Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 28 contracts
Samples: Investor Rights Agreement (Giga Tronics Inc), Investor Rights Agreement (Giga Tronics Inc), Investor Rights Agreement (Giga Tronics Inc)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 21 contracts
Samples: Registration Rights Agreement (Neuraxis, INC), Registration Rights Agreement (FreeCast, Inc.), Registration Rights Agreement (ASP Isotopes Inc.)
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 17 contracts
Samples: Registration Rights Agreement (Capital Clean Energy Carriers Corp.), Registration Rights Agreement (Capital Maritime & Trading Corp.), Registration Rights Agreement (Capital Product Partners L.P.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Holder the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)Registration Statement, the Company shall:
Appears in 10 contracts
Samples: Credit Agreement (Trinity Biotech PLC), Common Stock Purchase Warrant (Agile Therapeutics Inc), Common Stock Purchase Warrant (Agile Therapeutics Inc)
Rule 144 Compliance. (a) With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 9 contracts
Samples: Registration Rights Agreement (System1, Inc.), Registration Rights Agreement (System1, Inc.), Registration Rights Agreement (Wejo Group LTD)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Holders the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 9 contracts
Samples: Registration Rights Agreement (Orgenesis Inc.), Asset Purchase Agreement (Orgenesis Inc.), Registration Rights Agreement (Orgenesis Inc.)
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration until such date on Form S-3 (or which the Holders no longer hold any successor form)Registrable Securities, the Company shall:
Appears in 5 contracts
Samples: Registration Rights Agreement (BioXcel Therapeutics, Inc.), Registration Rights Agreement (BioXcel Therapeutics, Inc.), Registration Rights Agreement (Wheeler Real Estate Investment Trust, Inc.)
Rule 144 Compliance. With a view to making available to the holders holder of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 5 contracts
Samples: Registration Rights Agreement (Twinlab Consolidated Holdings, Inc.), Registration Rights Agreement (Staffing 360 Solutions, Inc.), Registration Rights Agreement (Twinlab Consolidated Holdings, Inc.)
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities Shares the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration until such date on Form S-3 (or which the Holders no longer hold any successor form)Registrable Shares, the Company shall:
Appears in 5 contracts
Samples: Registration Rights Agreement (Transcat Inc), Registration Rights Agreement (Transcat Inc), Registration Rights Agreement (Transcat Inc)
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration registration, until the date on Form S-3 (or which the Holder no longer hold any successor form)Registrable Securities, the Company shall:
Appears in 4 contracts
Samples: Registration Rights Agreement (Liquidia Corp), Registration Rights Agreement (Liquidia Corp), Registration Rights Agreement (Liquidia Technologies Inc)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, from and after the Registration Date, the Company shall:
Appears in 4 contracts
Samples: Registration Rights Agreement (210 Capital, LLC), Securities Purchase Agreement (Crossroads Systems Inc), Registration Rights Agreement (210/P10 Acquisition Partners, LLC)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or or, following the IPO, pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 4 contracts
Samples: Registration Rights Agreement (Landmark Apartment Trust of America, Inc.), Registration Rights Agreement (Landmark Apartment Trust of America, Inc.), Registration Rights Agreement (Landmark Apartment Trust of America, Inc.)
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 4 contracts
Samples: Registration Rights Agreement, Registration Rights Agreement (Fat Brands, Inc), Registration Rights Agreement (Fat Brands, Inc)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration registration, at any time when the Company is subject to filing obligations under Section 13(a) or pursuant to a registration on Form S-3 (or any successor form)Section 15(d) of the Exchange Act, the Company shall:
Appears in 4 contracts
Samples: Stockholders Agreement (P10, Inc.), Stockholders Agreement (P10, Inc.), Securities Purchase Agreement (P10, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Holders the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 3 contracts
Samples: Registration Rights Agreement (Cyalume Technologies Holdings, Inc.), Registration Rights Agreement (Cyalume Technologies Holdings, Inc.), Registration Rights Agreement (Cyalume Technologies Holdings, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, after the Registration Date, the Company shall:
Appears in 3 contracts
Samples: Registration Rights Agreement (Quintana Energy Services Inc.), Registration Rights Agreement (Quintana Energy Services Inc.), Registration Rights Agreement
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form F-3 or S-3 (or any successor form), the Company shall:
Appears in 3 contracts
Samples: Registration Rights Agreement (Dorian LPG Ltd.), Registration Rights Agreement (Dorian LPG Ltd.), Shareholders Agreement (Dorian LPG Ltd.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Shareholders the benefits of Rule 144 under the Securities Act (“Rule 144”) and any other rule or regulation of the Commission that may at any time permit a holder shareholder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shallshall during the term of this Agreement:
Appears in 2 contracts
Samples: Shareholder Agreement (Quaker Chemical Corp), Share Purchase Agreement (Quaker Chemical Corp)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell of securities of the Company to sell such securities to the public without registration or pursuant to a registration on Form S-3 (Registration or any successor form)similar form which may be available to the Company at such time, the Company shall:
Appears in 2 contracts
Samples: Registration Rights Agreement (Allied Esports Entertainment, Inc.), Registration Rights Agreement (Slipstream Funding, LLC)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Investor the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder the Investor to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 2 contracts
Samples: Registration Rights Agreement (1347 Property Insurance Holdings, Inc.), Form of Registration Rights Agreement (1347 Property Insurance Holdings, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Holder the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder the Holder to sell securities of the Company Shares to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 2 contracts
Samples: Asset Purchase Agreement (Celsion CORP), Registration Rights Agreement (Celsion CORP)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Investor the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 2 contracts
Samples: Pledge and Security Agreement (General Finance CORP), Termination And (Unique Fabricating, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shallagrees that it will use commercially reasonable efforts to:
Appears in 2 contracts
Samples: Registration Rights Agreement (Stabilis Energy, Inc.), Registration Rights Agreement (Stabilis Energy, Inc.)
