Common use of Rights and Remedies of Holders Clause in Contracts

Rights and Remedies of Holders. Section 6.01. Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 Section 6.02. Restoration of Rights and Remedies 91 Section 6.03. Rights and Remedies Cumulative 91 Section 6.04. Delay or Omission Not Waiver 91 Section 6.05. Undertaking for Costs 91 Section 6.06. Waiver of Stay or Extension Laws 92 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. Certain Duties and Responsibilities 92 Section 7.02. Notice of Default 93 Section 7.03. Certain Rights of Purchase Contract Agent 93 Section 7.04. Not Responsible for Recitals or Issuance of Units 95 Section 7.05. May Hold Units 95 Section 7.06. Money Held in Custody 95 Section 7.07. Compensation and Reimbursement 96 Section 7.08. Corporate Purchase Contract Agent Required; Eligibility 97 Section 7.09. Resignation and Removal; Appointment of Successor 97 Section 7.10. Acceptance of Appointment by Successor 98 Section 7.11. Merger, Conversion, Consolidation or Succession to Business 99 Section 7.12. Preservation of Information 99 Section 7.13. No Obligations of Purchase Contract Agent 99 ARTICLE 8

Appears in 2 contracts

Samples: Series a Purchase Contract and Pledge Agreement (Dominion Resources Inc /Va/), Series a Purchase Contract and Pledge Agreement (Dominion Resources Inc /Va/)

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Rights and Remedies of Holders. Section 6.01. Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 91 Section 6.02. Restoration of Rights and Remedies 91 Section 6.03. Rights and Remedies Cumulative 91 Section 6.04. Delay or Omission Not Waiver 91 Section 6.05. Undertaking for Costs 91 Section 6.06. Waiver of Stay or Extension Laws 92 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. Certain Duties and Responsibilities 92 Section 7.02. Notice of Default 93 94 Section 7.03. Certain Rights of Purchase Contract Agent 93 94 Section 7.04. Not Responsible for Recitals or Issuance of Units 95 97 Section 7.05. May Hold Units 95 97 Section 7.06. Money Held in Custody 95 98 Section 7.07. Compensation and Reimbursement 96 98 Section 7.08. Corporate Purchase Contract Agent Required; Eligibility 97 100 Section 7.09. Resignation and Removal; Appointment of Successor 97 100 Section 7.10. Acceptance of Appointment by Successor 98 101 Section 7.11. Merger, Conversion, Consolidation or Succession to Business 99 102 Section 7.12. Preservation of Information 99 Information; Communications to Holders 102 Section 7.13. No Obligations of Purchase Contract Agent 99 102 Section 7.14. Tax Compliance 102 Section 7.15. Acknowledgement of Appointment 103 ARTICLE 88 SUPPLEMENTAL AGREEMENTS Section 8.01. Supplemental Agreements Without Consent of Holders 103 Section 8.02. Supplemental Agreements with Consent of Holders 104 Section 8.03. Execution of Supplemental Agreements 105 Section 8.04. Effect of Supplemental Agreements 105 Section 8.05. Reference to Supplemental Agreements 106 ARTICLE 9 CONSOLIDATION, MERGER, SALE, CONVEYANCE, TRANSFER OR DISPOSITION

Appears in 2 contracts

Samples: Purchase Contract and Pledge Agreement (Nisource Inc.), Purchase Contract and Pledge Agreement (Nisource Inc.)

