Risk of Trading Nasdaq-Amex Securities at. The Stock Exchange of Hong Kong Limited 1.3.1 The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult your dealer and become familiarised with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited.
Appears in 7 contracts
Samples: Securities Account Agreement, Client Securities Account Agreement, Client Securities Account Agreement