Rule 144 Compliance. With a view to making available to the holders Stockholders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Sxxxx Family Stockholder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 2 contracts
Samples: Stockholders’ Agreement (First Interstate Bancsystem Inc), Stockholders’ Agreement (First Interstate Bancsystem Inc)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form F-3 or Form S-3 (or any successor form), the Company shall:
Appears in 2 contracts
Samples: Registration Rights Agreement (Scorpio Bulkers Inc.), Registration Rights Agreement (Scorpio Bulkers Inc.)
Rule 144 Compliance. (a) With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 2 contracts
Samples: Shareholder Agreement (Riot Blockchain, Inc.), Shareholder Agreement (Riot Blockchain, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form F-3 or S-3 (or any successor form)) or without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144 of the Securities Act, as such rule may be amended from time to time, or (B) any similar rule or regulation hereafter adopted by the Commission, the Company shall:
Appears in 2 contracts
Samples: Registration Rights Agreement (Euronav NV), Registration Rights Agreement (Euronav NV)
Rule 144 Compliance. With a view to making available to the holders Stockholders holding of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Stockholder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 2 contracts
Samples: Stockholders’ Agreement (Fmsa Holdings Inc), Stockholders’ Agreement (Fmsa Holdings Inc)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)Registration, the Company shall:
Appears in 2 contracts
Samples: Registration Rights Agreement (Female Health Co), Agreement and Plan of Merger (Female Health Co)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement (Bridge Capital Holdings)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shallshall use commercially reasonable efforts to:
Appears in 1 contract
Samples: Registration Rights Agreement (Atlas Financial Holdings, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Investor the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 1 contract
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities Exchange Shares the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement (Oryon Technologies, Inc.)
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement (Vodafone Group Public LTD Co)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall, at all times after an IPO:
Appears in 1 contract
Rule 144 Compliance. With a view to making available to the holders Purchasers of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder Purchaser to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, from and following the IPO, the Company shall:
Appears in 1 contract
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 1 contract
Samples: Quaker Chemical Corp
Rule 144 Compliance. With a view to making available to the Investors that are holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration registration, at any time when the Company is subject to filing obligations under Section 13(a) or pursuant to a registration on Form S-3 (or any successor form)Section 15(d) of the Exchange Act, the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement (ELAH Holdings, Inc.)
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission SEC that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shallshall use commercially reasonable efforts to:
Appears in 1 contract
Rule 144 Compliance. With a view to making available to the Investors that are holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public 24484926.1 04/16/2018 without registration registration, at any time when the Company is subject to filing obligations under Section 13(a) or pursuant to a registration on Form S-3 (or any successor form)Section 15(d) of the Exchange Act, the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)under the Securities Act, the Company shall:
Appears in 1 contract
Rule 144 Compliance. With a view to making available to the holders holder of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 1 contract
Samples: Form of Registration Rights Agreement (MicroAlgo Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Investors the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement (FlexEnergy Green Solutions, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 N-2 (or any successor form), the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement (Firsthand Technology Value Fund, Inc.)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-1 or Form S-3 (or any successor form), the Company shall:
Appears in 1 contract
Rule 144 Compliance. With a view to making available to the holders Holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), the Company shall:
Appears in 1 contract
Samples: Registration Rights Agreement (MHI Hospitality CORP)
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities Shares the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form)registration, the Company shall:
Appears in 1 contract
Rule 144 Compliance. With a view to making available to the holders of Registrable Securities the benefits of Rule 144 under the Securities Act and any other rule or regulation of the Commission that may at any time permit a holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3 (or any successor form), from and after the date on which (i) the Company shall have completed the Restatement and (ii) is current with respect to the filing with the Commission of all Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, the Company shall:
Appears in 1 contract
