Risk of Trading Nasdaq. Amex Securities at the SEHK The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. The Customer should consult the Company and become familiarized with the PP before trading in the PP securities. The Customer should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the SEHK.
Appears in 6 contracts
Samples: Margin Client Agreement, Securities Client Agreement, Securities Client Agreement
Risk of Trading Nasdaq. Amex Securities at the SEHK The securities under the NasdaqNASDAQ-Amex Pilot Program ("PP") are aimed at sophisticated investors. The Customer should consult the Company Customer's dealer and become familiarized familiarised with the PP before trading in the PP securities. The Customer should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the SEHK.
Appears in 3 contracts
Samples: Trading Agreement, Trading Agreement, Trading Agreement
Risk of Trading Nasdaq. Amex Securities at the SEHK The securities under the NasdaqNASDAQ-Amex Pilot Program (“PP”) are aimed at sophisticated investors. The Customer should consult the Company Customer’s dealer and become familiarized familiarised with the PP before trading in the PP securities. The Customer should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the SEHK.
Appears in 3 contracts
Samples: Trading Agreement, 059148201042.ctinets.com, www.masonsec.com
Risk of Trading Nasdaq. Amex Securities at the SEHK Exchange: The securities under the Nasdaq-Amex Pilot Program ("PP") are aimed at sophisticated investors. The Customer Client should consult the Company his professional advisors and become familiarized with the PP before trading in the PP securitiesSecurities. The Customer Client should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the SEHKExchange.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement, Client Agreement for Securities
Risk of Trading Nasdaq. Amex Securities at the SEHK Exchange: The securities under the Nasdaq-Amex Pilot Program ("PP") are aimed at sophisticated investors. The Customer Client should consult the Company his professional advisors and become familiarized familiarised with the PP before trading in the PP securitiesSecurities. The Customer Client should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM Catalist of the SEHKExchange.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