Rights and Remedies of Holders. Section 6.01. Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 85 Section 6.02. Restoration of Rights and Remedies 91 85 Section 6.03. Rights and Remedies Cumulative 91 85 Section 6.04. Delay or Omission Not Waiver 91 86 Section 6.05. Undertaking for Costs 91 86 Section 6.06. Waiver of Stay or Extension Laws 92 86 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. Certain Duties and Responsibilities 92 86 Section 7.02. Notice of Default 93 88 Section 7.03. Certain Rights of Purchase Contract Agent 93 88 Section 7.04. Not Responsible for Recitals or Issuance of Units 95 91 Section 7.05. May Hold Units 95 91 Section 7.06. Money Held in Custody 95 91 Section 7.07. Compensation and Reimbursement 96 91 Section 7.08. Corporate Purchase Contract Agent Required; Eligibility 97 92 Section 7.09. Resignation and Removal; Appointment of Successor 97 93 Section 7.10. Acceptance of Appointment by Successor 98 94 Section 7.11. Merger, Conversion, Consolidation or Succession to Business 99 94 Section 7.12. Preservation of Information 99 Information; Communications to Holders 95 Section 7.13. No Obligations of Purchase Contract Agent 99 95 Section 7.14. Tax Compliance 95 ARTICLE 88 SUPPLEMENTAL AGREEMENTS Section 8.01. Supplemental Agreements Without Consent of Holders 96 Section 8.02. Supplemental Agreements with Consent of Holders 96 Section 8.03. Execution of Supplemental Agreements 97 Section 8.04. Effect of Supplemental Agreements 98 Section 8.05. Reference to Supplemental Agreements 98 ARTICLE 9 CONSOLIDATION, MERGER, SALE, CONVEYANCE, TRANSFER OR DISPOSITION

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (Ugi Corp /Pa/)

Rights and Remedies of Holders. Section 6.01. 6.01 Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 59 Section 6.02. 6.02 Restoration of Rights and Remedies 91 59 Section 6.03. 6.03 Rights and Remedies Cumulative 91 59 Section 6.04. 6.04 Delay or Omission Not Waiver 91 60 Section 6.05. 6.05 Undertaking for Costs 91 60 Section 6.06. 6.06 Waiver of Stay or Extension Laws 92 ARTICLE 60 Article 7 THE PURCHASE CONTRACT AGENT Section 7.01. 7.01 Certain Duties and Responsibilities 92 60 Section 7.02. 7.02 Notice of Default 93 61 Section 7.03. 7.03 Certain Rights of Purchase Contract Agent 93 61 Section 7.04. 7.04 Not Responsible for Recitals or Issuance of Units 95 63 Section 7.05. 7.05 May Hold Units 95 63 Section 7.06. 7.06 Money Held in Custody 95 63 Section 7.07. 7.07 Compensation and Reimbursement 96 63 Section 7.08. 7.08 Corporate Purchase Contract Agent Required; Eligibility 97 64 Section 7.09. 7.09 Resignation and Removal; Appointment of Successor 97 64 Section 7.10. 7.10 Acceptance of Appointment by Successor 98 65 Section 7.11. 7.11 Merger, Conversion, Consolidation or Succession to Business 99 66 Section 7.12. 7.12 Preservation of Information 99 Information; Communications to Holders 66 Section 7.13. 7.13 No Obligations of Purchase Contract Agent 99 ARTICLE 866 Section 7.14 Tax Compliance 66 Article 8 SUPPLEMENTAL AGREEMENTS Section 8.01 Supplemental Agreements without Consent of Holders 67 Section 8.02 Supplemental Agreements with Consent of Holders 67 Section 8.03 Execution of Supplemental Agreements 68 Section 8.04 Effect of Supplemental Agreements 69 Section 8.05 Reference to Supplemental Agreements 69 Article 9 CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (Cit Group Inc)

