Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Designees.
Appears in 22 contracts
Samples: Warrant Agreement (American Marine Recreation Inc), Warrant Agreement (Internet Financial Services Inc), Warrant Agreement (Network 1 Security Solutions Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 19 contracts
Samples: Representative's Warrant Agreement (Ophidian Pharmaceuticals Inc), Representative's Warrant Agreement (American Craft Brewing International LTD), Representative's Warrant Agreement (Genesis Media Group Inc /De/)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the DesigneesRepresentative.
Appears in 6 contracts
Samples: Representative's Warrant Agreement (Sma Real Time Inc), Representative's Warrant Agreement (Truevision International Inc), Representative's Warrant Agreement (Netjewels Com Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's his, her or its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 4 contracts
Samples: Representative's Warrant Agreement (Vaso Active Pharmaceuticals Inc), Representative's Warrant Agreement (Vaso Active Pharmaceuticals Inc), Representative's Warrant Agreement (Vaso Active Pharmaceuticals Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the DesigneesUnderwriters.
Appears in 3 contracts
Samples: Underwriters' Warrant Agreement (Cumetrix Data Systems Corp), Representative's Warrant Agreement (Cumetrix Data Systems Corp), Representative's Warrant Agreement (All Tech Investment Group Inc Et Al)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentatives.
Appears in 3 contracts
Samples: Representatives' Warrant Agreement (Asd Group Inc), Representative's Warrant Agreement (Toymax International Inc), Representative's Warrant Agreement (Dynacs Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 1 contract
Samples: Representative's Warrant Agreement (Prospect Medical Holdings Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to employees of the DesigneesUnderwriter.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesParticipating Dealer.
Appears in 1 contract
Samples: Participating Dealer's Warrant Agreement (Xenonics Holdings, Inc.)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants, Shares, Underlying Warrants and Underlying Warrant Shares may not be sold, transferred, assigned, pledged or hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Underwriter or to the Designees.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers, directors, or partners of the DesigneesRepresentative and members of the selling group.
Appears in 1 contract
Samples: Representative's Warrant Agreement (Hometown Auto Retailers Inc)
