Resale of Shares. The Dealer Manager agrees, and each Selected Broker-Dealer shall have agreed, to comply and shall comply with any applicable requirements with respect to its and each Selected Broker-Dealer’s participation in any resales or transfers of the Shares. In addition, the Dealer Manager agrees, and each Selected Broker-Dealer shall have agreed, that should it or they assist with the resale or transfer of the Shares, it and each Selected Broker-Dealer will fully comply with all applicable FINRA rules and any other applicable federal or state laws.
Appears in 7 contracts
Samples: Dealer Manager Agreement (Terra Income Fund 6, Inc.), Dealer Manager Agreement (Terra Income Fund 6, Inc.), Dealer Manager Agreement (Terra Income Fund 6, Inc.)
Resale of Shares. The Dealer Manager agrees, and each Selected Participating Broker-Dealer shall have agreed, to comply and shall comply with any applicable requirements with respect to its and each Selected Participating Broker-Dealer’s participation in any resales or transfers of the Shares. In addition, the Dealer Manager agrees, and each Selected Participating Broker-Dealer shall have agreed, that should it or they assist with the resale or transfer of the Shares, it and each Selected Participating Broker-Dealer will fully comply with all applicable FINRA rules Rules and any other applicable federal or state laws.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Bluerock Homes Trust, Inc.), Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.)