Rights and Remedies of Holders. Section 6.01. Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 92 Section 6.02. Restoration of Rights and Remedies 91 92 Section 6.03. Rights and Remedies Cumulative 91 92 Section 6.04. Delay or Omission Not Waiver 91 93 Section 6.05. Undertaking for Costs 91 93 Section 6.06. Waiver of Stay or Extension Laws 92 93 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. Certain Duties and Responsibilities 92 93 Section 7.02. Notice of Default 93 95 Section 7.03. Certain Rights of Purchase Contract Agent 93 95 Section 7.04. Not Responsible for Recitals or Issuance of Units 95 97 Section 7.05. May Hold Units 95 97 Section 7.06. Money Held in Custody 95 97 Section 7.07. Compensation and Reimbursement 96 97 Section 7.08. Corporate Purchase Contract Agent Required; Eligibility 97 98 Section 7.09. Resignation and Removal; Appointment of Successor 97 99 Section 7.10. Acceptance of Appointment by Successor 98 100 Section 7.11. Merger, Conversion, Consolidation or Succession to Business 99 100 Section 7.12. Preservation of Information 99 101 Section 7.13. No Obligations of Purchase Contract Agent 99 101 ARTICLE 88 SUPPLEMENTAL AGREEMENTS Section 8.01. Supplemental Agreements without Consent of Holders 101 Section 8.02. Supplemental Agreements with Consent of Holders 102 Section 8.03. Execution of Supplemental Agreements 103 Section 8.04. Effect of Supplemental Agreements 103 Section 8.05. Reference to Supplemental Agreements 104 ARTICLE 9 CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE

Appears in 1 contract

Samples: Series a Purchase Contract and Pledge Agreement (Dominion Resources Inc /Va/)

Rights and Remedies of Holders. Section 6.01. 6.01 Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 55 Section 6.02. 6.02 Restoration of Rights and Remedies 91 55 Section 6.03. 6.03 Rights and Remedies Cumulative 91 55 Section 6.04. 6.04 Delay or Omission Not Waiver 91 55 Section 6.05. 6.05 Undertaking for Costs 91 55 Section 6.06. 6.06 Waiver of Stay or Extension Laws 92 55 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. 7.01 Certain Duties and Responsibilities 92 56 Section 7.02. 7.02 Notice of Default 93 57 Section 7.03. 7.03 Certain Rights of Purchase Contract Agent 93 57 Section 7.04. 7.04 Not Responsible for Recitals or Issuance of Units 95 58 Section 7.05. 7.05 May Hold Units 95 58 Section 7.06. 7.06 Money Held in Custody 95 58 Section 7.07. 7.07 Compensation and Reimbursement 96 Reimbursement. 59 Section 7.08. 7.08 Corporate Purchase Contract Agent Required; Eligibility 97 59 Section 7.09. 7.09 Resignation and Removal; Appointment of Successor 97 59 Section 7.10. 7.10 Acceptance of Appointment by Successor 98 61 Section 7.11. 7.11 Merger, Conversion, Consolidation or Succession to Business 99 61 Section 7.12. 7.12 Preservation of Information 99 Information; Communications to Holders 61 Section 7.13. 7.13 No Obligations of Purchase Contract Agent 99 62 Section 7.14 Tax Compliance 62 ARTICLE 8

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (E Trade Financial Corp)

Rights and Remedies of Holders. 86 Section 6.01. Unconditional 6.01.Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 86 Section 6.02. Restoration 6.02.Restoration of Rights and Remedies 91 87 Section 6.03. Rights 6.03.Rights and Remedies Cumulative 91 87 Section 6.04. Delay 6.04.Delay or Omission Not Waiver 91 87 Section 6.05. Undertaking 6.05.Undertaking for Costs 91 87 Section 6.06. Waiver 6.06.Waiver of Stay or Extension Laws 92 ARTICLE 7 88 THE PURCHASE CONTRACT AGENT 88 Section 7.01. Certain 7.01.Certain Duties and Responsibilities 92 88 Section 7.02. Notice 7.02.Notice of Default 93 89 Section 7.03. Certain 7.03.Certain Rights of Purchase Contract Agent 93 89 Section 7.04. Not 7.04.Not Responsible for Recitals or Issuance of Units 95 Section 7.05. May Xxxxx 00 Xxxxxxx 7.05.May Hold Units 95 91 Section 7.06. Money 0.00.Xxxxx Held in Custody 95 92 Section 7.07. Compensation 7.07.Compensation and Reimbursement 96 92 Section 7.08. Corporate 7.08.Corporate Purchase Contract Agent Required; Eligibility 97 93 Section 7.09. Resignation 7.09.Resignation and Removal; Appointment of Successor 97 93 Section 7.10. Acceptance 7.10.Acceptance of Appointment by Successor 98 95 Section 7.11. Merger7.11.Merger, Conversion, Consolidation or Succession to Business 99 95 Section 7.12. Preservation 7.12.Preservation of Information 99 95 Section 7.13. No 0.00.Xx Obligations of Purchase Contract Agent 99 ARTICLE 895 SUPPLEMENTAL AGREEMENTS 96 Section 8.01.Supplemental Agreements without Consent of Holders 96 Section 8.02.Supplemental Agreements with Consent of Holders 97 Section 8.03.Execution of Supplemental Agreements 98 Section 8.04.Effect of Supplemental Agreements 98 Section 8.05.Reference to Supplemental Agreements 98 CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE 99

