RESALE REGISTRATION STATEMENT QUESTIONS. 1. Affiliation with Broker-Dealers: Is the undersigned a registered broker-dealer or an affiliate of a registered broker-dealer? For purposes of this question, an “affiliate” of a specified person or entity means a person or entity that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, the person or entity specified. Yes_____ No_____ If so, please answer the remaining questions in this section. Please identify the registered broker-dealer(s) and describe the nature of the affiliation(s) between the undersigned and any registered broker-dealers:
Appears in 3 contracts
Samples: Registration Rights Agreement (Karyopharm Therapeutics Inc.), Registration Rights Agreement (Eliem Therapeutics, Inc.), Registration Rights Agreement (Solid Biosciences Inc.)
RESALE REGISTRATION STATEMENT QUESTIONS. 1. Affiliation with Broker-Dealers: Is the undersigned a registered broker-dealer or an affiliate of a registered broker-dealer? For purposes of this question, an “affiliate” of a specified person or entity means a person or entity that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, the person or entity specified. Yes_____ No_____ Yes No If so, please answer the remaining questions in this section. Please identify the registered broker-dealer(s) and describe the nature of the affiliation(s) between the undersigned and any registered broker-dealers:
Appears in 2 contracts
Samples: Registration Rights Agreement (Arvinas, Inc.), Registration Rights Agreement (Karyopharm Therapeutics Inc.)
RESALE REGISTRATION STATEMENT QUESTIONS. 1. Affiliation with Broker-Dealers: Is the undersigned a registered broker-dealer or an affiliate of a registered broker-dealer? For purposes of this question, an “affiliate” of a specified person or entity means a person or entity that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, the person or entity specified. Yes No If “Yes_____ No_____ If so”, please answer the remaining questions in this section. Please identify the registered broker-dealer(s) and describe the nature of the affiliation(s) between the undersigned and any such registered broker-dealers::
Appears in 1 contract
Samples: Registration Rights Agreement (Xilio Therapeutics, Inc.)
