Common use of Responsibility for Transactions Clause in Contracts

Responsibility for Transactions. Unless otherwise specified by you, Stifel is authorized to enter orders for you in its name on any exchange or other market or place where such busi- ness may be transacted for your account upon the instructions of you or your agent. You authorize Stifel to employ agents on your behalf, with the identity of any such agent so employed to be disclosed upon request. To the fullest extent permitted under Applicable Law, Stifel shall have no liability to you for the errors or omissions of such agents who are independent contractors, provided, however, in any controversy between you and such agent, Stifel will provide, without expense to you, such records and testimony of the transactions as Stifel has in its possession.

Appears in 5 contracts

Samples: Stifel Account, Stifel Account, Stifel Account

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Responsibility for Transactions. Unless otherwise specified by you, Stifel is authorized to enter orders for you in its name on any exchange or other market or place where such busi- ness business may be transacted for your account and risk based upon the instructions of you or your agent. You authorize Stifel to employ agents on your behalf, behalf with the identity of any such agent so employed to be disclosed upon request. To the fullest extent permitted under Applicable Law, Stifel shall have no liability to you for the errors or omissions of such agents who are independent contractors, provided, however, in any controversy between you and such agent, Stifel will provide, provide without expense to you, such records and testimony of the transactions as Stifel has in its possession.

Appears in 1 contract

Samples: Client Agreement

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Responsibility for Transactions. Unless otherwise specified by you, Stifel is authorized to enter orders for you in its name on any exchange or other market or place where such busi- ness may be transacted for your account upon the instructions of you or your agent. You authorize Stifel to employ agents on your behalf, with the identity of any such agent so employed to be disclosed upon request. To the fullest extent permitted under Applicable Law, Stifel shall have no liability to you for the errors or omissions of such agents who are independent contractors, provided, however, in any controversy between you and such agent, Stifel will provide, without expense to you, such records and testimony of the transactions as Stifel has in its possession.

Appears in 1 contract

Samples: www.stifel.com

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