Common use of Restrictions on Short Sales and Stabilization Activities Clause in Contracts

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and its respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the Manager, (ii) any transactions, including an over-allotment of any securities, that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 3 contracts

Samples: At the Market Offering Agreement (Bitfarms LTD), At the Market Offering Agreement (HIVE Blockchain Technologies Ltd.), At the Market Offering Agreement (Bitfarms LTD)

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Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and its respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the Manager, (ii) any transactions, including an over-allotment of any securities, transactions that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 2 contracts

Samples: At the Market Offering Agreement (XORTX Therapeutics Inc.), At the Market Offering Agreement (Northern Dynasty Minerals LTD)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, each of the Manager Managers and its their respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the such Manager, (ii) any transactions, including an over-allotment of any securities, transactions that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the such Manager that the such Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g), sales made by the Lead Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 2 contracts

Samples: At the Market Offering Agreement (Galiano Gold Inc.), At the Market Offering Agreement (Americas Gold & Silver Corp)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, each of the Manager Managers and its their respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the such Manager, (ii) any transactions, including an over-allotment of any securities, transactions that are intended to stabilize or maintain the market price of the Common SharesStock, or (iii) any sale of any security of the Company for the account of the such Manager that the such Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the such Manager. For the purposes of this Section 3(g), sales made by the Lead Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 2 contracts

Samples: At the Market Offering Agreement (Mogo Inc.), Market Offering Agreement (GREAT PANTHER MINING LTD)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and or any of its respective affiliates or subsidiaries shall not not, solely for its own account, engage in (i) any short sale of any security of the Company for the account of the Manager, or (ii) any transactions, including an over-allotment of any securities, that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. Notwithstanding the foregoing, these restrictions shall not apply to bona fide transactions executed by the Manager or any of its affiliates or subsidiaries on behalf and at the direction of any third-party customer accounts. For the purposes of this Section 3(g2(f), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g2(f).

Appears in 2 contracts

Samples: At the Market Offering Agreement (Avinger Inc), At the Market Offering Agreement (InMed Pharmaceuticals Inc.)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and its respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the Manager, (ii) any transactions, including an over-allotment of any securities, that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g3(f), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g3(f).

Appears in 1 contract

Samples: Equity Distribution Agreement (Draganfly Inc.)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and or any of its respective affiliates or subsidiaries shall not not, solely for its own account, engage in (i) any short sale of any security of the Company for the account of the Manager, or (ii) any transactions, including an over-allotment of any securities, that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. Notwithstanding the foregoing, these restrictions shall not apply to bona fide transactions executed by the Manager or any of its affiliates or subsidiaries on behalf and at the direction of any third-party customer accounts For the purposes of this Section 3(g2(f), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g2(f).

Appears in 1 contract

Samples: At the Market Offering Agreement (ImmunoPrecise Antibodies Ltd.)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and or any of its respective affiliates or subsidiaries shall not not, solely for its own account, engage in (i) any short sale of any security of the Company for the account of the Manager, or (ii) any transactions, including an over-allotment of any securities, that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. Notwithstanding the foregoing, these restrictions shall not apply to bona fide transactions executed by the Manager or any of its affiliates or subsidiaries on behalf and at the direction of any third-party customer accounts. For the purposes of this Section 3(g2(g), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g2(g).

Appears in 1 contract

Samples: At the Market Offering Agreement (SeaStar Medical Holding Corp)

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Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and its respective affiliates or and subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the Manager, (ii) any transactions, including an over-allotment of any securities, transactions that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 1 contract

Samples: At the Market Offering Agreement (GREAT PANTHER MINING LTD)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, neither the Manager and nor any of its respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the Manager, (ii) any transactions, including an over-allotment of any securities, transactions that are intended to stabilize or maintain the market price of the Common SharesStock, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 1 contract

Samples: Market Offering Agreement (Great Panther Silver LTD)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and its respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the Manager, (ii) any transactions, including an over-allotment of any securities, that are intended to stabilize or maintain the market price of the Common Subordinate Voting Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 1 contract

Samples: At the Market Offering Agreement (Digihost Technology Inc.)

Restrictions on Short Sales and Stabilization Activities. During the term of this Agreement, the Manager and its respective affiliates or subsidiaries shall not engage in (i) any short sale of any security of the Company for the account of the Manager, (ii) any transactions, including an over-allotment of any securities, transactions that are intended to stabilize or maintain the market price of the Common Shares, or (iii) any sale of any security of the Company for the account of the Manager that the Manager does not own or any sale which is consummated by the delivery of a security of the Company borrowed by, or for the account of, the Manager. For the purposes of this Section 3(g), sales made by the Manager in connection with a Sales Notice will not be considered to be subject to the prohibitions set forth in this Section 3(g).

Appears in 1 contract

Samples: At the Market Offering Agreement (Hut 8 Mining Corp.)

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