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (Dte Energy Co)

Rights and Remedies of Holders. Section 6.01. Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 84 Section 6.02. Restoration of Rights and Remedies 91 84 Section 6.03. Rights and Remedies Cumulative 91 84 Section 6.04. Delay or Omission Not Waiver 91 84 Section 6.05. Undertaking for Costs 91 84 Section 6.06. Waiver of Stay or Extension Laws 92 85 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. Certain Duties and Responsibilities 92 85 Section 7.02. Notice of Default 93 86 Section 7.03. Certain Rights of Purchase Contract Agent 93 87 Section 7.04. Not Responsible for Recitals or Issuance of Units 95 88 Section 7.05. May Hold Units 95 88 Section 7.06. Money Held in Custody 95 89 Section 7.07. Compensation and Reimbursement 96 89 Section 7.08. Corporate Purchase Contract Agent Required; Eligibility 97 90 Section 7.09. Resignation and Removal; Appointment of Successor 97 90 Section 7.10. Acceptance of Appointment by Successor 98 91 Section 7.11. Merger, Conversion, Consolidation or Succession to Business 99 92 Section 7.12. Preservation of Information 99 Information; Communications to Holders 92 Section 7.13. No Obligations of Purchase Contract Agent 99 92 Section 7.14. Tax Compliance 93 ARTICLE 8

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (United Technologies Corp /De/)

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Rights and Remedies of Holders. Section 6.01. 6.01 Unconditional Right of Holders to Receive Contract Adjustment Payments and to To Purchase Shares of Common Stock 90 68 Section 6.02. 6.02 Restoration of Rights and Remedies 91 68 Section 6.03. 6.03 Rights and Remedies Cumulative 91 68 Section 6.04. 6.04 Delay or Omission Not Waiver 91 69 Section 6.05. 6.05 Undertaking for Costs 91 69 Section 6.06. 6.06 Waiver of Stay or Extension Laws 92 69 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. 7.01 Certain Duties and Responsibilities 92 Responsibilities. 69 Section 7.02. 7.02 Notice of Default 93 71 Section 7.03. 7.03 Certain Rights of Purchase Contract Agent 93 Agent. 71 Section 7.04. 7.04 Not Responsible for Recitals or Issuance of Units 95 72 Section 7.05. 7.05 May Hold Units 95 73 Section 7.06. 7.06 Money Held in Custody 95 73 Section 7.07. 7.07 Compensation and Reimbursement 96 Reimbursement. 73 Section 7.08. 7.08 Corporate Purchase Contract Agent Required; Eligibility 97 74 Section 7.09. 7.09 Resignation and Removal; Appointment of Successor 97 74 Section 7.10. 7.10 Acceptance of Appointment by Successor 98 75 Section 7.11. 7.11 Merger, Conversion, Consolidation or Succession to Business 99 76 Section 7.12. 7.12 Preservation of Information 99 Information; Communications to Holders 76 Section 7.13. 7.13 No Obligations of Purchase Contract Agent 99 76 Section 7.14 Tax Compliance 77 ARTICLE 88 SUPPLEMENTAL AGREEMENTS Section 8.01 Supplemental Agreements without Consent of Holders 77 Section 8.02 Supplemental Agreements with Consent of Holders 78 Section 8.03 Execution of Supplemental Agreements 79 Section 8.04 Effect of Supplemental Agreements 79 Section 8.05 Reference to Supplemental Agreements 79 ARTICLE 9 CONSOLIDATION, MERGER, SALE, CONVEYANCE, TRANSFER OR DISPOSITION

