Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and (c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 25 contracts
Samples: Investor Rights Agreement (Aduro Biotech, Inc.), Investor Rights Agreement (Ocular Therapeutix, Inc), Investor Rights Agreement (Ocular Therapeutix, Inc)
Rule 144 Requirements. After With a view to making available to the earliest Investors the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may at any time permit the Investors to sell Registrable Securities to the public without registration, the Company agrees to use its reasonable best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act at all times after the date hereof;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act Act;
(at c) prior to the filing of the Registration Statement or any time after it has become subject amendment thereto (whether pre-effective or post-effective), and prior to such reporting requirements)the filing of any prospectus or prospectus supplement related thereto, to provide the Investors with copies of all of the pages thereof (if any) that reference the Investors; and
(cd) furnish to any holder of Investor, so long as the Investor owns any Registrable Shares Securities, forthwith upon request (i) a written statement by the Company as to its compliance that it has complied with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements)144, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other reports and documents of the Company information as such holder may be reasonably request to avail requested by an Investor in availing itself of any similar rule or regulation of the Commission allowing it which permits an Investor to sell any such securities without registration.
Appears in 22 contracts
Samples: Registration Rights Agreement (Madrigal Pharmaceuticals, Inc.), Registration Rights Agreement (Rocket Pharmaceuticals, Inc.), Registration Rights Agreement (IGM Biosciences, Inc.)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 7 contracts
Samples: Registration Rights Agreement (Curis Inc), Registration Rights Agreement (Integrated Sensor Solutions Inc), Registration Rights Agreement (Otg Software Inc)
Rule 144 Requirements. After With a view to making available to the earliest Stockholders the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit a Stockholder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use its best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act);
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 6 contracts
Samples: Registration Rights Agreement (Integrated Surgical Systems Inc), Registration Rights Agreement (Integrated Surgical Systems Inc), Registration Rights Agreement (Lionbridge Technologies Inc /De/)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.. Table of Contents
Appears in 4 contracts
Samples: Investors’ Rights Agreement, Investors’ Rights Agreement (Arsanis, Inc.), Investors’ Rights Agreement (Arsanis, Inc.)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (Paytrust Inc), Investor Rights Agreement (Xanodyne Pharmaceuticals Inc), Registration Rights Agreement (Flexiinternational Software Inc/Ct)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of the securities of the Company pursuant to a Registration Statementregistration statement under the Securities Act, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its reasonable best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares Securities upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 4 contracts
Samples: Registration Rights Agreement (Vapotherm Inc), Registration Rights Agreement (Vapotherm Inc), Warrant Agreement (Vapotherm Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make comply with the requirements of Rule 144(c) under the Securities Act with respect to making and keep keeping available current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon promptly after receipt of a written request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration., including, without limitation, Rules 144 and 144A.
Appears in 4 contracts
Samples: Registration Rights Agreement (Essent Group Ltd.), Registration Rights Agreement (Essent Group Ltd.), Registration Rights Agreement (Advanced BioHealing Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 4 contracts
Samples: Investors’ Rights Agreement (Arsanis, Inc.), Investors' Rights Agreement (TechTarget Inc), Investors' Rights Agreement (Phase Forward Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best commercially reasonable efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 4 contracts
Samples: Investor Rights Agreement (Phreesia, Inc.), Investor Rights Agreement (Constellation Pharmaceuticals Inc), Investor Rights Agreement (Constellation Pharmaceuticals Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the --------------------- sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep Comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use Use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish Furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 3 contracts
Samples: Investor Rights Agreement (Avici Systems Inc), Investor Rights Agreement (Convergent Networks Inc), Investor Rights Agreement (Avici Systems Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the --------------------- sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Switchboard Inc), Registration Rights Agreement (Switchboard Inc), Registration Rights Agreement (Physicians Quality Care Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself by virtue of any similar rule or regulation of the Commission allowing it that holder to sell any such securities without registration.
