Common use of Risk Disclosures Clause in Contracts

Risk Disclosures. 3.1. At Schedule 1 you are provided with a Risk Notice in compliance with the Act. The Risk Notice sets out the particular investment risks of investing in complex financial instruments. Your execution of the Customer Account Application will be treated as your informed acknowledgment that you have carefully read and are prepared to accept the risks outlined in the Risk Notice. If there is anything you do not understand it is recommended that you seek specialist independent financial and/or legal advice, in particular, regarding the suitability of complex financial instrument trading. 3.2. You should note, in particular, that trading on Margin involves significant risks and that: 3.2.1. you can lose more than your Initial Margin and in certain circumstances your losses may be unlimited; and 3.2.2. if the market moves against your position or Margin rates are increased there may be insufficient money in your Account to satisfy Margin requirements and we may automatically liquidate any or all of your positions at a loss.

Appears in 4 contracts

Samples: Client Service Agreement, Client Service Agreement, Trading Agreement

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Risk Disclosures. 3.1. 2.1 At Schedule 1 2 you are provided with a Risk Notice in compliance with the ActFCA Rules. The Risk Notice sets out the particular investment risks of investing in complex financial instruments. Your execution of the Customer Account Application will be treated as your informed acknowledgment that you have carefully read and are prepared to accept the risks outlined in the Risk Notice. If there is anything you do not understand it is recommended that you seek specialist independent financial and/or legal advice, in particular, regarding the suitability of complex financial instrument trading. 3.2. 2.2 You should note, in particular, that trading on Margin involves significant risks and that: 3.2.1. (a) you can lose more than your Initial Margin and in certain circumstances your losses may be unlimited; and 3.2.2. (b) if the market moves against your position or Margin rates are increased there may be insufficient money in your Account to satisfy Margin requirements and we may automatically liquidate any or all of your positions at a loss.

Appears in 1 contract

Samples: Customer Agreement

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Risk Disclosures. 3.12.1. At Schedule 1 you are provided with a Risk Notice in compliance with the Act. The Risk Notice sets out the particular investment risks of investing in complex financial instruments. Your execution of the Customer Account Application will be treated as your informed acknowledgment that you have carefully read and are prepared to accept the risks outlined in the Risk Notice. If there is anything you do not understand it is recommended that you seek specialist independent financial and/or legal advice, in particular, advice regarding the suitability of complex financial instrument trading. 3.22.2. You should note, in particular, note that trading on Margin involves significant risks and that: 3.2.12.2.1. you can lose more than your Initial Margin and in certain circumstances your losses may be unlimited; and 3.2.22.2.2. if the market moves against your position or Margin rates are increased there may be insufficient money in your Account to satisfy Margin requirements and we may automatically liquidate any or all of your positions at a loss.

Appears in 1 contract

Samples: Client Service Agreement

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