Common use of Restrictions on Account Clause in Contracts

Restrictions on Account. You understand that the Executing Broker or Pershing in their sole discretion, may refuse to accept or execute Prime Brokerage Transactions on your behalf or restrict or prohibit trading of securities in your account(s) introduced to Pershing, or refuse to clear your securities transactions.

Appears in 2 contracts

Samples: Agreement for Prime Brokerage Clearance Services, www.aufsec.com

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Restrictions on Account. You understand that the Executing Broker or Pershing in their sole discretion, may refuse to accept or execute Prime Brokerage Transactions on your behalf or restrict or prohibit trading of securities in your account(s) introduced to PershingXxxxxxxx, or refuse to clear your securities transactions.

Appears in 1 contract

Samples: www.aufsec.com

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Restrictions on Account. You understand that the Executing Broker or Pershing in their sole discretion, discretion may refuse to accept or execute Prime Brokerage Transactions on your behalf behalf, or restrict or prohibit trading of securities in your account(s) introduced to Pershing, or refuse to clear your securities transactions.

Appears in 1 contract

Samples: Agreement for Prime Brokerage Clearance Services

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