Appears in 3 contracts
Samples: Investor Rights Agreement (Tangoe Inc), Investor Rights Agreement (Tangoe Inc), Merger Agreement (Tangoe Inc)
Rule 144 Requirements. After With a view to making available to the earliest Stockholders the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit a Stockholder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use its best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of said Rule 144 or any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 3 contracts
Samples: Registration Rights Agreement (Dyax Corp), Registration Rights Agreement (Dyax Corp), Registration Rights Agreement (Dyax Corp)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 3 contracts
Samples: Investor Rights Agreement (Starent Networks, Corp.), Investor Rights Agreement (Airvana Inc), Investor Rights Agreement (Airvana Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its reasonable best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 3 contracts
Samples: Investor Rights Agreement, Investor Rights Agreement (A123 Systems Inc), Investor Rights Agreement (A123 Systems, Inc.)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) use all commercially reasonable efforts to make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best all commercially reasonable efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, Company and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Investor Rights Agreement (Baycorp Holdings LTD), Investor Rights Agreement (Baycorp Holdings LTD)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) use its reasonable best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Investor Rights Agreement (Vistaprint LTD), Investor Rights Agreement (Vistaprint LTD)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares Holder upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, Company and (iii) such other reports and documents of the Company as such holder Holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Stockholders' Agreement (Marchex Inc), Stock Transfer and Restriction Agreement (Marchex Inc)
Rule 144 Requirements. After the earliest of (i) the closing of --------------------- the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Stockholder Rights Agreement (Goldman Sachs Group Inc), Stockholder Rights Agreement (Storagenetworks Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it the Company has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Investor Rights Agreement, Investor Rights Agreement (Chiasma, Inc)
Rule 144 Requirements. After With a view to making available to the earliest Stockholders the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit such stockholder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use its best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act);
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Kenexa Corp), Registration Rights Agreement (Control Delivery Systems Inc/Ma)
Rule 144 Requirements. After the earliest of (i) the closing of --------------------- the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Investor Rights Agreement (C-Bridge Internet Solutions Inc), Investor Rights Agreement (Network Engines Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance provision by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares Securities upon written request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Investor Rights Agreement (Directv Group Inc), Investor Rights Agreement (Skyterra Communications Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the ---------------------- sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Placement Agent Registration Rights Agreement (Searchhelp Inc), Placement Agent Registration Rights Agreement (Searchhelp Inc)
Rule 144 Requirements. After At all times after the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities date hereof that Investor or any transferee under Section 12 holds any Registrable Shares (regardless of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A whether such Registrable Shares are “restricted securities” as defined in Rule 144 under the Securities Act), the Company agrees toshall:
(a) make comply with the requirements of Rule 144(c) under the Securities Act with respect to making and keep keeping available current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon promptly after receipt of a written request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration., including, without limitation, Rules 144 and 144A.
Appears in 2 contracts
Samples: Registration Rights Agreement (Paramount Gold & Silver Corp.), Registration Rights Agreement (Paramount Gold & Silver Corp.)
Rule 144 Requirements. After With a view to making available to the earliest Holder the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit such stockholder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use reasonable efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act);
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares the Holder upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Healthgate Data Corp), Registration Rights Agreement (Healthgate Data Corp)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to, so long as any Stockholder is a holder of Registrable Shares:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its reasonable best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Investor Rights Agreement (Lyra Therapeutics, Inc.), Investor Rights Agreement (Lyra Therapeutics, Inc.)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make comply with the requirements of Rule 144(c) under the Securities Act with respect to making and keep keeping available current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon promptly after receipt of a written request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration., including Rules 144 and 144A.
Appears in 2 contracts
Samples: Registration Rights Agreement (Accolade, Inc.), Registration Rights Agreement (Accolade, Inc.)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep Comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such such, other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Regeneration Technologies Inc), Asset Purchase Agreement (Regeneration Technologies Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or Act and (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act or any successor rule or regulation of the Commission issued under such Act;
(b) use its best commercially reasonable efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act or any successor rule or regulation of the Commission issued under such Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, Company and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Stockholders Agreement, Stockholders Agreement (Intercept Pharmaceuticals Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep Comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use Use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish Furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 2 contracts
Samples: Series B Preferred Stock Purchase Agreement (Art Technology Group Inc), Investor Rights Agreement (Eroom Technology Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, Statement or (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy, which may be delivered in electronic form or by providing a URL address for a location at which such electronic copy may be obtained, of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Investor Rights Agreement (Omrix Biopharmaceuticals, Inc.)
