: Sales Agreement (Oncothyreon Inc.)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (the date of each and every filing under Rule 424(b), a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through XxxxxMLV, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx MLV with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (LIGHTBRIDGE Corp)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will will: (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every filing under Rule 424(b), a “Filing Date”)Act, which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxx, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx with respect to such Placement Shares (provided that the Company may satisfy its obligations under this Section 7(l)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), ; and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: Sales Agreement (NuCana PLC)
Required Filings Relating to Placement of Placement Shares. The Company agrees that on such dates as the Securities Act shall require, the Company will (i) file a prospectus supplement with the Commission under the applicable paragraph of Rule 424(b) under the Securities Act (each and every date a filing under Rule 424(b)) is made, a “Filing Date”), which prospectus supplement will set forth, within the relevant period, the amount of Placement Shares sold through Xxxxxthe Agents, the Net Proceeds to the Company and the compensation payable by the Company to Xxxxx the Agents with respect to such Placement Shares (provided that the Company may satisfy its obligations obligation under this Section 7(l)(i7(k)(i) by effecting a filing in accordance with the Exchange Act with respect to such information), and (ii) deliver such number of copies of each such prospectus supplement to each exchange or market on which such sales were effected as may be required by the rules or regulations of such exchange or market.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Acasti Pharma Inc.)