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (PNM Resources Inc)

Rights and Remedies of Holders. Section 6.01. 6.01 Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 55 Section 6.02. 6.02 Restoration of Rights and Remedies 91 55 Section 6.03. 6.03 Rights and Remedies Cumulative 91 55 Section 6.04. 6.04 Delay or Omission Not Waiver 91 55 Section 6.05. 6.05 Undertaking for Costs 91 55 Section 6.06. 6.06 Waiver of Stay or Extension Laws 92 56 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. 7.01 Certain Duties and Responsibilities 92 Responsibilities. 56 Section 7.02. 7.02 Notice of Default 93 57 Section 7.03. 7.03 Certain Rights of Purchase Contract Agent 93 Agent. 57 Section 7.04. 7.04 Not Responsible for Recitals or Issuance of Units 95 58 Section 7.05. 7.05 May Hold Units 95 58 Section 7.06. 7.06 Money Held in Custody 95 59 Section 7.07. 7.07 Compensation and Reimbursement 96 Reimbursement. 59 Section 7.08. 7.08 Corporate Purchase Contract Agent Required; Eligibility 97 59 Section 7.09. 7.09 Resignation and Removal; Appointment of Successor 97 60 Section 7.10. 7.10 Acceptance of Appointment by Successor 98 61 Section 7.11. 7.11 Merger, Conversion, Consolidation or Succession to Business 99 61 Section 7.12. 7.12 Preservation of Information 99 Information; Communications to Holders 61 Section 7.13. 7.13 No Obligations of Purchase Contract Agent 99 62 Section 7.14 Tax Compliance 62 ARTICLE 8

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (E Trade Financial Corp)

Rights and Remedies of Holders. Section 6.01. Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Shares of Common Stock 90 91 Section 6.02. Restoration of Rights and Remedies 91 Section 6.03. Rights and Remedies Cumulative 91 Section 6.04. Delay or Omission Not Waiver 91 92 Section 6.05. Undertaking for Costs 91 92 Section 6.06. Waiver of Stay or Extension Laws 92 ARTICLE 7 THE PURCHASE CONTRACT AGENT Section 7.01. Certain Duties and Responsibilities 92 93 Section 7.02. Notice of Default 93 94 Section 7.03. Certain Rights of Purchase Contract Agent 93 94 Section 7.04. Not Responsible for Recitals or Issuance of Units 95 96 Section 7.05. May Hold Units 95 96 Section 7.06. Money Held in Custody 95 96 Section 7.07. Compensation and Reimbursement 96 97 Section 7.08. Corporate Purchase Contract Agent Required; Eligibility 97 Section 7.09. Resignation and Removal; Appointment of Successor 97 98 Section 7.10. Acceptance of Appointment by Successor 98 99 Section 7.11. Merger, Conversion, Consolidation or Succession to Business 99 100 Section 7.12. Preservation of Information 99 100 Section 7.13. No Obligations of Purchase Contract Agent 99 100 ARTICLE 88 SUPPLEMENTAL AGREEMENTS Section 8.01. Supplemental Agreements without Consent of Holders 101 Section 8.02. Supplemental Agreements with Consent of Holders 101 Section 8.03. Execution of Supplemental Agreements 103 Section 8.04. Effect of Supplemental Agreements 103 Section 8.05. Reference to Supplemental Agreements 103 ARTICLE 9 CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE

