Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by acceptance thereof, covenants and agrees that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the Effective Date of the Public Offering, except (a) to officers of the Underwriter or to officers and partners of the Selected Dealers participating in the Public Offering; (b) by will; or (c) by operation of law.
Appears in 10 contracts
Samples: Underwriters's Unit Purchase Option or Warrant Agreement (Gen Trak Inc), Underwriter's Warrant Agreement (Oregon Baking Co Dba Marsee Baking), Underwriter's Warrant Agreement (Cropking Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by acceptance thereof, covenants and agrees that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the Effective Date of the Public Offering, except (a) to officers of the Underwriter Representative or to officers and partners of the other Underwriters or Selected Dealers participating in the Public Offering; (b) by will; or (c) by operation of law.
Appears in 4 contracts
Samples: Representative's Warrant Agreement (Didax Inc), Warrant Agreement (Andean Development Corp), Warrant Agreement (Gateway American Properties Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by acceptance thereof, covenants and agrees that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the Effective Date of the Public Offering, except (a) to officers of the Underwriter Representative or to officers and partners of the other Underwriters or Selected Dealers participating in the Public Offeringoffering; (b) by will; or (c) by operation of law.
Appears in 2 contracts
Samples: Representative's Warrant Agreement (Beverage Works Inc), Representative's Warrant Agreement (Nei Webworld Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by acceptance thereof, covenants and agrees that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the Effective Date of the Public Offering, except (a) to officers of the Managing Underwriter or to officers and partners of the other Underwriters or Selected Dealers participating in the Public Offering; (b) by will; or (c) by operation of law.
Appears in 1 contract
Samples: Underwriter's Warrant Agreement (Precis Smart Card Systems Inc)
