Restriction On Transfer of Representative's Warrant. The Holder of a Representative's Warrant Certificate, by its acceptance thereof, covenants and agrees that the Representative's Warrant is being acquired as an investment and not with a view to the distribution thereof, and that the Representative's Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for the term of the Representative's Warrant, except to officers or partners of the Underwriters, or by operation of law.
Appears in 10 contracts
Samples: Warrant Agreement (Home Security International Inc), Warrant Agreement (Brighton Technologies Corp), S Warrant Agreement (Casull Arms Corp)
Restriction On Transfer of Representative's Warrant. The Holder --------------------------------------------------- of a Representative's Warrant Certificate, by its acceptance thereof, covenants and agrees that the Representative's Warrant is being acquired as an investment and not with a view to the distribution thereof, and that the Representative's Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for the term of the Representative's Warrant, except to officers or partners of the Underwriters, or by operation of law.
Appears in 3 contracts
Samples: Warrant Agreement (Isonics Corp), Warrant Agreement (Mortgage Plus Equity & Loan Holdings Corp), Warrant Agreement (Osmotics Corp)
Restriction On Transfer of Representative's Warrant. The Holder of a Representative's Warrant Certificate, by its acceptance thereof, covenants and agrees that the Representative's Warrant is being acquired as an investment and not with a view to the distribution thereof, and that the Representative's Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for one year from the term of the Representative's Warrantdate hereof, except to officers or partners of the Underwriters, or by operation of law.
Appears in 2 contracts
Samples: S Warrant Agreement (Fundex Games LTD), Warrant Agreement (Thermoenergy Corp)
Restriction On Transfer of Representative's Warrant. The Holder of a Representative's Representatives' Warrant Certificate, by its acceptance thereof, covenants and agrees that the Representative's Representatives' Warrant is being acquired as an investment and not with a view to the distribution thereof, and that the Representative's Representatives' Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for the term of the Representative's Representatives' Warrant, except to officers or partners of the Underwriters, or by operation of law.
Appears in 2 contracts
Samples: Warrant Agreement (Audio Book Club Inc), Warrant Agreement (Audio Book Club Inc)
Restriction On Transfer of Representative's Warrant. The Holder --------------------------------------------------- of a Representative's Representatives' Warrant Certificate, by its acceptance thereof, covenants and agrees that the Representative's Representatives' Warrant is being acquired as an investment and not with a view to the distribution thereof, and that the Representative's Representatives' Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for the term of the Representative's Representatives' Warrant, except to officers or partners of the Underwriters, or by operation of law.
Appears in 1 contract
Samples: Isonics Corp
Restriction On Transfer of Representative's Warrant. The Holder of a Representative's Warrant Certificate, by its acceptance thereof, covenants and agrees that the Representative's Warrant is being acquired as an investment and not with a view to the distribution thereof, and that the Representative's Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for one year from the term of the Representative's Warrantdate hereof, except to officers or partners of the UnderwritersUnderwriters or members of the selling group, or by operation of law.
Appears in 1 contract