Rule 144 Requirements. After the earliest of (ia) the closing of the --------------------- sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After With a view to making available to the earliest Investors the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may at any time permit the Investors to sell Registrable Securities to the public without registration, the Company agrees to use its reasonable best efforts to:
(a) make and keep adequate current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act at all times after the date hereof;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act Act;
(at c) prior to the filing of the Registration Statement or any time after it has become subject amendment thereto (whether pre-effective or post-effective), and prior to such reporting requirements)the filing of any prospectus or prospectus supplement related thereto, to provide the Investors with copies of all of the pages thereof (if any) that reference the Investors; and
(cd) furnish to any holder of Investor, so long as the Investor owns any Registrable Shares Securities, forthwith upon request (i) a written statement by the Company as to its compliance that it has complied with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements)144, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other reports and documents of the Company information as such holder may be reasonably request to avail requested by an Investor in availing itself of any similar rule or regulation of the Commission allowing it which permits an Investor to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Assertio Holdings, Inc.)
Rule 144 Requirements. After With a view to making available to the earliest Stockholders the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may at any time permit a Stockholder to sell Registrable Shares to the public without registration, the Company agrees to use its best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144(c)
(1) (at any time after it has become subject to the reporting requirements of the Exchange Act);
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 144(c)(1) and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the CompanyCompany filed under Section 13 or 15(d) of the Exchange Act, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (V I Technologies Inc)
Rule 144 Requirements. After the earliest of (i) the closing of --------------------- the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(aa. comply with the requirements of Rule 144(c) make and keep under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) b. use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) c. furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Inspire Pharmaceuticals Inc)
Rule 144 Requirements. After the earliest of (i) the closing --------------------- of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days following the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Series a Preferred Stock Purchase Agreement (Astropower Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 so long as the Company is subject to the periodic reporting requirements under Sections 13 or 15(d) of the Exchange Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Investors’ Rights and Voting Agreement (TherOx, Inc.)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, ; (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, ; or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), ; (ii) a copy of the most recent annual or quarterly report of the Company, ; and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the The Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees toshall:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act, at all times from and after ninety (90) days following the effective date of the first registration under the Securities Act filed by the Company for an offering of its securities to the general public, and for so long as the Company is subject to the reporting requirements of Section 13 or 15(d) of the Exchange Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 (at any time from and after ninety (90) days following the effective date of the first registration statement filed by the Company for an offering of its securities to the general public), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Spectra Systems Corp)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its reasonable best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Investor Rights Agreement (Altus Pharmaceuticals Inc.)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;144 under the Securities Act:
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days following the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Series F Convertible Preferred Stock and Warrant Purchase Agreement (Ascent Pediatrics Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Stockholders Agreement (Predix Pharmaceuticals Holdings Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144 (c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder subholder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Direct General Corp)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission SEC allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Energy Partners LTD)
Rule 144 Requirements. After With a view to making available to the earliest --------------------- Holders the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit such Holder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use reasonable efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act);
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After With a view to making available to the earliest Holders the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit a Holder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use its best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act).
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder Holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder Holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company or any assignee or successors agrees to:
(ai) make Make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(bii) use Use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company or any assignee or successors under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish Furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days following the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report reports of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Subscription and Investor Rights Agreement (CareView Communications Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the --------------------- sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(aa. comply with the requirements of Rule 144(c) make and keep under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) b. use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) c. furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Inspire Pharmaceuticals Inc)
Rule 144 Requirements. The Company agrees, upon the request of any Stockholder, to make available to such Stockholder and to any prospective transferee of any Registrable Shares of such Stockholder the information concerning the Company described in Rule 144A(d)(4) under the Securities Act. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best reasonable good faith efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Consolidating Registration Rights Agreement (Best Software Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the --------------------- sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep use its best efforts to comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144 (c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Direct General Corp)
Rule 144 Requirements. After With a view to making available to the earliest Investors the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may at any time permit the Investors to sell Registrable Securities to the public without registration, the Company agrees to use its reasonable best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act at all times after the date hereof;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act Act;
(at c) prior to the filing of the Registration Statement or any time after it has become subject amendment thereto (whether pre-effective or post-effective), and prior to such reporting requirements)the filing of any prospectus or prospectus supplement related thereto, to provide the Investors with copies of all of the pages thereof (if any) that reference the Investors; and
(cd) furnish to any holder of Investor, so long as the Investor owns any Registrable Shares Securities, forthwith upon request (i) a written statement by the Company as to its compliance that it has complied with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements)144, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other reports and documents of the Company information as such holder may be reasonably request to avail requested by an Investor in availing itself of any similar rule or regulation of the Commission allowing it which permits an Investor to sell any such securities without registration. 2.9. RESERVED.
