Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date], except to the Underwriter or to the Designees.
Appears in 8 contracts
Samples: Warrant Agreement (Frontline Communication Corp), Warrant Agreement (Tam Restaurants Inc), Warrant Agreement (Tuscany Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesRepresentatives.
Appears in 7 contracts
Samples: Representative's Warrant Agreement (Standard Automotive Corp), Representatives' Warrant Agreement (Sonic Foundry Inc), Representatives' Warrant Agreement (Integrated Physician Systems Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers or partners of the Underwriter or to the DesigneesUnderwriter.
Appears in 5 contracts
Samples: Underwriter's Warrant Agreement (Cumetrix Data Systems Corp), Underwriter's Warrant Agreement (Cumetrix Data Systems Corp), Underwriter's Warrant Agreement (Cti Industries Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesUnderwriter.
Appears in 5 contracts
Samples: Underwriter's Warrant Agreement (Billy Dead Inc), Underwriter's Warrant Agreement (Ronnybrook Farm Dairy Inc), Underwriter's Warrant Agreement (Vicon Industries Inc /Ny/)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [Effective Date of the Effective Date]Public Offering, except (a) to officers of the Underwriter Representative or to officers and partners of the Designeesother Underwriters or Selected Dealers participating in the Public Offering; (b) by will; or (c) by operation of law.
Appears in 4 contracts
Samples: Representative's Warrant Agreement (Didax Inc), Representative's Warrant Agreement (Andean Development Corp), Representative's Warrant Agreement (E Net Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date], except to the Underwriter or to the Designees.
Appears in 4 contracts
Samples: Warrant Agreement (Internet Financial Services Inc), Warrant Agreement (Healthdesk Corp), Warrant Agreement (E Cruiter Com Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant ----------------------------------- Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesRepresentative.
Appears in 3 contracts
Samples: Representative's Warrant Agreement (Depomed Inc), Representative's Warrant Agreement (Flanders Corp), Representative's Warrant Agreement (Depomed Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, ; and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesRepresentative.
Appears in 3 contracts
Samples: Representative's Warrant Agreement (Igx Corp/De), Underwriting Agreement (Infocure Corp), Placement Agent Warrant Agreement (C-Phone Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers or partners of the Underwriter or to the DesigneesUnderwriters.
Appears in 2 contracts
Samples: Representatives' Warrant Agreement (Complete Management Inc), Representative's Warrant Agreement (Complete Management Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Representatives' Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Representatives' Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesUnderwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Awg LTD), Underwriting Agreement (Awg LTD)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesUnderwriters.
Appears in 2 contracts
Samples: Advisors' Warrant Agreement (Intervu Inc), Advisors' Warrant Agreement (Intervu Inc)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesRepresentative.
Appears in 2 contracts
Samples: Representative's Warrant Agreement (Spectrascience Inc), Representative's Warrant Agreement (Prestige Cosmetics Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's ’s acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date], except to the Underwriter Underwriters or to the Designees.
Appears in 2 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [Effective Date of the Effective Date]Public Offering, except (a) to officers of the Underwriter Representative or to officers and partners of the Designeesother Underwriters or Selected Dealers participating in the Public offering; (b) by will; or (c) by operation of law.
Appears in 2 contracts
Samples: Representative's Warrant Agreement (Beverage Works Inc), Representative's Warrant Agreement (Nei Webworld Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [unless an exemption from the Effective Date]Securities Act of 1933, except to the Underwriter or to the Designeesas amended, is available therefor.
Appears in 1 contract
Samples: Warrant Agreement (Thrucomm Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers and directors of the Underwriter or to the DesigneesRepresentative.
Appears in 1 contract
Samples: Warrant Agreement (Source Information Management Co)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are Series A Warrant is being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants Series A Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date], except to the Underwriter or to the Designeeshereof.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date], except to the Underwriter or to the Designeesof receipt thereof.
Appears in 1 contract
Samples: Registration and Warrant Agreement (International Isotopes Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, ; and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesRepresentatives.
Appears in 1 contract
Samples: Representatives' Warrant Agreement (National Medical Health Card Systems Inc)
Restriction on Transfer of Warrants. The Each Holder of a Warrant Certificate, by the Holder's his, her or its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, thereof and that the Warrants may not be sold, transferred, assigned, pledged or hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesUnderwriter.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date], except to the Underwriter or to the Designees.Effective
Appears in 1 contract
Samples: Representative's Unit Purchase Option or Warrant Agreement (General Credit Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the Designees.Underwriter. 5
Appears in 1 contract
Samples: Underwriter's Warrant Agreement (Robotic Lasers Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant CertificateWarrant, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]of issuance, except to officers of the Underwriter or to the DesigneesParticipating Dealer.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Bronze Marketing Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant CertificateWarrants represented hereby, by the Holder's its acceptance thereofhereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to directors, officers, partners, employees or consultants of the Underwriter or to the DesigneesConsultant.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to the Underwriter or to the Designees.
Appears in 1 contract
Restriction on Transfer of Warrants. The Each Holder of a Warrant ----------------------------------- Certificate, by the Holder's his, her or its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, thereof and that the Warrants may not be sold, transferred, assigned, pledged or hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesRepresentative.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers or shareholders of the Underwriter or to the DesigneesRepresentative.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant ----------- -- -------- -- -------- Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers and employees of the Underwriter or to the DesigneesUnderwriter.
Appears in 1 contract
Samples: Underwriter's Warrant Agreement (Grand Toys International Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant CertificateWarrants represented hereby, by the Holder's its acceptance thereofhereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers, directors, partners, employees or consultants of the Underwriter or to the DesigneesConsultant.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's ’s acceptance thereof, covenants and agrees that the Warrants are Warrant represented thereby is being acquired as an investment and not with a view to the distribution thereof, and that the Warrants such Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to the Underwriter Underwriters or to the Designees.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be soldare restricted from sale, transferred, assigned, hypothecated assignment or otherwise disposed of, in whole or in part, hypothecation for a period of one (1) year from the effective date hereof [of the Effective Date], offering except to officers or partners (not directors) of the Underwriter underwriter and members of the selling group and/or their officers or to the Designeespartners.
Appears in 1 contract
Samples: Representatives' Warrant Agreement (B2bstores Com Inc)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers or partners of members of the Underwriter or to the Designeesselling group.
Appears in 1 contract
Samples: Representatives' Warrant Agreement (B2bstores Com Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter or to the DesigneesQIU.
Appears in 1 contract
Samples: Warrant Agreement (Emerging Growth Acquisition Corp I)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date], except to the Underwriter or to the Designeeshereof.
Appears in 1 contract
Samples: Registration and Warrant Agreement (International Isotopes Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to the Underwriter direct family members or their affiliates. Any such person or entity who acquires any Warrants shall be subject to the Designeessame restrictions.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof [the Effective Date]hereof, except to officers of the Underwriter Underwriters or to officers of the Designeesselected dealers participating in the Initial Public Offering.
Appears in 1 contract
Samples: Warrant Agreement (Source Information Management Co)