Appears in 1 contract

Samples: Series B Purchase Contract and Pledge Agreement (Dominion Resources Inc /Va/)

Rights and Remedies of Holders. 91 Section 6.01. Unconditional Right of Holders to Receive Contract Adjustment Payments and to Purchase Common Shares of Common Stock 90 91 Section 6.02. Restoration of Rights and Remedies 91 Section 6.03. Rights and Remedies Cumulative 91 Section 6.04. Delay or Omission Not Waiver 91 92 Section 6.05. Undertaking for Costs 91 92 Section 6.06. Waiver of Stay or Extension Laws 92 ARTICLE 7 THE PURCHASE CONTRACT AGENT 92 Section 7.01. Certain Duties and Responsibilities 92 Section 7.02. Notice of Default 93 94 Section 7.03. Certain Rights of Purchase Contract Agent 93 94 Section 7.04. Not Responsible for Recitals or Issuance of Units 95 96 Section 7.05. May Hold Units 95 97 Section 7.06. Money Held in Custody 95 Custody; Collateral Documents 97 Section 7.07. Compensation and Reimbursement 96 97 Section 7.08. Corporate Purchase Contract Agent Required; Eligibility 97 99 Section 7.09. Resignation and Removal; Appointment of Successor 97 99 Section 7.10. Acceptance of Appointment by Successor 98 100 Section 7.11. Merger, Conversion, Consolidation Consolidation, Amalgamation, Arrangement or Succession to Business 99 101 Section 7.12. Preservation of Information 99 101 Section 7.13. No Obligations of Purchase Contract Agent 99 101 Section 7.14. Acknowledgement of Appointment 102 ARTICLE 8 SUPPLEMENTAL AGREEMENTS 102 Section 8.01. Supplemental Agreements without Consent of Holders 102 Section 8.02. Supplemental Agreements with Consent of Holders 103 Section 8.03. Execution of Supplemental Agreements 104 Section 8.04. Effect of Supplemental Agreements 104 Section 8.05. Reference to Supplemental Agreements 104 ARTICLE 9 CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE 104 Section 9.01. Covenant Not to Consolidate, Merge, Convey, Transfer or Lease Property except under Certain Conditions 104 Section 9.02. Rights and Duties of Successor Person 105 Section 9.03. Officers’ Certificate and Opinion of Counsel Given to Purchase Contract Agent 106 ARTICLE 10 COVENANTS 106 Section 10.01. Performance under Purchase Contracts 106 Section 10.02. Maintenance of Office or Agency 106 Section 10.03. Corporation to Reserve Common Shares 106 Section 10.04. Covenants as to Common Shares; Listing 107 Section 10.05. Statements of Officers of the Corporation as to Default 107 Section 10.06. ERISA 107 Section 10.07. Tax Treatment 107 Section 10.08. Remarketing Agreement 108 ARTICLE 11 PLEDGE 108 Section 11.01. Pledge 108 Section 11.02. Termination 108 ARTICLE 12 ADMINISTRATION OF COLLATERAL 109 Section 12.01. Initial Deposit of Notes 109 Section 12.02. Establishment of Collateral Account 109 Section 12.03. Treatment as Financial Assets 110 Section 12.04. Sole Control by Collateral Agent 110 Section 12.05. Jurisdiction 110 Section 12.06. No Other Claims 111 Section 12.07. Investment and Release 111 Section 12.08. Statements and Confirmations 111 Section 12.09. [Reserved.] 111 Section 12.10. No Other Agreements 111 Section 12.11. Powers Coupled with an Interest 111 Section 12.12. Waiver of Lien; Waiver of Set-off 111 ARTICLE 13 RIGHTS AND REMEDIES OF THE COLLATERAL AGENT 111 Section 13.01. Rights and Remedies of the Collateral Agent 112 ARTICLE 14 REPRESENTATIONS AND WARRANTIES TO COLLATERAL AGENT; HOLDER COVENANTS 113 Section 14.01. Representations and Warranties 113 Section 14.02. Covenants 113 ARTICLE 15 THE COLLATERAL AGENT, THE CUSTODIAL AGENT AND THE SECURITIES INTERMEDIARY 114 Section 15.01. Appointment, Powers and Immunities 