Appears in 1 contract
Samples: Securities Purchase Agreement (Bellicum Pharmaceuticals, Inc)
Rule 144 Requirements. After With a view to making available to the earliest Investors the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may at any time permit the Investors to sell Registrable Securities to the public without registration, the Company agrees to use its reasonable best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act at all times after the date hereof;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act Act;
(at c) prior to the filing of the Registration Statement or any time after it has become subject amendment thereto (whether pre‑effective or post‑effective), and prior to such reporting requirements)the filing of any prospectus or prospectus supplement related thereto, to provide the Investors with copies of all of the pages thereof (if any) that reference the Investors; and
(cd) furnish to any holder of Investor, so long as the Investor owns any Registrable Shares Securities, forthwith upon request (i) a written statement by the Company as to its compliance that it has complied with the reporting requirements of Rule 144 144, and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company information as such holder may be reasonably request to avail requested by an Investor in availing itself of any similar rule or regulation of the Commission allowing it which permits an Investor to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at at. any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, Company and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights and Right of First Refusal Agreement (Curis Inc)
Rule 144 Requirements. After With a view to making available to the earliest --------------------- Purchasers the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may at any time permit a Purchaser to sell securities of Engage to the public without registration, the Company Engage agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act);
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company Engage to be filed under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company Engage as to its compliance with the reporting requirements of said Rule 144 144, and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the CompanyEngage, and (iii) such other reports and documents of the Company Engage as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Series B Convertible Preferred Stock Purchase Agreement (Engage Technologies Inc)
Rule 144 Requirements. After With a view to making available to the earliest Stockholders the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit a Stockholder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use its best efforts to:
(ai) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act);
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After With a view to making available the earliest benefits of (i) certain rules and regulations of the closing of SEC which may at any time permit the sale of securities of the Registrable Securities to the public without registration, the Company pursuant agrees to: (1) use commercially reasonable efforts to a Registration Statementmake and keep public information available, (ii) the registration by the Company as defined for purposes of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b2) use its best commercially reasonable efforts to file with the Commission SEC in a timely manner all reports and other documents required of the Company to be filed under the Securities Act and the Securities Exchange Act of 1934, as amended (the "Exchange Act") (at any time after it has become subject to such reporting requirements); and
, and (c3) furnish to any holder of Registrable Shares Securities, upon request (i) request, a written statement by the Company as to its compliance with the reporting requirements of Rule 144 under the Securities Act (at any time after 90 days following the close of the first sale of securities by the Company pursuant to a registration statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably reasonable request to avail itself of any similar rule or regulation of the Commission SEC allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Warrant Agreement (Southwall Technologies Inc /De/)
Rule 144 Requirements. After the earliest of (i) the closing of the --------------------- sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best all commercially reasonable efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c) and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, Company and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Entrust Technologies Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep Comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use Use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish Furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 144(c), and the reporting Requirements of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Investor Rights Agreement (Silverstream Software Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, or (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days following the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, Company and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After With a view to making available to the earliest Investors the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may at any time permit the Investors to sell Registrable Securities to the public without registration, the Company agrees to use its reasonable best efforts to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act at all times after the date hereof;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act Act;
(at c) prior to the filing of the Registration Statement or any time after it has become subject amendment thereto (whether pre-effective or post-effective), and prior to such reporting requirements)the filing of any prospectus or prospectus supplement related thereto, to provide the Investors with copies of all of the pages thereof (if any) that reference the Investors; and
(cd) furnish to any holder of Investor, so long as the Investor owns any Registrable Shares Securities, forthwith upon request (i) a written statement by the Company as to its compliance that it has complied with the reporting requirements of Rule 144 and of 144, the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), and (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company information as such holder may be reasonably request to avail requested by an Investor in availing itself of any similar rule or regulation of the Commission allowing it which permits an Investor to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Alexion Pharmaceuticals Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use its best commercially reasonable efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(bii) use its best commercially reasonable efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Predix Pharmaceuticals Holdings Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days following the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of an initial underwritten public offering by the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of an initial underwritten public offering by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Development Collaboration and License Agreement (GenMark Diagnostics, Inc.)
