Common use of RISK AND SUITABILITY Clause in Contracts

RISK AND SUITABILITY. You acknowledge that option trading is risky. In particular, you are aware that: • The seller of a covered call option may forfeit significant profits if the price of the underlying security increases. • The purchaser of an option may lose the total amount paid to acquire the option. • The seller of an uncovered option may sustain substantial, sometimes sudden loss, and the risk in selling an uncovered call option is unlimited. • You certify that you have weighed these risks against your financial situation and investment objectives, and have determined that you are able to sustain the losses that might arise from options trading. If any material change in your financial situation or your investment objectives should occur you agree to notify Xxxxxx Xxxxxxx & Co., Inc. before you enter your next option order.

RISK AND SUITABILITY. You acknowledge that option trading is risky. In particular, you are aware that: • The seller of a covered call option may forfeit significant profits if the price of the underlying security increases. • The purchaser of an option may lose the total amount paid to acquire the option. • The seller of an uncovered option may sustain substantial, sometimes sudden loss, and the risk in selling an uncovered call option is unlimited. • You certify that you have weighed these risks against your financial situation and investment objectives, and have determined that you are able to sustain the losses that might arise from options trading. If any material change in your financial situation or your investment objectives should occur you agree to notify Xxxxxx Xxxxxxx & Co., Inc. LLC. before you enter your next option order.

RISK AND SUITABILITY. You acknowledge that option trading is risky. In particular, you are aware that: • The -The seller of a covered call option may forfeit significant profits if the price of the underlying security increases. • The -The purchaser of an option may lose the total amount paid to acquire the option. • The -The seller of an uncovered option may sustain substantial, sometimes sudden loss, and the risk in selling an uncovered call option is unlimited. • You -You certify that you have weighed these risks against your financial situation and investment objectives, and have determined that you are able to sustain the losses that might arise from options trading. If any material change in your financial situation or your investment objectives should occur you agree to notify Xxxxxx Xxxxxxx & Co., Inc. StockCross before you enter your next option order.