114 Section 15.02. Instructions of the Corporation 115 Section 15.03. Reliance by Collateral Agent, Custodial Agent and Securities Intermediary 115 Section 15.04. Certain Rights 116 Section 15.05. Merger, Conversion, Amalgamation, Arrangement, Consolidation or Succession to Business 116 Section 15.06. Rights in Other Capacities 117 Section 15.07. Non-reliance on the Collateral Agent, Custodial Agent and Securities Intermediary 117 Section 15.08. Compensation and Indemnity 117 Section 15.09. Failure to Act 118 Section 15.10. Resignation of Collateral Agent, the Custodial Agent and the Securities Intermediary 119 Section 15.11. Right to Appoint Agent or Advisor 120 Section 15.12. Survival 120 Section 15.13. Exculpation 120 Section 15.14. Expenses, Etc. 120 Section 15.15. Force Majeure 121 ARTICLE 16 MISCELLANEOUS 121 Section 16.01. Security Interest Absolute 121 Section 16.02. Notice of Termination Event 121 Section 16.03. PATRIOT ACT 122 Section 16.04. Instructions to BNYM 122 EXHIBITS Exhibit A — Form of Corporate Units Certificate Exhibit B — Form of Treasury Units Certificate Exhibit C — Instruction to Purchase Contract Agent From Holder (To Create Treasury Units or Corporate Units) Exhibit D — Notice from Purchase Contract Agent to Holders Upon Termination Event (Transfer of Collateral upon Occurrence of a Termination Event) Exhibit E — Notice to Settle with Cash Exhibit F — Instruction from Purchase Contract Agent to Collateral Agent (Creation of Treasury Units) Exhibit G — Instruction from Collateral Agent to Securities Intermediary (Creation of Treasury Units) Exhibit H — Instruction from Purchase Contract Agent to Collateral Agent (Recreation of Corporate Units) Exhibit I — Instruction from Collateral Agent to Securities Intermediary (Recreation of Corporate Units) Exhibit J — Notice to Settle with Cash from Purchase Contract Agent to Collateral Agent (Cash Settlement Amounts) Exhibit K — Instruction to Custodial Agent Regarding Remarketing Exhibit L — Instruction to Custodial Agent Regarding Withdrawal from Remarketing Exhibit M — Notice to Settle with Cash After Failed Final Remarketing Exhibit N — Notice from Purchase Contract Agent to Collateral Agent (Settlement with Separate Cash) Exhibit O — Notice of Settlement with Separate Cash from Securities Intermediary to Purchase Contract Agent and Collateral Agent (Settlement with Separate Cash) Exhibit P — Form of Remarketing Agreement PURCHASE CONTRACT AND PLEDGE AGREEMENT, dated as of June 23, 2021, among ALGONQUIN POWER & UTILITIES CORP., a corporation duly organized and existing under the laws of Canada (the “Corporation”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association, acting as purchase contract agent for, and, for purposes of the Pledge created hereby, as attorney-in-fact of, the Holders from time to time of the Units (in such capacities, together with its successors and assigns in such capacities, the “Purchase Contract Agent”), as collateral agent hereunder for the benefit of the Corporation (in such capacity, together with its successors in such capacity, the “Collateral Agent”), as custodial agent (in such capacity, together with its successors in such capacity, the “Custodial Agent”), and as securities intermediary (as defined in Section 8-102(a)(14) of the UCC) with respect to the Collateral Account (in such capacity, together with its successors in such capacity, the “Securities Intermediary”).

Appears in 1 contract

Samples: Purchase Contract and Pledge Agreement (Algonquin Power & Utilities Corp.)

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