Rule 144 Requirements. After the earliest of (i) the closing of --------------------- the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;; Amended & Restated Investor Rights Agreement
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep Comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use Use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish Furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of such Rule 144 (c) and of the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, Act or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of --------------------- the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(aA) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(bB) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(cC) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days following the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Series C Preferred Stock Purchase Agreement (Proton Energy Systems Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, ; or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(ai) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the requirements. of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (iiB) a copy of the most recent annual or quarterly report of the Company, and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registrationregistration (and shall reimburse the holders for attorneys fees incurred in connection with the provision of an opinion of counsel to the Company or its transfer agent in connection with any sale by such holders under Rule 144).
Appears in 1 contract
Rule 144 Requirements. After With a view to making available to the earliest Sellers the benefits of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A Rule 144 promulgated under the Securities ActAct and any other rule or regulation of the Commission that may, at any time, permit Sellers to sell securities of ACT to the Company public without registration, ACT agrees to use its best efforts to:
(a) make and keep current public information about the Company available, available as those terms are understood and defined in Rule 144144 under ACT;
(b) use its best efforts to file with the Commission Commission, in a timely manner manner, all reports and other documents required of the Company ACT under ACT and the Securities Act and the Exchange Act of 1934 (the "Exchange Act") (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares the Sellers, upon request (i) request, a written statement by the Company ACT as to its compliance with the reporting requirements of said Rule 144 (at any time after ninety [90] days after the closing of the first sale of securities by ACT pursuant to a Registration Statement), and of the Securities Act ACT and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the CompanyACT, and (iii) such other reports and documents of the Company ACT as such holder holders may reasonably request to avail itself of said Rule 144 or any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Reorganization Agreement (Applied Cellular Technology Inc)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep Comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Regeneration Technologies Inc)
Rule 144 Requirements. After the earliest of (i) the --------------------- closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make Make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act;
(b) use Use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days following the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Securities Purchase Agreement (Triumph Connecticut LTD Partnership)
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the The Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees toshall:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act, at all times from and after 90 days following the effective date of the first registration under the Securities Act filed by the Company for an offering of its securities to the general public, and for so long as the Company is subject to the reporting requirements of Section 13 or 15(d) of the Exchange Act;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 (at any time from and after 90 days following the effective date of the first registration statement filed by the Company for an offering of its securities to the general public), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Spectra Systems Corp)
Rule 144 Requirements. After the earliest to occur of (ix) the closing of the sale of securities of the Company pursuant to a Registration Statement, (iiy) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iiiz) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request request:
(i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 144(c) under the Securities Act, and the reporting, requirements of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), ;
(ii) a copy of the most recent annual or quarterly report of the Company, and ; and
(iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest earlier of (i) the closing of the --------------------- sale of securities of the Company pursuant to a Registration Statement, or (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees toagrees:
(a) make and keep to comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) to use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) to furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (White Pine Software Inc)
Rule 144 Requirements. After the earliest of (ia) the closing of the sale of securities of the Company pursuant to a Registration Statement, ; (iib) the registration by the Company of a class of securities under Section 12 of the Exchange Act, ; or (iiic) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees toshall take the following actions:
(ai) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder of Registrable Shares upon request (iA) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 144(c) and the reporting requirements of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), ; (iiB) a copy of the most recent annual or quarterly report of the Company, ; and (iiiC) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Rule 144 Requirements. After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares AzTE upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder AzTE may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Limited Liability Company Agreement (Dover Glen, Inc.)
Rule 144 Requirements. After With a view to making available to the earliest Holders the benefits of (i) Rule 144 promulgated under the closing Securities Act and any other rule or regulation of the sale of Commission that may at any time permit the Holder to sell securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Actpublic without registration, the Company agrees to use its best efforts to:
(ai) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act (at any time after it has become subject to the reporting requirements of the Exchange Act);
(bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(ciii) furnish to any holder the Holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 (at any time after 90 days after the closing of the first sale of securities by the Company pursuant to a Registration Statement), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder the Holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Warrant Agreement (Moldflow Corp)
Rule 144 Requirements. After the earliest of (i) the closing of the sale --------------------- of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:
(a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); and
(c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Boston Communications Group Inc)