Common use of Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited Clause in Contracts

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We should consult you and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of SEHK.

Appears in 5 contracts

Samples: Client Master Agreement, Client Master Agreement, Client Master Agreement

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Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the NasdaqNASDAQ-Amex AMEX Pilot Program (PP) are aimed at sophisticated investors. I/We You should consult you us and become familiarized familiarised with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of SEHKthe Stock Exchange of Hong Kong Limited.

Appears in 4 contracts

Samples: Master Agreement, Master Agreement, Master Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We You should consult you your dealer and become familiarized familiarised with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.

Appears in 3 contracts

Samples: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the NasdaqNASDAQ-Amex AMEX Pilot Program ("PP") are aimed at sophisticated investors. I/We should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.

Appears in 2 contracts

Samples: Cash Client's Agreement, Cash Client's Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We should consult you and become familiarized familiarised with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.

Appears in 2 contracts

Samples: Client Master Agreement, Client Master Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. 1.3.1 The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We You should consult you your dealer and become familiarized familiarised with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.

Appears in 1 contract

Samples: Securities Account Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.

Appears in 1 contract

Samples: Customer Trading Agreement

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Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We The Client should consult you his dealer and become familiarized with the PP before trading in the PP securities. I/We The Client should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of The SEHK.

Appears in 1 contract

Samples: Securities Cash Trading Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.

Appears in 1 contract

Samples: Customer Trading Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Nasdaq- Amex Pilot Program (PP) are aimed at sophisticated investors. I/We The Customer understands and acknowledges that he should consult you his dealer and become familiarized with the PP before trading in the PP securities. I/We securities and that he should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the Stock Exchange of Hong Kong Limited (the “SEHK”).

Appears in 1 contract

Samples: Master Service Agreement

Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We You should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.

Appears in 1 contract

Samples: General Terms and Conditions

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