Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We should consult you and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of SEHK.
Appears in 5 contracts
Samples: Mib Securities, www.kimeng.com.hk, www.kimeng.com.hk
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. I/We You should consult you your dealer and become familiarized familiarised with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.
Appears in 3 contracts
Samples: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the NasdaqNASDAQ-Amex AMEX Pilot Program (“PP”) are aimed at sophisticated investors. I/We You should consult you us and become familiarized familiarised with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of SEHKthe Stock Exchange of Hong Kong Limited.
Appears in 3 contracts
Samples: Private Bank Master Agreement, Private Bank Master Agreement, Private Bank Master Agreement
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. I/We should consult you and become familiarized familiarised with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.
Appears in 2 contracts
Samples: Client Master Agreement, www.kimeng.com.hk
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the NasdaqNASDAQ-Amex AMEX Pilot Program ("PP") are aimed at sophisticated investors. I/We should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.
Appears in 2 contracts
Samples: 'S Agreement, 'S Agreement
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. 1.3.1 The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. I/We You should consult you your dealer and become familiarized familiarised with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.
Appears in 1 contract
Samples: Securities Account Agreement
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. I/We should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.
Appears in 1 contract
Samples: Customer Trading Agreement
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. I/We should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.
Appears in 1 contract
Samples: Customer Trading Agreement
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Nasdaq- Amex Pilot Program (“PP”) are aimed at sophisticated investors. I/We The Customer understands and acknowledges that he should consult you his dealer and become familiarized with the PP before trading in the PP securities. I/We securities and that he should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the Stock Exchange of Hong Kong Limited (the “SEHK”).
Appears in 1 contract
Samples: Master Service Agreement
Risk of Trading Nasdaq-Amex Securities at the Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. I/We You should consult you the licensed or registered person and become familiarized with the PP before trading in the PP securities. I/We You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Growth Enterprise Market of SEHKThe Stock Exchange of Hong Kong Limited.
Appears in 1 contract
