Restrictions on Transfers; Transfers in Violation of Agreement. The Deferred Units are not transferable, in whole or in part, and they may not, directly or indirectly, be Transferred or otherwise disposed of or encumbered (including, but not limited to, by gift or otherwise) other than by will or by the laws of descent and distribution to the estate of the Employee upon the Employee’s death. Any Transfer or attempted Transfer of any Deferred Units in violation of any provision of this Agreement shall be void, and the Company shall not record such Transfer on its books or treat any purported Transferee of such Deferred Units as the owner of such Deferred Units for any purpose.
Appears in 3 contracts
Samples: Deferred Unit Issuance Agreement (Nuveen Investments Holdings, Inc.), Special Deferred Unit Issuance Agreement (Nuveen Investments Holdings, Inc.), Deferred Unit Issuance Agreement (Nuveen Investments Holdings, Inc.)
Restrictions on Transfers; Transfers in Violation of Agreement. The Deferred Units are not transferable, in whole or in part, and they may not, directly or indirectly, be Transferred or otherwise disposed of or encumbered (including, but not limited to, by gift or otherwise) other than by will or by the laws of descent and distribution to the estate of the Employee Investor upon the EmployeeInvestor’s death. Any Transfer or attempted Transfer of any Deferred Units in violation of any provision of this Agreement shall be void, and the Company shall not record such Transfer on its books or treat any purported Transferee of such Deferred Units as the owner of such Deferred Units for any purpose.
Appears in 2 contracts
Samples: Deferred Class a Unit Grant Agreement (Nuveen Investments Holdings, Inc.), Deferred Unit Grant Agreement (Nuveen Asset Management)
Restrictions on Transfers; Transfers in Violation of Agreement. The Deferred Units are not transferableTransferable, in whole or in part, and they may not, directly or indirectly, be Transferred or otherwise disposed of or encumbered (including, but not limited to, by gift or otherwise) other than by will or by the laws of descent and distribution to the estate of the Employee Investor upon the EmployeeInvestor’s death. Any Transfer or attempted Transfer of any Deferred Units in violation of any provision of this Agreement shall be void, and the Company shall not record such Transfer on its books or treat any purported Transferee of such Deferred Units as the owner of such Deferred Units for any purpose.
Appears in 2 contracts
Samples: Deferred Unit Purchase Agreement (CDW Finance Corp), Deferred Unit Purchase Agreement (CDW Finance Corp)
Restrictions on Transfers; Transfers in Violation of Agreement. The Deferred Units are not transferable, in whole or in part, and they may not, directly or indirectly, be Transferred or otherwise disposed of or encumbered (including, but not limited to, by gift or otherwise) other than by will or by the laws of descent and distribution to the estate of the Employee Executive upon the EmployeeExecutive’s death. Any Transfer or attempted Transfer of any Deferred Units in violation of any provision of this Agreement shall be void, and the Company shall not record such Transfer on its books or treat any purported Transferee of such Deferred Units as the owner of such Deferred Units for any purpose.
Appears in 1 contract
Samples: Deferred Incentive Unit Issuance Agreement (Nuveen Investments Holdings, Inc.)