Common use of Retain Copies of Purchase Documents Clause in Contracts

Retain Copies of Purchase Documents. Maintain copies of all the Purchase Applications, checks, sales confirmations, transaction blotter and records it receives from the Company or maintains as the selling agent, as may be required under applicable FINRA rules and regulations.

Retain Copies of Purchase Documents. Maintain copies of all the Purchase Applications, checks, sales confirmations, transaction blotter and records it receives from the Company or maintains as the selling agentand each Selling Group Member, as may be required under applicable FINRA rules and regulations.