Common use of Restrictions Imposed by the Act Clause in Contracts

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; or (ii) a registration statement or a post-effective amendment to such registration statement relating to the offer and sale of such securities has been filed by the Company and declared effective by the Commission and compliance with applicable state securities law has been established.

Appears in 2 contracts

Samples: Purchase Warrant Agreement (Youxin Technology LTD), Purchase Warrant Agreement (Youxin Technology LTD)

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Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, until the Company has received the opinion of counsel for the Company Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; or (ii) a registration statement or a post-effective amendment to such registration statement relating , the availability of which is established to the offer and sale reasonable satisfaction of such securities has been filed by the Company and declared effective by the Commission and compliance with applicable state securities law has been establishedCompany.

Appears in 2 contracts

Samples: Selling Agency Agreement (Xspand Products Lab, Inc.), Selling Agency Agreement (Xspand Products Lab, Inc.)

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company that the securities may be transferred pursuant to an exemption from registration under the Securities Act and applicable state securities laws; , or (ii) a registration statement or a post-effective amendment to such registration statement the Registration Statement relating to the offer and sale of such securities has been filed by the Company and declared effective by the Commission and compliance with applicable state securities law has been established.

Appears in 2 contracts

Samples: Purchase Warrant Agreement (Nano Nuclear Energy Inc.), Purchase Warrant Agreement (Nano Nuclear Energy Inc.)

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; , or (ii) a registration statement or a post-effective amendment to such registration statement relating to the offer and sale of such securities has been filed by the Company and declared effective by the U.S. Securities and Exchange Commission (the “Commission”) and compliance with applicable state securities law has been established.

Appears in 2 contracts

Samples: Warrant Agreement (DSG Global Inc.), Underwriters' Warrant (Senmiao Technology LTD)

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; , the availability of which is established to the reasonable satisfaction of the Company, or (ii) a registration statement or a post-effective amendment to such registration statement relating to the offer and sale of such securities that includes a current prospectus has been filed by the Company and declared effective by the Commission and compliance with applicable state securities law has been established.

Appears in 1 contract

Samples: Financing and Additional Services Agreement (RespireRx Pharmaceuticals Inc.)

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; , or (ii) a registration statement or a post-effective amendment to such registration statement the Registration Statement relating to the offer and sale of such securities has been filed by the Company and declared effective by the Commission SEC and compliance with applicable state securities law has been established.

Appears in 1 contract

Samples: Underwriting Agreement (Cardiff Lexington Corp)

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company Holder, in a form reasonably acceptable to the Company, that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; , or (ii) a registration statement or a post-effective amendment to such registration statement the Registration Statement relating to the offer and sale of such securities has been filed by the Company and declared effective by the Commission SEC and compliance with applicable state securities law has been established.

Appears in 1 contract

Samples: Purchase Warrant Agreement (NuZee, Inc.)

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Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; or , the availability of which is established to the reasonable satisfaction of the Company, (ii) a registration statement or a post-effective amendment to such registration statement Registration Statement relating to the offer and sale of such securities has been filed by the Company and declared effective by the Securities and Exchange Commission (the “Commission”) and compliance with applicable state securities law has been established.

Appears in 1 contract

Samples: Underwriter’s Warrant Agreement (Wah Fu Education Group LTD)

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; , or (ii) a registration statement or a post-effective amendment to such registration statement the Registration Statement relating to the offer and sale of such securities has been filed by the Company and declared effective by the Commission and compliance with applicable state securities law has been established.

Appears in 1 contract

Samples: Underwriters' Warrant Agreement (YayYo, Inc.)

Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until: (i) if required by applicable law, the Company has received the opinion of counsel for the Company that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws; , or (ii) a registration offering statement or a post-effective qualification amendment to such registration statement the offering Statement relating to the offer and sale of such securities has been filed by the Company and declared effective qualified by the Commission SEC and compliance with applicable state securities law has been established.

Appears in 1 contract

Samples: Purchase Warrant Agreement (IntelGenx Technologies Corp.)

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